DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oneamerica Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Willis C Holdeman | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| Paul N Lekousis | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2023 | Nov 30, 2023 (142 d) |
| Nathan A Smith | Cetera Advisor Networks LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jul 27, 2023 |
| Michael A Knapp | Missionsquare Retirement institutional | Oneamerica Securities, Inc. BD affiliated | Other | Jun 14, 2023 | Jul 18, 2023 (34 d) |
| Craig Robinette | Nationwide Securities, LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Jun 12, 2023 | Apr 24, 2024 (317 d) |
| Daniel Richmond | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 26, 2023 |
| Matthew T Henderson | Edward Jones national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Sep 6, 2024 (463 d) |
| Ashley W Folkes | Park Avenue Securities LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 24, 2023 |
| Travis E Dougherty | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | May 3, 2023 |
| Conor Delaney | Robert W. Baird & Co. Incorporated mixed wealth | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2023 | May 4, 2023 |
| Todd John Powers | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Mar 1, 2023 |
| Bruce Warren Davison | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Christopher Alan Taylor | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Michael G. Truly | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Philip John Schmidt | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Christopher B Eddy | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 1, 2023 |
| Eric S Mccreight | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 2, 2023 |
| Christopher M White | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 3, 2023 |
| Nathan K Mccardell | LPL Financial LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2023 | Mar 26, 2024 (407 d) |
| Mustaque Haider Choudhury | Esi Financial Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2023 | May 3, 2023 (98 d) |
| Donald G Scully | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| James Matthew Hightower | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 18, 2023 |
| Brian K Hayes | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Dec 21, 2022 |
| Susan Elaine Koontz | Cx Institutional, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2022 | Jan 18, 2024 (399 d) |
| Christina Chen Blovad | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Jan 12, 2023 (35 d) |
| Brendan Morgan Farrelly | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 14, 2022 |
| Lloyd Alan | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 14, 2022 |
| Zachary P Laake | Allstate Financial Advisors, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 11, 2022 |
| Angela C Davis | J.P. Morgan Securities LLC wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 9, 2022 | May 3, 2023 (236 d) |
| Brian Keith Cohoon | Context Financial LLC state registered | Oneamerica Securities, Inc. BD affiliated | Other | Aug 6, 2022 | Aug 9, 2022 |
| Benjamin Ryley Lease | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 28, 2022 | Sep 8, 2022 (42 d) |
| Nancy Dull Gallagher | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Aug 11, 2022 (41 d) |
| Howard Jay Rubin | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jun 29, 2022 |
| Byron Michael Smith | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jul 1, 2022 |
| Ruben Rivera | Missionsquare Retirement institutional | Oneamerica Securities, Inc. BD affiliated | Other | Jun 16, 2022 | Jun 29, 2022 |
| Michael A Epps | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jul 7, 2022 |
| Wade S Schmidt | Independent Advisor Alliance, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 26, 2022 | Jun 9, 2022 |
| Taylor W Lionberger | Assetmark, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Feb 7, 2023 (266 d) |
| Colin Mckenna | Northwestern Mutual Investment Services,LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Feb 9, 2022 | Jun 15, 2026 (1587 d) |
| Michael J Rosenberg | Advice And Planning Services BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Sep 2, 2022 (227 d) |
| Albert L Alguadich | Edward Jones national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Mar 7, 2022 (55 d) |
| Michael P Cutbirth | Premium 72 Capital independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2021 | Dec 17, 2021 |
| George H Clougher | Brookstone Capital Management LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2021 | Nov 30, 2021 |
| Philip Norris Smith | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Feb 28, 2022 (89 d) |
| Yvette Spillman | Optivise Advisory Services LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Jan 28, 2022 (80 d) |
| Qayyum A Raheem | Pruco Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 20, 2022 (363 d) |
| Adam Jeffrey Trent | Schwab Wealth Advisory, Inc. no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Oct 8, 2021 | Feb 16, 2022 (131 d) |
| David A Trapper | Voya Financial Partners, LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | Sep 15, 2021 | Feb 8, 2023 (511 d) |
| Peter Daniel Walkey | Cbiz Investment Advisory Services, LLC institutional | Oneamerica Securities, Inc. BD affiliated | Other | Sep 7, 2021 | Jan 31, 2022 (146 d) |
| Michael Alan Thein | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 30, 2021 |
| Brian K Hayes | On Investment Management Co BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Jul 30, 2021 |
| Leonides Rivera | LPL Financial LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Aug 17, 2021 (34 d) |
| Jamie L Lawhorne | MML Investors Services, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Sep 2, 2021 (52 d) |
| Joelle M Hinds | Morgan Stanley wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2021 | Jul 16, 2021 |
| Lucas Brian Pelfrey | Fidelity Personal And Workplace Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Mar 31, 2022 (287 d) |
| Matthew J Jenkins | Wells Fargo Advisors wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2021 | Sep 2, 2022 (451 d) |
| Barron T Branch | Fidelity Personal And Workplace Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | Oct 5, 2021 (138 d) |
| Jason Jones | Northwestern Mutual Investment Services,LLC no RAUM | Oneamerica Securities, Inc. BD affiliated | Other | May 18, 2021 | May 28, 2021 |
| Catherine M Trawinski | Hornor, Townsend & Kent, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 12, 2023 (725 d) |
| John Davis Baker | Brookstone Wealth Advisors, LLC independent RIA | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2021 | Jun 7, 2021 |
521 moves match.