DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Warren B Bray | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 9, 2022 | Feb 15, 2022 |
| Jonathen Davey Robinson | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2022 | Feb 24, 2022 |
| Brett F Anderson | Foster Victor independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 7, 2022 | May 20, 2022 (102 d) |
| Joseph Michael Tieber | Alight Financial Advisors, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 4, 2022 | Feb 28, 2022 |
| Thomas Reilly Ring | Citizens Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2022 | Feb 28, 2022 |
| David William Finston | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Feb 2, 2022 | Feb 15, 2022 |
| Arthur Gordon Warden | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2022 | Jan 24, 2022 |
| Maria Alejandra Bravo Murillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 27, 2022 | Feb 3, 2022 |
| Richard Philip Capurso | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 26, 2022 | Feb 25, 2022 |
| Devin Kirk Murphy | Captrust institutional | E*Trade Capital Management, LLC independent RIA | Other | Jan 21, 2022 | Jan 26, 2022 |
| Rose Joyce | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 18, 2022 | Feb 7, 2022 |
| Alfonso Alejandre Jr | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 15, 2022 | Feb 24, 2022 (40 d) |
| Karl David Tresner | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Jan 28, 2022 |
| Rafael David Torres Logreira | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 10, 2022 | Jan 24, 2022 |
| Jonathan P Hawryschuk | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Feb 4, 2022 |
| Thomas Joseph Raleigh | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2022 | Nov 24, 2021 |
| Luciano A Mira | Florida Financial Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | May 18, 2023 (497 d) |
| Nicholas Paul Knapek | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jan 4, 2022 | Jan 20, 2022 |
| Silvestro Rubino | Herold Advisors, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Dec 23, 2021 | Mar 28, 2022 (95 d) |
| Fred Debow Rice | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 11, 2021 | Jan 5, 2022 |
| Kevin C Harvey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 30, 2021 | Sep 13, 2022 (287 d) |
| Logan Pethel | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Nov 22, 2021 |
| Walter T Shields | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2021 | Jun 15, 2022 (213 d) |
| Christopher Gomez | Ep Wealth Advisors independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Nov 12, 2021 | Dec 16, 2021 (34 d) |
| Chad M Morris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 8, 2021 | Jan 10, 2022 (63 d) |
| Roberto Luis Perdomo | MML Investors Services, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Nov 23, 2021 |
| Donovan Axel Morris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Nov 1, 2021 | Dec 13, 2021 (42 d) |
| Spencer M Bamgartner | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2021 | Dec 9, 2021 (44 d) |
| Aalok Patel | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 20, 2021 | Nov 2, 2021 |
| Blake J Stamper | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 19, 2021 | Oct 21, 2021 |
| Michael Nelson | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Nov 1, 2021 |
| Jacob A Epstein | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Nov 15, 2021 (32 d) |
| Kimberly A Douglas | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2021 | Nov 9, 2021 |
| Evander Douglas Thompson | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2021 | Dec 8, 2021 (57 d) |
| Johnathan Ellison | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 6, 2021 | Nov 15, 2022 (405 d) |
| Suzanne D Fickle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 5, 2021 | Oct 28, 2021 |
| Eric V Bennett | Advisornet Wealth Partners independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Oct 4, 2021 | Oct 19, 2021 |
| Autumn S Gleave | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Nov 29, 2021 (56 d) |
| Benjamin J Schmalz | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2021 | Nov 8, 2021 (40 d) |
| Matthew Joseph Schilling | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 28, 2021 | Oct 15, 2021 |
| Jerry A King | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 27, 2021 | Oct 8, 2021 |
| William C Carlisle | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | May 9, 2022 (227 d) |
| Joseph Altschuler | T. Rowe Price Advisory Services, Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Oct 13, 2021 |
| Jared Reed | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 18, 2021 | Oct 15, 2021 |
| Omar Moustafa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 16, 2021 | Oct 20, 2021 (34 d) |
| Alwin A Weibezahn Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 16, 2021 | Oct 1, 2021 |
| Ramez Raheb | Td Ameritrade Investment Management, LLC independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Sep 15, 2021 | Aug 25, 2021 |
| Bryce Sagers | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Sep 7, 2021 |
| Shaun A Taylor | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Nov 16, 2021 (69 d) |
| Howard D Valandra | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2021 | Sep 7, 2021 |
| Ryan R. Nicholas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 9, 2021 | Aug 12, 2021 |
| Parizad Firdosh Chinoy | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2021 | Jul 30, 2021 |
| Charles Minotto | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2021 | Jul 22, 2021 |
| Jason Adam Andriano | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 13, 2021 |
| Charaty B Juracan | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Jul 26, 2021 |
| Richard Kevin Zachary | Nationwide Investment Advisors, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 19, 2022 (383 d) |
| Lisa Byrne Adamson | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 22, 2021 | Jul 19, 2021 |
| Rodd Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 22, 2021 | Jun 28, 2021 |
| James A Reeves | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 9, 2021 | Oct 21, 2021 (134 d) |
| Steven W Naylor | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2021 | May 27, 2021 |
865 moves match.