DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dace Andrew DekruifPnc Wealth Management BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 9, 2018Apr 13, 2018
Christopher James-Frederick CrottsCetera Investment Advisers LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 4, 2018Apr 11, 2018
Loyd Benjamin WellmanGreat Lakes Wealth, LLC otherFsc Securities Corporation BD affiliatedOtherMar 29, 2018Apr 4, 2018
Sital RahmanUBS Financial Services Inc. wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankMar 22, 2018Mar 22, 2018
Joseph Paul CatalfanoSagepoint Financial, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 20, 2018Mar 21, 2018
Jessica AbregoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankMar 7, 2018Apr 9, 2018 (33 d)
Jesus Manuel DelgadoEquitable Advisors, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2018Feb 21, 2018
Robert Francis WeberWeber Financial Advisory, Inc. unclassifiedFsc Securities Corporation otherOtherFeb 26, 2018Sep 21, 2017
Glen Edward HolmesH. Beck, Inc. otherFsc Securities Corporation BD affiliatedOtherJan 31, 2018Feb 1, 2018
Danielle Christine HolmesH. Beck, Inc. otherFsc Securities Corporation BD affiliatedOtherJan 31, 2018Feb 1, 2018
Steven Mark BoblisThe Retirement Group, LLC otherFsc Securities Corporation otherOtherDec 31, 2017Feb 26, 2015
Michael Chun LeeThe Retirement Group, LLC otherFsc Securities Corporation otherOtherDec 31, 2017Mar 30, 2015
Jason Roy DavisKnepp Financial Group, LLC unclassifiedFsc Securities Corporation otherOtherDec 12, 2017May 28, 2010
Jeffrey Kistler JonesSii Investments, Inc. otherFsc Securities Corporation BD affiliatedOtherDec 6, 2017Dec 5, 2017
Shawn Thomas HigginbothamSii Investments, Inc. otherFsc Securities Corporation BD affiliatedOtherDec 6, 2017Dec 12, 2017
James Alexander WatersAmeriprise Financial Services, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherNov 13, 2017Oct 27, 2017
Jason Howard FuchsWells Fargo Advisors wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankNov 13, 2017Nov 10, 2017
Patrick M FerrignoSii Investments, Inc. otherFsc Securities Corporation BD affiliatedOtherNov 10, 2017Nov 10, 2017
Paul Joseph FerrignoSii Investments, Inc. otherFsc Securities Corporation BD affiliatedOtherNov 10, 2017Nov 10, 2017
Nicolette Joan HarneySii Investments, Inc. otherFsc Securities Corporation BD affiliatedOtherNov 10, 2017Nov 10, 2017
Ryan Christopher WilliamsPark Avenue Securities LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2017Nov 13, 2017
Nicholas R BiddleNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherOct 24, 2017Oct 17, 2017
Helmut GarciaTransamerica Financial Advisors, LLC otherFsc Securities Corporation BD affiliatedOtherSep 20, 2017Mar 21, 2018 (182 d)
Benjamin M PetersenMorgan Stanley wirehouseFsc Securities Corporation otherOtherSep 18, 2017Sep 15, 2017
Peter Moises RivasEdward Jones national BDFsc Securities Corporation otherOtherSep 5, 2017Aug 31, 2017
James Benjamin RobertsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherAug 7, 2017Aug 4, 2017
Shawn Edward ThomasMML Investors Services, LLC otherFsc Securities Corporation otherOtherAug 1, 2017Jul 28, 2017
Charles Judson GoldmanNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 28, 2017
Jeffrey Alan PrattNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 28, 2017
Michael Paul HarrisNext Financial Group, Inc. otherFsc Securities Corporation otherOtherJul 31, 2017Jul 31, 2017
Jeffrey Stephen PlesserSagepoint Financial, Inc. otherFsc Securities Corporation otherOtherMay 8, 2017May 5, 2017
Erin Danielle BluskeSagepoint Financial, Inc. otherFsc Securities Corporation otherOtherApr 5, 2017Apr 12, 2017
Malcolm Douglas MaclennanOppenheimer & Co. Inc. otherFsc Securities Corporation otherOtherMar 27, 2017Mar 17, 2017
Jeffrey Michael HusakNext Financial Group, Inc. otherFsc Securities Corporation otherOtherMar 27, 2017Mar 24, 2017
Leonard Wong Ling Howe KingsleyCommonwealth Financial Network national BDFsc Securities Corporation otherOtherMar 21, 2017Apr 7, 2017
Beth Arlene MausInvest Financial Corporation otherFsc Securities Corporation otherOtherMar 20, 2017Oct 16, 2017 (210 d)
Thomas M DowlingAegis Capital Corp. otherFsc Securities Corporation otherOtherMar 16, 2017Mar 15, 2017
Brooks Taylor HarrisCommonwealth Financial Network national BDFsc Securities Corporation otherOtherMar 6, 2017Mar 7, 2017
William Henry KummNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherMar 2, 2017Mar 2, 2017
Steven Joseph CaseNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherMar 2, 2017Mar 2, 2017
Donald Robert GenordNational Planning Corporation ("Npc Of America" In Fl & Ny) otherFsc Securities Corporation otherOtherMar 2, 2017Mar 2, 2017
Jonathan Luke FargasonThrivent Investment Management Inc. otherFsc Securities Corporation otherOtherFeb 24, 2017Apr 19, 2017 (54 d)
Robert John WelschThe Retirement Group, LLC otherFsc Securities Corporation otherOtherFeb 22, 2017May 11, 2016
David Bruce DavisH. Beck, Inc. otherFsc Securities Corporation otherOtherFeb 15, 2017Feb 10, 2017
Sylvester KnoxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation otherOtherFeb 3, 2017Jan 12, 2017
Matthew K BrandLPL Financial LLC otherFsc Securities Corporation otherOtherJan 28, 2017Jan 11, 2017
Anette Schol-BermelSagepoint Financial, Inc. otherFsc Securities Corporation BD affiliatedOtherJan 17, 2017Jan 3, 2019 (716 d)
Michael Scott SilversteinCadaret Grant & Co Inc otherFsc Securities Corporation otherOtherDec 1, 2016Dec 1, 2016
David Allen BankstonOnpointe Advisory And Financial Services, LLC otherFsc Securities Corporation otherOtherNov 29, 2016Jan 6, 2017 (38 d)
Santo BlumkeJ.P. Morgan Securities LLC wirehouseFsc Securities Corporation otherOtherOct 19, 2016Dec 2, 2016 (44 d)
Christopher Edward CsengeStrategic Advisers LLC national BDFsc Securities Corporation otherOtherSep 29, 2016Oct 28, 2016
Thomas Samuel DellingerLPL Financial LLC otherFsc Securities Corporation otherOtherSep 22, 2016Aug 29, 2016
Evan Nathan RobinsonStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 16, 2016Sep 16, 2016
John Benjamin FerrisStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 16, 2016Sep 16, 2016
Jonathan David RobsonStratos Wealth Partners, Ltd otherFsc Securities Corporation otherOtherSep 12, 2016Sep 1, 2016
Philip James FlueggeCommonwealth Financial Network national BDFsc Securities Corporation otherOtherAug 24, 2016Sep 2, 2016
Christina ThieleMorgan Stanley wirehouseFsc Securities Corporation otherOtherAug 18, 2016Aug 12, 2016
David Kenneth ThieleMorgan Stanley wirehouseFsc Securities Corporation otherOtherAug 16, 2016Aug 12, 2016
Phillip Clark LovegroveHuntington Financial Advisors otherFsc Securities Corporation otherOtherAug 10, 2016Aug 5, 2016
Jacqueline Schlup DanielsCommerce Brokerage Services, Inc otherFsc Securities Corporation otherOtherAug 2, 2016Feb 8, 2017 (190 d)
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626 moves match.