DFX Intelligence
Advisor moves
Arrivals at J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christy Hawthorne | Edward Jones national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Mar 22, 2023 |
| William Joel Small | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Nov 12, 2025 (981 d) |
| Peter H Owh | Hornor, Townsend & Kent, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Feb 10, 2023 |
| Byron Keith Crosby | Calton & Associates, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 23, 2023 (32 d) |
| Dianne Therese Fay | On Investment Management Co BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 5, 2023 |
| David James Williams | On Investment Management Co BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 15, 2022 |
| Luis Sanabria | Fidelity Personal And Workplace Advisors BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | May 1, 2023 (146 d) |
| Mark Raymond Pinardi | Osaic Fa, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Dec 13, 2022 |
| Miguel Angel Saldana | LPL Financial LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Dec 21, 2022 (35 d) |
| William David Rusch | Securian Financial Services, Inc. independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Nov 9, 2022 | Nov 10, 2022 |
| Charles Ryan Ehrenfried | Wealthquest Corporation independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Oct 5, 2022 | Jun 13, 2022 |
| Geoffrey H Hoatson | Mariner Independent independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2022 | May 30, 2023 (242 d) |
| Sean Goodman | Fidelity Personal And Workplace Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Aug 29, 2022 |
| Adam David Carr | Osaic Fa, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Aug 2, 2022 |
| Nicole Letarte | Osaic Fa, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 2, 2022 |
| Hannah Marie Sullivan | Osaic Fa, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 1, 2022 |
| Penny Lee Di Giovanna | Semmax Financial Advisors, Inc. independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Jun 13, 2022 | Jun 23, 2022 |
| Adam L Wade | Nova Financial Services independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Apr 29, 2022 | Mar 28, 2022 |
| Jonathan Sheehan | Charles Schwab & Co., Inc. national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | May 10, 2022 |
| Gregory T Jack | Park Avenue Securities LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | Apr 13, 2022 |
| Jonathan Keith Britt | Facet independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Mar 4, 2022 | May 11, 2022 (68 d) |
| Michael Edward Scott | Cps Investment Advisors independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Feb 16, 2022 | Jan 27, 2022 |
| Laurey Leiko Shibuya | Park Avenue Securities LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 5, 2022 |
| Jeffery Grant Iseler | Ameriprise Financial Services, LLC national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Dec 15, 2021 |
| Laura Ellen Clark-Brown | Continuum Advisory, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Dec 3, 2021 | Dec 3, 2021 |
| Kevin Mark Nast | Continuum Advisory, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2021 | Jan 30, 2024 (791 d) |
| Jeffrey John Chapman | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Nov 4, 2021 |
| Mark J Modzeleski | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2021 | Nov 4, 2021 |
| Philip John Sprague | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 1, 2021 |
| Daniel Scott Grieb | Bft Financial Group, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Sep 27, 2021 | Sep 28, 2021 |
| Chad Everett Rayborn | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Sep 24, 2021 |
| Mandie Joy Rayborn | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Jan 16, 2024 (844 d) |
| Victor Taylor Caron | Charles Schwab & Co., Inc. national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2021 | Sep 1, 2021 |
| Daniel Douglas Maclean | Iht Wealth Management LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Sep 7, 2021 | Sep 17, 2021 |
| Keith Joseph Willey | Equitable Advisors, LLC national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2021 | Aug 31, 2021 |
| Donald Henry Burgess | Fusion Analytics Investment Partners LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Aug 10, 2021 | Sep 13, 2021 (34 d) |
| Eric Allen Beadle | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 11, 2021 |
| Todd Matthew Wangler | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 9, 2021 |
| Garrett Gustav Engman | Equitable Advisors, LLC national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2021 | Aug 6, 2021 |
| Angelo Tyler Risola | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Jul 27, 2021 | Aug 10, 2021 |
| Penny Lee Di Giovanna | Fidelity Personal And Workplace Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2021 | Jul 12, 2021 |
| Eric David Duncan | LPL Financial LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Jun 30, 2021 |
| Rose Angela Dilecce | Allen & Company Of Florida, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | May 27, 2021 | Jun 11, 2021 |
| Karen Elizabeth Vaught | Edward Jones national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2021 | May 27, 2021 |
| Steven Patrick Ford | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Apr 29, 2021 |
| Robert Saxton Fowler | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Apr 29, 2021 |
| Steven Othello Meglio | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | Apr 29, 2021 |
| Nadine Sieglinde Witt | Morgan Stanley wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Mar 2, 2021 | Mar 3, 2021 |
| Nathan Shelton Jackson | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2021 | Feb 22, 2021 |
| Amanda L. Williams | Hornor, Townsend & Kent, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2021 | Feb 20, 2021 |
| Robert Eran Shelton | Bfc Planning, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | Feb 11, 2021 |
| Lorraine A. Umberger | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2021 | Jan 13, 2021 |
| Edward Andrews Castleberry | Cetera Advisors LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 7, 2021 |
| Quinn Daniel Campbell | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 21, 2021 |
| Scott Douglas Burgess | Fusion Analytics Investment Partners LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Dec 31, 2020 | Sep 13, 2021 (256 d) |
| Michele Joi Delsordo | Psi Advisors, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Dec 23, 2020 | Dec 22, 2020 |
| Lydia Claire Snowden | Benjamin F. Edwards & Company, Incorporated BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Sep 26, 2023 (1047 d) |
| Terry S. Sawchuk | First Allied Advisory Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Nov 2, 2020 |
| Jeffrey Gerald Thiede | Npb Financial Group, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Oct 20, 2020 | Nov 12, 2020 |
| Ryan Mcclure Newton | Concourse Financial Group Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2020 | Oct 1, 2020 |
478 moves match.