DFX Intelligence
Advisor moves
Arrivals at First Citizens Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Lee Foster | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Nov 7, 2024 |
| Christopher John Kriak | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 4, 2024 |
| Erik Charles Alexander | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Feb 3, 2025 (146 d) |
| William A Johnson | Charles Schwab & Co., Inc. national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Feb 25, 2026 (539 d) |
| Jonathan Larose | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | May 4, 2026 (616 d) |
| Adam James Hawkins | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Oct 1, 2024 (49 d) |
| Kurt Hayes Sims | Arvest Wealth Management independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2024 | Jul 31, 2024 |
| Charles Andrew Johnson | Pnc Capital Advisors LLC other | First Citizens Investor Services, Inc. BD affiliated | Other | Jul 31, 2024 | Apr 1, 2025 (244 d) |
| Edward Anthony Parent | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2024 | Aug 12, 2024 |
| Daneen Evana Gimson | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2024 | Jan 9, 2025 (177 d) |
| Ryan Mentnech | Td Private Client Wealth LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2024 | Jul 24, 2024 |
| Hayden Bryce Lewis | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 8, 2024 |
| Gabriel Christian King | Cuso Financial Services, L.P. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 8, 2024 |
| Matthew John Stork | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2024 | Nov 26, 2024 (167 d) |
| Deanna W Yu | Citigroup Global Markets Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | May 22, 2024 |
| Eleanor Evangeline Millwood | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Sep 16, 2026 (861 d) |
| Angela P Allen | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2024 | May 1, 2024 |
| Erica Korol | Empower Advisory Group, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 13, 2024 |
| Paul R Ruliffson | Morgan Stanley wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2024 | May 15, 2024 |
| Craig Daniel Saurer | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | May 29, 2024 (48 d) |
| Dwight Mathis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2024 | Aug 27, 2024 (139 d) |
| Marcus Terrell Richbourg | UBS Financial Services Inc. wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2024 | Apr 26, 2024 |
| James Jeffrey Lugo | Ima Advisory Services, Inc. independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 12, 2024 | Mar 11, 2026 (729 d) |
| Gianluca Paci | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Apr 3, 2024 |
| Sunny B Patel | Avestar Capital, LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2024 | May 23, 2024 (87 d) |
| Jennifer Marie Stoody | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2024 | Jun 3, 2025 (474 d) |
| Emmitt Smith | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jul 16, 2025 (520 d) |
| Eric Cohen | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Feb 9, 2024 |
| Austin Edward Pruitt | Ascensus Investment Advisors, LLC institutional | First Citizens Investor Services, Inc. BD affiliated | Other | Feb 1, 2024 | Mar 19, 2024 (47 d) |
| Amber Glenn Vaughn | Equitable Advisors, LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Feb 7, 2024 |
| Corey Adam Holtz | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 26, 2024 |
| Eugenia Elizabeth Grimmer | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 24, 2024 (34 d) |
| James Rutledge Carson | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jun 10, 2025 (543 d) |
| Brett Lindeman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2023 | Nov 21, 2023 |
| Ethan Seth Van Eck | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Feb 6, 2024 (83 d) |
| Dennis Fred Young | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Jan 12, 2024 (73 d) |
| Zachary Michael Ziemba | Credit Union Investment Services state registered | First Citizens Investor Services, Inc. BD affiliated | Other | Oct 17, 2023 | Nov 1, 2023 |
| Jonathan L Steiner | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 13, 2023 |
| Todd Stephen Tillotson | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 10, 2023 |
| Stephen Paul Kanoy | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Nov 13, 2023 (34 d) |
| Matthew J. Golden | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | Oct 10, 2023 | May 18, 2017 |
| Nidaa Petros Kalasho | U.S. Bancorp Investments, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Sep 20, 2023 |
| Mario Woizeschke | J.P. Morgan Private Wealth Advisors LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Sep 18, 2023 |
| Anderson Mitchell | Morgan Stanley wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 12, 2023 | Jun 12, 2026 (1004 d) |
| Jonathan James Derra | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 16, 2023 (84 d) |
| Jason Thomas Cyza | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Nov 1, 2023 (69 d) |
| Kelly Lynn King | Synovus Securities, Inc. independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Aug 14, 2023 |
| Robert Ison Lane | E*Trade Capital Management, LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2023 | Mar 11, 2024 (210 d) |
| Woneita Carneisa Burdno | Principal Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Sep 20, 2023 (51 d) |
| Jonathan David Rosche | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2023 | Jul 12, 2023 |
| Noah Arita | First Horizon Advisors, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2023 | Jul 11, 2023 |
| April Michiko Zee | Kestra Advisory Services, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Oct 5, 2023 (127 d) |
| Kendrick Martin Whitehurst | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | Jul 25, 2023 (77 d) |
| Danny Duy Pham | M Holdings Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Jan 31, 2025 (639 d) |
| Negin Banaei | U.S. Bancorp Advisors, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Jan 1, 2025 (616 d) |
| Cheryl Hom | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | May 8, 2023 |
| Ezekiel Cole Powell | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 25, 2023 |
| Joseph Caporusso | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2023 | Aug 8, 2023 (127 d) |
| Aaron Constante | J.P. Morgan Securities LLC wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2023 | Aug 10, 2023 (134 d) |
| Eraine Johnson Parker | Msh Capital Advisors LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2023 | Aug 16, 2023 (195 d) |
387 moves match.