DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kms Financial Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angela Marie CouglePks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 20, 2013
Michelle Ann BoedingPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Oct 4, 2013
Patrick Joseph BurkePks Advisory Services, LLC otherKms Financial Services, Inc otherOtherDec 31, 2013Sep 18, 2013
Christopher Charles BradfordRaymond James Financial Services Advisors, Inc otherKms Financial Services, Inc otherOtherDec 4, 2013Dec 2, 2013
John Charles FontanaPks Advisory Services, LLC otherKms Financial Services, Inc otherOtherOct 7, 2013Oct 2, 2015 (725 d)
Stephen Arthur MalleryWoodbury Financial Services, Inc. otherKms Financial Services, Inc otherOtherAug 7, 2013Aug 2, 2013
Evan Leigh Wolk1st Worldwide Advisors, LLC. otherKms Financial Services, Inc otherOtherJun 26, 2013Jun 27, 2013
Melvin Charles BrazieWhitehall Financial Services, Inc. unclassifiedKms Financial Services, Inc otherOtherApr 19, 2013Aug 26, 2010
William Louis FisherSummit Financial otherKms Financial Services, Inc otherOtherApr 15, 2013May 3, 2012
Ryan Patrick GroteStrategic Advisers LLC national BDKms Financial Services, Inc otherOtherFeb 22, 2013Feb 5, 2015 (713 d)
Michael William RadakovichSummit Financial otherKms Financial Services, Inc otherOtherDec 31, 2012Apr 30, 2012
Kayla L GundersonMorgan Stanley wirehouseKms Financial Services, Inc otherOtherOct 5, 2012Oct 18, 2012
Richard Gerald CliffordSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherJul 19, 2012Jul 17, 2012
Robert John CliffordSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherMay 10, 2012Jul 17, 2012 (68 d)
Craig Ryan WatkinsMorgan Stanley wirehouseKms Financial Services, Inc otherOtherMay 7, 2012Jun 28, 2012 (52 d)
Harold Dwight WestQuestar Asset Management, Inc. otherKms Financial Services, Inc otherOtherApr 13, 2012Apr 24, 2012
Calvin Seaborn SumnerQuestar Asset Management, Inc. otherKms Financial Services, Inc otherOtherMar 28, 2012May 23, 2012 (56 d)
Erik Fw LawrencePaulson Investment Company, LLC otherKms Financial Services, Inc otherOtherMar 16, 2012Mar 20, 2012
Maris Ivars GalinsPacific West Financial Consultants Inc otherKms Financial Services, Inc otherOtherMar 1, 2012Mar 1, 2012
Darren Patrick FarrellVoya Financial Advisors, Inc. otherKms Financial Services, Inc otherOtherFeb 17, 2012Feb 16, 2012
Doug Scott GraumannPacific West Financial Consultants Inc otherKms Financial Services, Inc otherOtherJan 23, 2012Jan 24, 2012
Adam Charles CarliniWealth Management International, Ltd. otherKms Financial Services, Inc otherOtherDec 20, 2011Dec 9, 2011
Donald Lee ReimanEchelon Group unclassifiedKms Financial Services, Inc otherOtherNov 16, 2011Feb 15, 2011
Damon Scott WinterSignator Financial Services, Inc. otherKms Financial Services, Inc otherOtherNov 3, 2011Nov 3, 2011
Nicholas Russell GreenCommonwealth Financial Network national BDKms Financial Services, Inc otherOtherOct 21, 2011Oct 26, 2011
Michael L DaytonPrincipal Securities, Inc. otherKms Financial Services, Inc otherOtherOct 19, 2011Oct 11, 2011
Jacquelyn Marie PasciakCommonwealth Financial Network national BDKms Financial Services, Inc otherOtherSep 23, 2011Oct 7, 2011
Aaron Lee BoehmLPL Financial LLC otherKms Financial Services, Inc otherOtherJul 5, 2011Aug 4, 2011
Nicholas John MccartyWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherJul 5, 2011Apr 1, 2015 (1366 d)
Philip Robert HedrickPacific West Financial Consultants Inc otherKms Financial Services, Inc otherOtherJun 30, 2011Jun 30, 2011
Michelle Ruth DrewryAmeritas Advisory Services otherKms Financial Services, Inc otherOtherJun 30, 2011Jun 1, 2011
Jeffrey L ChurchMorgan Stanley wirehouseKms Financial Services, Inc otherOtherMar 9, 2011Mar 4, 2011
Frank Edward MontesMid Atlantic Financial Management, Inc. otherKms Financial Services, Inc otherOtherFeb 17, 2011Feb 18, 2011
Jeffrey Glenn MoormeierQa3 Financial LLC unclassifiedKms Financial Services, Inc otherOtherFeb 11, 2011Feb 9, 2011
Drew Alan SpringerCox-Springer Finanial Advisors unclassifiedKms Financial Services, Inc otherOtherDec 31, 2010Nov 15, 2011 (319 d)
Rachel Lynn KlingerUSA Financial Securities LLC otherKms Financial Services, Inc otherOtherNov 5, 2010Nov 5, 2010
Dale Harvey NelsonRaymond James Financial Services Advisors, Inc otherKms Financial Services, Inc otherOtherSep 22, 2010Sep 20, 2010
Robert William ReynoldsWaddell & Reed otherKms Financial Services, Inc otherOtherAug 2, 2010Jul 23, 2010
Peggy Lynn FarnworthAfa Advisor Services LLC unclassifiedKms Financial Services, Inc otherOtherApr 29, 2010May 4, 2010
Freddie Lee SittnerRoehl & Yi Investment Advisors, LLC otherKms Financial Services, Inc otherOtherApr 1, 2010Jan 5, 2010
Jeffrey John CathersalPortfolio Strategies Inc otherKms Financial Services, Inc otherOtherMar 25, 2010Apr 1, 2008
Stephanie Jo ShinnPurcell Advisory Services, LLC otherKms Financial Services, Inc otherOtherMar 17, 2010Nov 20, 2007
Todd Michael NelsonRoehl & Yi Investment Advisors, LLC otherKms Financial Services, Inc otherOtherMar 16, 2010Jan 5, 2010
James A. SchallerFsc Securities Corporation otherKms Financial Services, Inc otherOtherFeb 18, 2010Feb 12, 2010
Larry Thomas ChristiansenWells Fargo Advisors wirehouseKms Financial Services, Inc otherOtherFeb 12, 2010Feb 12, 2010
Gregg West DawsonWaddell & Reed otherKms Financial Services, Inc otherOtherFeb 4, 2010Feb 1, 2010
Dean E EisenbraunCuso Financial Services, L.P. otherKms Financial Services, Inc otherOtherDec 31, 2009Jan 18, 2011 (383 d)
John Chaney GriffinMorgan Stanley wirehouseKms Financial Services, Inc otherOtherDec 14, 2009Nov 23, 2009
Thomas John AdolphS.G. Long & Company state registeredKms Financial Services, Inc otherOtherDec 10, 2009Dec 15, 2009
Richard Peter MercierLPL Financial LLC otherKms Financial Services, Inc otherOtherNov 25, 2009Nov 6, 2009
Justine Marie PurvisEdward Jones national BDKms Financial Services, Inc otherOtherNov 11, 2009Feb 26, 2013 (1203 d)
Elliot George FordWalnut Street Securities, Inc. otherKms Financial Services, Inc otherOtherOct 16, 2009Oct 7, 2009
Scott MechamSawtooth Securities, LLC unclassifiedKms Financial Services, Inc otherOtherSep 30, 2009May 22, 2009
Kimberly Diane HarrisSawtooth Securities, LLC unclassifiedKms Financial Services, Inc otherOtherSep 30, 2009Jun 29, 2009
Phillip E HarrisSawtooth Securities, LLC unclassifiedKms Financial Services, Inc otherOtherSep 30, 2009Jun 29, 2009
Julie Ann SislerSawtooth Securities, LLC unclassifiedKms Financial Services, Inc otherOtherSep 30, 2009Jun 29, 2009
Raymond Eugene GregoireMutual Service Corporation unclassifiedKms Financial Services, Inc otherOtherJul 31, 2009Jul 31, 2009
Patrick RumleyCitigroup Global Markets Inc. otherKms Financial Services, Inc otherOtherMay 28, 2009May 15, 2009
Robert John BarnesEdward Jones national BDKms Financial Services, Inc otherOtherMay 8, 2009Mar 3, 2011 (664 d)
Alecia Lauretta ModahlCommonwealth Financial Network national BDKms Financial Services, Inc otherOtherApr 15, 2009May 21, 2009 (36 d)
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230 moves match.