DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jodi Thompson Rolland | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2024 | Sep 23, 2025 (616 d) |
| Kerry Irene Bleuher | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 9, 2024 |
| Stephen Huang | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2024 | Feb 22, 2024 (48 d) |
| Esperanza Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 4, 2024 | Sep 16, 2025 (621 d) |
| Tanya Michelle Schlingman | Thornburg Investment Management Inc asset manager | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jan 2, 2024 | Feb 29, 2024 (58 d) |
| Beau Alden Wilson | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 8, 2024 |
| Alexander Francis Leri | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Dec 20, 2023 |
| Preston David Watts | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 4, 2023 |
| Stephanie Theresa Bruns | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 15, 2023 | Dec 11, 2023 |
| Spencer Curtis Wiese | Park Avenue Securities LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 5, 2023 |
| Connor James Wiesner | Ameritas Advisory Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 6, 2023 |
| John Joseph Moriarty | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 6, 2023 |
| Vera Jalilla Feldbusch | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Jul 20, 2023 |
| Vitaliy Nikolayevich Yakimyuk | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 7, 2023 | Nov 20, 2023 |
| Tiffany Rachel Smith | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 6, 2023 |
| Luis Antonio Mercado | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 6, 2023 |
| Thong Nguyen Luu | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2023 | Nov 27, 2023 |
| Jason Scott Austerman | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 29, 2023 |
| Jessica Lannamann Winandy | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 21, 2023 | Jan 11, 2024 (51 d) |
| Eric Michael Mulligan | Gladstone Wealth Partners BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 28, 2023 |
| Micah David Binegar | Huntington Financial Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Nov 8, 2023 |
| Clement Jaeho Shin | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 28, 2023 |
| Paul Chungkwan Kim | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 28, 2023 |
| Kevin Alan Craig | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2023 | Oct 30, 2023 |
| Ross Bentley Hansen | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 30, 2023 |
| Mark Timothy Fitch | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 14, 2023 |
| Daniel Ross Estell | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2023 | Nov 1, 2023 |
| Matthew Scott Mohnsen | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Nov 1, 2023 |
| Tom Doo Choi | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Feb 12, 2024 (104 d) |
| Brian Lopez | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 31, 2023 |
| Alexander Cesar Aliaga Auqui | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2023 | Oct 26, 2023 |
| Gabriel Godoy | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2023 | Feb 27, 2024 (126 d) |
| Carmine Rae Lafleur | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 20, 2023 |
| Dale Charles Herring | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2023 | Oct 24, 2023 |
| Kyle Kevin Duffy | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2023 | Oct 16, 2023 |
| Daniel Paul Entzeroth | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2023 | Oct 13, 2023 |
| Robert Douglas Kotval | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 17, 2023 |
| Scott Dennis Anderson | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 18, 2023 |
| Jessie J Tranchina-Satterfield | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Nov 6, 2023 |
| Timothy James Henderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2023 | Nov 20, 2023 (35 d) |
| Akhil Bhalla | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Feb 20, 2024 (127 d) |
| Blake Alston Nephew | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Sep 25, 2023 |
| Henry Giovany Narvaez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 4, 2023 |
| Zachary Jonathan Ross | Money Concepts Advisory Service BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Oct 2, 2023 |
| Andres Ambrosio Vigil Camacho | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2023 | Oct 5, 2023 |
| Jaime Caraveo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 21, 2023 | Sep 7, 2023 |
| Shanoor Salim Kalyan | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 20, 2023 | Oct 16, 2023 |
| Justin Emil Sayada | Comerica Securities independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 19, 2023 | Sep 20, 2023 |
| Danny Lopez | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2023 | Sep 18, 2023 |
| Noosha Sharif | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2023 | Sep 18, 2023 |
| Eli Taylor | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2023 | Nov 15, 2023 (61 d) |
| Sean Patrick Finley | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 26, 2023 |
| Margaret O'Kelley | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2023 | Sep 6, 2023 |
| Karyn Erne Beltran-Medina | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 1, 2023 |
| James Richard Jackson | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Aug 23, 2023 |
| Jacob Harry Rose | Oppenheimer & Co. Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Dec 4, 2023 (95 d) |
| Nathaniel P Conery | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Oct 10, 2023 (41 d) |
| Zachary Edward Chiara | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 30, 2023 | Aug 29, 2023 |
| Lee Christian Helmers | Keystone Financial Group, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2023 | Sep 28, 2023 (31 d) |
| Eustis Gerard Habighorst | St. Bernard Financial Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 29, 2023 |
1,473 moves match.