DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Voya Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Willie F Griffin	Empower Advisory Group, LLC BD affiliated	Voya Retirement Advisors, LLC other	Other	Nov 30, 2022	Jul 19, 2023 (231 d)
Michael Aaron Heroux	LPL Financial LLC independent RIA	Voya Retirement Advisors, LLC other	Other	Oct 25, 2022	Jul 12, 2023 (260 d)
Daniel Michael Cestary	Transamerica Retirement Advisors, LLC BD affiliated	Voya Retirement Advisors, LLC other	Other	Oct 4, 2022	Jul 17, 2023 (286 d)
William Alan Trunick	Cetera Advisor Networks LLC BD affiliated	Voya Retirement Advisors, LLC other	Other	Aug 16, 2022	Feb 24, 2023 (192 d)
Marcos Michael Ruiz	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Jul 28, 2022	Jul 14, 2023 (351 d)
Dexter Rene Cumberbatch	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Voya Retirement Advisors, LLC other	Other	Mar 2, 2022	Nov 18, 2022 (261 d)
James Andrew Carmichael	Onedigital institutional	Voya Retirement Advisors, LLC other	Other	Feb 23, 2022	Jul 10, 2023 (502 d)
Lenin Ibarra	Wells Fargo Advisors wirehouse	Voya Retirement Advisors, LLC other	Other	Feb 15, 2022	Jul 29, 2022 (164 d)
Thomas Anthony Robinson	Cuso Financial Services, L.P. BD affiliated	Voya Retirement Advisors, LLC other	Other	Feb 11, 2022	Aug 25, 2023 (560 d)
Edward John Corbett	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Dec 9, 2021	May 18, 2021
Valerie Baker	Lockton Investment Advisors, LLC institutional	Voya Retirement Advisors, LLC other	Other	Oct 6, 2021	Jul 19, 2023 (651 d)
Michael Meehan	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Jun 15, 2021	Jun 14, 2021
Micheal Scott Penland	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Mar 9, 2021	Jul 14, 2023 (857 d)
Hunter L Penland	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Mar 9, 2021	Jul 14, 2023 (857 d)
Jarred Daniel Mantis	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Nov 3, 2020	Nov 24, 2020
Timothy William Greer	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Oct 9, 2020	Oct 2, 2020
John Joseph Burke	Transamerica Retirement Advisors, LLC BD affiliated	Voya Retirement Advisors, LLC other	Other	May 21, 2020	Jul 10, 2023 (1145 d)
Karl Raymond Schofield	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Apr 9, 2020	Aug 19, 2019
Michael Thomas Filippi	Park Avenue Securities LLC BD affiliated	Voya Retirement Advisors, LLC other	Other	Nov 21, 2019	Apr 28, 2021 (524 d)
Christopher Eugene Trovato	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Sep 17, 2019	Oct 31, 2019 (44 d)
Erick Carlos Caledonia	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Jun 5, 2019	Aug 15, 2019 (71 d)
Robert Domenic Macdonald	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Apr 4, 2019	May 13, 2019 (39 d)
Jusjeet Paul Singh	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Apr 3, 2019	Jun 7, 2019 (65 d)
Vanessa Giusti	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Mar 29, 2019	Apr 22, 2019
Stanley Howard Barker	Principal Securities, Inc. BD affiliated	Voya Retirement Advisors, LLC other	Other	Feb 5, 2019	Jul 10, 2023 (1616 d)
Caesar R Rossitto	Ameriprise Financial Services, LLC national BD	Voya Retirement Advisors, LLC other	Other	Jan 2, 2019	Jul 14, 2023 (1654 d)
Travis M Lowe	Valic Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 29, 2018	Nov 28, 2018
Jonathan James Uldrikis	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 7, 2018	Sep 15, 2018 (100 d)
Gordon Burke Ward	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 25, 2018	Sep 24, 2018 (122 d)
Thomas Patrick Kenney	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 22, 2018	Sep 24, 2018 (125 d)
Joanna Sammy-Sasiene	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 22, 2018	Sep 15, 2018 (116 d)
Alfredo Hernandez	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 22, 2018	Sep 15, 2018 (116 d)
Denis Patrick Kelleher	Voya Financial Advisors, Inc. BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 16, 2018	Oct 23, 2018 (160 d)
Michael John Bronson	Scottrade Investment Management BD affiliated	Voya Retirement Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 8, 2018	May 15, 2018 (68 d)
Phillip Anthony Carbajal	Hub International Investment Services Inc. unclassified	Voya Retirement Advisors, LLC other	Other	Feb 7, 2018	Feb 21, 2018
Timothy James Koss	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Jan 17, 2018	Jan 17, 2018
Julie Kay Pedersen-Mcdevitt	Aldrich Wealth LP other	Voya Retirement Advisors, LLC independent RIA	Other	Apr 28, 2017	Nov 13, 2018 (564 d)
Mark Ryszard Ciecko	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Oct 10, 2016	Jul 11, 2023 (2465 d)
Julia Denise Jackson	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Sep 29, 2016	Jul 14, 2023 (2479 d)
Jeffrey Alan Finger	Woodbury Financial Services, Inc. other	Voya Retirement Advisors, LLC other	Other	Jan 11, 2016	Jul 12, 2023 (2739 d)
Wesley Lee Handley	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Sep 14, 2015	Sep 14, 2015
Joyce Ann Sobczyk	Securities America Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Aug 18, 2015	Aug 24, 2015
Oliver Andreas Schulz	Mutual Of Omaha Investor Services, Inc. no RAUM	Voya Retirement Advisors, LLC other	Other	Jul 8, 2015	Jul 14, 2023 (2928 d)
Colin Welton	MML Investors Services, LLC other	Voya Retirement Advisors, LLC other	Other	Jun 1, 2015	Jul 14, 2023 (2965 d)
Thomas Carter Laxton	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Apr 16, 2015	Jul 14, 2023 (3011 d)
Charles B Hagel	Voya Financial Partners, LLC other	Voya Retirement Advisors, LLC other	Other	Jan 13, 2015	Jul 31, 2012
William Louis Hayward	Voya Financial Advisors, Inc. other	Voya Retirement Advisors, LLC other	Other	Dec 18, 2014	Jul 12, 2023 (3128 d)
David Paul Malatesta	Santander Securities other	Voya Retirement Advisors, LLC other	Other	Oct 20, 2014	Apr 12, 2016 (540 d)
Jeffrey S Mcmanus	LPL Financial LLC other	Voya Retirement Advisors, LLC other	Other	Oct 7, 2014	Apr 12, 2016 (553 d)
Gordon Burke Ward	J.P. Morgan Institutional Investments other	Voya Retirement Advisors, LLC other	Other	Dec 2, 2013	Mar 13, 2014 (101 d)
Tamika D Workmon	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Voya Retirement Advisors, LLC other	Other	Sep 27, 2013	Aug 11, 2015 (683 d)
Melissa Marie Myers	Curian Capital, LLC other	Voya Retirement Advisors, LLC other	Other	Apr 30, 2013	Nov 8, 2013 (192 d)
Matthew C Donahue	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Voya Retirement Advisors, LLC other	Other	Mar 19, 2013	Jul 12, 2023 (3767 d)
Gerald Palmer Pascal	Advanced Equities, Inc. other	Voya Retirement Advisors, LLC other	Other	Nov 20, 2012	Jan 17, 2013 (58 d)
Michael Wiggins	Osaic Fa, Inc. other	Voya Retirement Advisors, LLC other	Other	Jan 3, 2012	Jan 30, 2012
Victor Manuel Fernandez	Stancorp Investment Advisers, Inc. other	Voya Retirement Advisors, LLC other	Other	Oct 6, 2010	Feb 4, 2025 (5235 d)
James Alan Cutler	Connecticut Investment Management unclassified	Voya Retirement Advisors, LLC other	Other	Dec 11, 2009	Apr 2, 2012 (843 d)
Joshua Neil Arnold	Chase Investment Services Corp. other	Voya Retirement Advisors, LLC other	Other	Oct 2, 2009	Dec 6, 2010 (430 d)
Alfredo Hernandez	Bmo Harris Financial Advisors, Inc other	Voya Retirement Advisors, LLC other	Other	Jun 26, 2009	Mar 17, 2010 (264 d)
Debra Ellen Davidson	Principal Securities, Inc. other	Voya Retirement Advisors, LLC other	Other	Jun 17, 2009	Dec 20, 2010 (551 d)

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124 moves match.