DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lincoln Investment
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tania M. Louque | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2025 | Jan 29, 2024 |
| David Wayne Motley | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2025 | Jun 30, 2025 |
| Jeffrey Allan Huff | Kestra Advisory Services, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Sep 4, 2025 (55 d) |
| Scott William Palmer | Defined Wealth, Inc. unclassified | Lincoln Investment independent RIA | Other | Jul 1, 2025 | Oct 25, 2024 |
| Evan Hufnagle | Florida Financial Advisors, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jun 5, 2025 |
| Denis Joseph Hill | Orion Portfolio Solutions, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | Aug 13, 2026 (436 d) |
| Benjamin B Welch | LPL Financial LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | May 21, 2025 |
| Christina Joy Apgar | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2025 | May 16, 2025 |
| Alison Oriana Vento | Edward Jones national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2025 | May 22, 2025 |
| Scott Ivan Mcdowell | Horace Mann Investors, Inc. no RAUM | Lincoln Investment independent RIA | Other | May 9, 2025 | May 12, 2025 |
| Nicholas Steven Wilz | Fbl Wealth Management, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2025 | May 6, 2025 |
| Christopher Charles Karschnik | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | Sep 17, 2020 |
| Ryan Joseph Boyd | LPL Financial LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | Aug 14, 2025 (107 d) |
| Joseph A Morelli | Park Avenue Securities LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Sep 23, 2025 (148 d) |
| Stefan M Biddinger | W&S Brokerage Services, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Apr 29, 2025 |
| Chad Douglas Brennan | Thrivent Investment Management Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2025 | Aug 15, 2025 (115 d) |
| Anmol Singh Multani-Kohal | Equitable Advisors, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2025 | Apr 10, 2025 |
| Nicholas M Pagliai | Northwestern Mutual Investment Services,LLC no RAUM | Lincoln Investment independent RIA | Other | Apr 7, 2025 | Sep 29, 2025 (175 d) |
| Brian Trost | Osaic Wealth, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Jun 11, 2025 (71 d) |
| Joshua Halter | LPL Enterprise, LLC no RAUM | Lincoln Investment independent RIA | Other | Mar 28, 2025 | Mar 12, 2026 (349 d) |
| James Matthew Farrell | Janney Montgomery Scott LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2025 | Feb 10, 2025 |
| Tatyana Williams | Vanguard Advisers, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Mar 31, 2025 (38 d) |
| Wallace Rutkowski | Ameriprise Financial Services, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2025 | Jan 2, 2026 (332 d) |
| Joseph Klempel | Edward Jones national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 9, 2025 |
| Nicole Frances Hammick | Raymond James Financial Services Advisors, Inc BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2025 | Jan 23, 2025 |
| Theodore Kanakaris | Northwestern Mutual Investment Services,LLC no RAUM | Lincoln Investment independent RIA | Other | Jan 13, 2025 | Jan 15, 2025 |
| Brandi J Ames | Osaic Fa, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2025 | Jan 8, 2025 |
| Robert Brian Ferreira | Advice And Planning Services BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2025 | Jan 31, 2025 |
| Kimberly Frances Myers | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Nov 5, 2021 |
| Jeffrey Mark Peras | Bolton Global Asset Management mixed wealth | Lincoln Investment independent RIA | RIA to RIA | Jan 2, 2025 | Feb 26, 2025 (55 d) |
| Kevin Patrick Adam | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 3, 2025 (62 d) |
| Benjamin Goodpaster | Osaic Wealth, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Jan 7, 2025 |
| Linnea Marie Rounds | Ameriprise Financial Services, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2024 | Jan 7, 2025 |
| Kevin Phillip Mc Nair | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 12, 2024 |
| Eden Elizabeth Lantzman | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 2, 2024 |
| Ben Oliver Moore | Principal Securities, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2024 | Dec 2, 2024 (69 d) |
| James Francis Thomas | Superior Planning Wealth Management & Family Office no RAUM | Lincoln Investment other | Other | Sep 13, 2024 | Jun 1, 2012 |
| Peter Michael Roulet | Scholar Financial Advising, LLC no RAUM | Lincoln Investment independent RIA | Other | Sep 5, 2024 | Sep 23, 2025 (383 d) |
| Marc Alan Silverstein | Esi Financial Advisors independent RIA | Lincoln Investment independent RIA | RIA to RIA | Sep 3, 2024 | Sep 3, 2024 |
| Peter J Knapp | Cadaret Grant & Co Inc BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 19, 2024 |
| John Baron Crager | Horace Mann Investors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2024 | Jun 3, 2025 (294 d) |
| Brian Robert Reynolds | Esi Financial Advisors independent RIA | Lincoln Investment independent RIA | RIA to RIA | Aug 1, 2024 | Aug 1, 2024 |
| Aiden John Brown | Equitable Advisors, LLC national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2024 | Aug 13, 2024 |
| Ryan Joseph Herits | Planmember Securities Corporation independent RIA | Lincoln Investment independent RIA | RIA to RIA | Jul 18, 2024 | Aug 2, 2024 |
| Erin Sue Lane | T. Rowe Price Advisory Services, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2024 | Jan 28, 2025 (203 d) |
| Thomas Henry Brazier | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Apr 12, 2021 |
| Rodney Dean Musto | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2024 | Dec 2, 2024 (166 d) |
| Lynne Demko Jones | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 1, 2024 |
| Vandolf Parish | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment independent RIA | Wirehouse to independent RIA | May 13, 2024 | Aug 19, 2024 (98 d) |
| Danniel Syed Kazi | Allstate Financial Advisors, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2024 | May 1, 2026 (729 d) |
| Leo Edwin Renner | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 17, 2023 |
| Michael Edwin Thames | Charles Schwab & Co., Inc. national BD | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Apr 9, 2024 |
| Robert Christopher Beaulieu | Capital Analysts BD affiliated | Lincoln Investment BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Mar 18, 2019 |
| Caleb M Fite | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Apr 12, 2024 |
| Colton Green | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 1, 2024 |
| Phillip Nathaniel Sheffield | Horace Mann Investors, Inc. no RAUM | Lincoln Investment independent RIA | Other | Mar 12, 2024 | Mar 27, 2024 |
| Sefa Necmi Gunay | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lincoln Investment independent RIA | Wirehouse to independent RIA | Feb 27, 2024 | Feb 26, 2024 |
| Brent William Soller | LPL Financial LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2024 | Feb 23, 2024 |
| George A Balocik | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Feb 2, 2024 |
| Matthew Hellbusch | Capital Analysts BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jul 19, 2023 |
543 moves match.