| David Marc Rosell | Rosell Wealth Management unclassified | Valmark Advisers, Inc. other | Other | Dec 2, 2015 | Dec 3, 2015 |
| Thomas Edward Fay | Usi Securities, Inc. no RAUM | Valmark Advisers, Inc. other | Other | Nov 24, 2015 | Nov 10, 2015 |
| Lisa Eileen Dregne | Ellenbecker Investment Group other | Valmark Advisers, Inc. other | Other | Nov 3, 2015 | Dec 9, 2015 (36 d) |
| Shawn Michael Arseneau | Gravitas Wealth Partners unclassified | Valmark Advisers, Inc. other | Other | Oct 22, 2015 | Jul 15, 2015 |
| Warren Marshall Miller | Miller Advisory Services, Inc. unclassified | Valmark Advisers, Inc. other | Other | Sep 17, 2015 | Sep 18, 2015 |
| Tyler David Denholm | Kohmann Bosshard Financial Services, LLC. other | Valmark Advisers, Inc. other | Other | Jul 6, 2015 | Oct 20, 2015 (106 d) |
| Chad Roope | Schwab Wealth Advisory, Inc. other | Valmark Advisers, Inc. other | Other | Apr 17, 2015 | May 4, 2015 |
| Christopher Allen Klimash | RBC Capital Markets, LLC national BD | Valmark Advisers, Inc. other | Other | Apr 10, 2015 | Mar 25, 2015 |
| Jon James Melander | Capstone Advisory Group LLC other | Valmark Advisers, Inc. other | Other | Feb 23, 2015 | Feb 27, 2015 |
| David Michael Nelson | Ameritas Advisory Services other | Valmark Advisers, Inc. other | Other | Jan 8, 2015 | Mar 2, 2015 (53 d) |
| Sarah Troyer Johnston | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | Dec 8, 2014 | Dec 10, 2014 |
| Michael Edward Gross | Commonwealth Financial Network national BD | Valmark Advisers, Inc. other | Other | Nov 3, 2014 | Nov 3, 2014 |
| Jason Jon Lukz | New England Securities Corporation other | Valmark Advisers, Inc. other | Other | Oct 27, 2014 | Oct 20, 2014 |
| Paul Eric Rosen | MML Investors Services, LLC other | Valmark Advisers, Inc. other | Other | Oct 23, 2014 | Oct 21, 2014 |
| Susan Ebbert Hall | First Heartland Consultants, Inc. other | Valmark Advisers, Inc. other | Other | Oct 23, 2014 | Oct 20, 2014 |
| Steven Patrick Carlson | Prosperity Capital Advisors other | Valmark Advisers, Inc. other | Other | Aug 29, 2014 | Aug 15, 2014 |
| Jeffrey W Stephens | Financial Telesis, Inc. other | Valmark Advisers, Inc. other | Other | Jul 31, 2014 | Jul 31, 2014 |
| Gregory Scott Cahill | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Mar 24, 2014 | Apr 16, 2014 |
| Angel Kelley | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | Mar 19, 2014 | Apr 11, 2014 |
| Cathy Marie Jacobs | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | Jan 13, 2014 | Dec 22, 2015 (708 d) |
| Kathleen Graham Marteney | Resonate Advisors, Inc. unclassified | Valmark Advisers, Inc. other | Other | Jan 13, 2014 | Mar 31, 2009 |
| John Paul Francis | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | Nov 13, 2013 | Dec 19, 2013 (36 d) |
| Kristen Erin Carmichael | LPL Financial LLC other | Valmark Advisers, Inc. other | Other | Nov 13, 2013 | Nov 8, 2013 |
| Julian Herman Good | Msi Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Oct 9, 2013 | Oct 11, 2013 |
| Kelley Adams King | Plante Moran Financial Advisors other | Valmark Advisers, Inc. other | Other | Oct 3, 2013 | Oct 31, 2013 |
| Bradley John Mueller | Wipfli Hewins Investment Advisors LLC other | Valmark Advisers, Inc. BD affiliated | Other | Jul 3, 2013 | May 14, 2024 (3968 d) |
| Douglas Frederick Wilburn | J.P. Morgan Clearing Corp. no RAUM | Valmark Advisers, Inc. other | Other | Jun 11, 2013 | Jun 9, 2015 (728 d) |
| David Roland Nabity | Professional Advisory Group unclassified | Valmark Advisers, Inc. other | Other | Apr 24, 2013 | Apr 29, 2013 |
| Justin David Nabity | Professional Advisory Group unclassified | Valmark Advisers, Inc. other | Other | Apr 24, 2013 | Apr 29, 2013 |
| Daniel Patrick Rush | Eagle Strategies LLC other | Valmark Advisers, Inc. BD affiliated | Other | Jan 18, 2013 | Mar 3, 2020 (2601 d) |
| Ryan Jeffrey Klekar | Ken Byers & Associates unclassified | Valmark Advisers, Inc. other | Other | Nov 16, 2012 | Mar 18, 2009 |
| Michael Martin Flaherty | Investment Professionals, Inc. other | Valmark Advisers, Inc. other | Other | Aug 8, 2012 | Aug 31, 2012 |
| Joshua James Chase | Concourse Financial Group Advisors other | Valmark Advisers, Inc. other | Other | Aug 1, 2012 | Aug 6, 2012 |
| Thomas Patrick Olexa | Woodbury Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Jul 19, 2012 | Jul 17, 2012 |
| Bradley Scott Doy | Woodbury Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Jul 19, 2012 | Jul 17, 2012 |
| James Robert Vande Logt | Woodbury Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Jul 19, 2012 | Jul 17, 2012 |
| Irene Angela Zurowski | MML Investors Services, LLC other | Valmark Advisers, Inc. mixed wealth | Other | May 16, 2012 | Apr 11, 2018 (2156 d) |
| Pamela Sue Ghezzi | Fmr Wealth Management, LLC unclassified | Valmark Advisers, Inc. other | Other | Mar 23, 2012 | Oct 31, 2011 |
| Orville John Igharas | Suntrust Investment Services, Inc. other | Valmark Advisers, Inc. other | Other | Mar 9, 2012 | Jan 14, 2014 (676 d) |
| Cole Barrett Condon | MML Investors Services, LLC other | Valmark Advisers, Inc. other | Other | Feb 16, 2012 | Feb 17, 2012 |
| Judson J Forner | Osaic Fa, Inc. other | Valmark Advisers, Inc. other | Other | Feb 3, 2012 | Nov 6, 2012 (277 d) |
| Richard Andrew Hillsbery | Vista Wealth Management, LLC other | Valmark Advisers, Inc. other | Other | Feb 1, 2012 | May 22, 2012 (111 d) |
| Charles Owen Moore | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Nov 1, 2011 | Jul 12, 2012 (254 d) |
| Scott Richard Russ | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Nov 1, 2011 | Nov 1, 2011 |
| Ryan William Parrott | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Nov 1, 2011 | Oct 25, 2011 |
| Lawrence Brian Raymond | Abg Portfolio Strategies, Inc. other | Valmark Advisers, Inc. other | Other | Sep 13, 2011 | Feb 8, 2012 (148 d) |
| Donald Eugene Gilin | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Jul 20, 2011 | Jul 20, 2011 |
| Edward Charles Skelly | Invest Financial Corporation other | Valmark Advisers, Inc. other | Other | Jul 19, 2011 | Jul 15, 2011 |
| Michael Nguyen Bui | Invest Financial Corporation other | Valmark Advisers, Inc. other | Other | Jul 19, 2011 | Jul 15, 2011 |
| Kurt Allen Creamer | Securian Financial Services, Inc. other | Valmark Advisers, Inc. other | Other | Mar 23, 2011 | May 5, 2011 (43 d) |
| Edward Tirrell Armstrong | Waddell & Reed other | Valmark Advisers, Inc. other | Other | Jan 31, 2011 | Mar 11, 2011 (39 d) |
| Robert Courtney Clower | Investors Capital Advisory other | Valmark Advisers, Inc. other | Other | Jan 11, 2011 | Jan 12, 2011 |
| Patrick Robert Velekei | Nfp Advisor Services, LLC other | Valmark Advisers, Inc. other | Other | Dec 2, 2010 | Dec 10, 2010 |
| Mark Alan Chandik | Osaic Fs, Inc. other | Valmark Advisers, Inc. other | Other | Oct 22, 2010 | Nov 19, 2010 |
| Robert Alan Mathers | Clifton Gunderson Wealth Advisors other | Valmark Advisers, Inc. other | Other | Oct 14, 2010 | Nov 18, 2010 (35 d) |
| John Paul Friar | Walnut Street Securities, Inc. other | Valmark Advisers, Inc. other | Other | Oct 8, 2010 | Oct 7, 2010 |
| Patricia Ann Moore | Wealth Development Strategies Investment Advisory, Inc. state registered | Valmark Advisers, Inc. other | Other | Aug 30, 2010 | Aug 3, 2010 |
| Luann Marie Spaethe | Pnc Wealth Management other | Valmark Advisers, Inc. other | Other | Aug 25, 2010 | Dec 1, 2011 (463 d) |
| Ali Abbas Nasser | Eagle Strategies LLC other | Valmark Advisers, Inc. other | Other | Aug 20, 2010 | Aug 23, 2010 |
| Geordie Marie Hrdlicka | Hornor, Townsend & Kent, LLC other | Valmark Advisers, Inc. other | Other | Aug 16, 2010 | Aug 2, 2010 |