DFX Intelligence
Advisor moves
Arrivals at Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Fazel Mostashari | Independent Financial Group, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2020 | Oct 22, 2021 (303 d) |
| Jonathan Gerrard | Advice And Planning Services BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jan 6, 2021 (54 d) |
| John Bryan Setzler | Ameritas Advisory Services independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2020 | Nov 9, 2020 |
| J Eric Mackenbach | Valmark Advisers, Inc. mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2020 | Nov 6, 2020 |
| Christopher John Peplinski | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Aug 24, 2021 (293 d) |
| Geoffrey Paul Tully | Insight Securities, Inc. mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2020 | Nov 13, 2020 |
| Kyle Ciotti | Pruco Securities, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Jul 12, 2022 (678 d) |
| Yongyi Fan | Transglobal Advisory, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2020 | Aug 10, 2020 |
| James Rouse Lingle | Pruco Securities, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Jul 15, 2020 |
| William Monroe Biles | Investacorp Advisory Services Inc BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Nov 3, 2022 (848 d) |
| Kyle Wilson Peace | Nationwide Investment Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2020 | Feb 8, 2022 (581 d) |
| Gary Lynn Gray | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jul 1, 2020 | Jul 2, 2020 |
| Robert Edgar Ausband | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jul 1, 2020 | Aug 18, 2020 (48 d) |
| Maria K Bannon | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jul 1, 2020 | Jul 7, 2020 |
| Mary Grace Justice | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jul 1, 2020 | Jul 1, 2020 |
| James Scott Polmonari | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jul 1, 2020 | Jul 2, 2020 |
| Dean Knieps | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2020 | Jul 7, 2020 |
| Nathaniel Scott Siegel | Northwestern Mutual Investment Services,LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Jun 24, 2020 | Oct 13, 2020 (111 d) |
| Kevin Michael Major | Commonwealth Financial Network national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Jan 21, 2021 (295 d) |
| Todd Hayworth | Cg Advisory Services independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2020 | Feb 1, 2021 (308 d) |
| Gregory James Hier | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Mar 27, 2020 | Mar 23, 2020 |
| Donald William Baran | Edward Jones national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2020 | Aug 27, 2021 (548 d) |
| Sean Patrick Swanson | Eagle Strategies LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Feb 14, 2020 |
| Ryan Jennestad Lovell | Ameriprise Financial Services, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2020 | Feb 3, 2020 |
| John Joseph Moriarty | Pnc Wealth Management BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jun 22, 2020 (172 d) |
| Jeffrey Charles Reynolds | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Mar 16, 2021 (441 d) |
| Matthew William Davoust Whall | First Trust Advisors LP asset manager | Tlg Advisors, Inc. BD affiliated | Other | Nov 27, 2019 | Nov 8, 2021 (712 d) |
| Lamar Daniel Breshears | Horter Investment Management, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2019 | Nov 18, 2019 |
| Luis Celso Pasquale Rosa | Equitable Advisors, LLC national BD | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Jan 10, 2020 (67 d) |
| Julia H Lin | First Heartland Consultants, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Nov 5, 2019 |
| James M. Franklin | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 31, 2019 |
| Jerry Charles Adam | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2019 | Oct 14, 2020 (364 d) |
| Joseph Earl Rhodes | Wells Fargo Advisors wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2019 | Oct 2, 2019 |
| William Everette Oliver | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Oct 8, 2019 | Oct 16, 2019 |
| Erik Douglas Marechal | Nationwide Securities, LLC no RAUM | Tlg Advisors, Inc. BD affiliated | Other | Oct 7, 2019 | Dec 2, 2024 (1883 d) |
| Michael David Westerfield | MML Investors Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Sep 23, 2019 |
| Arthur Kerwin Sobczak | Ownership Advisors, Inc. unclassified | Tlg Advisors, Inc. BD affiliated | Other | Jul 24, 2019 | Sep 19, 2019 (57 d) |
| Joshua Heinrich Pierce | LPL Financial LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2019 | Aug 27, 2019 (46 d) |
| Ethan Michael Schmidt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Tlg Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2019 | Aug 22, 2019 (51 d) |
| Craig Willard Jewett | First Western Advisors independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 21, 2019 | Jun 19, 2019 |
| Jared Paul Gostanczik | Gradient Advisors, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2019 | Sep 5, 2019 (91 d) |
| Michael Patrick Callahan | M Holdings Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | May 21, 2019 |
| Rajiv Rebello | Lotusgroup Capital asset manager | Tlg Advisors, Inc. BD affiliated | Other | May 15, 2019 | Dec 18, 2020 (583 d) |
| John Samuel Dumond | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Apr 7, 2021 (706 d) |
| Gerard John Vanderzanden | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Feb 6, 2020 (280 d) |
| Eric Dixon Loaiza | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Sep 9, 2019 (130 d) |
| James Michael Morris | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jun 13, 2019 (42 d) |
| Pamela Marie Echegaray | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Sep 23, 2019 (144 d) |
| Philip Charles Hagopian | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Sep 9, 2019 (130 d) |
| Rustan Cooley Thayer | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jun 16, 2020 (411 d) |
| Justin Heath Waddington | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Nov 16, 2020 (564 d) |
| Matthew Lawrence Kaas | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jan 12, 2026 (2447 d) |
| Diana Michele Groh | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Dec 11, 2019 (223 d) |
| William Thomas Tyson | Citigroup Global Markets Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Sep 5, 2023 (1601 d) |
| Mark Taylor Dulworth | Legacy Asset Management, Inc. independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2019 | Jun 20, 2023 (1537 d) |
| Muna Malik | Pruco Securities, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | Dec 18, 2020 (630 d) |
| Daniel Karstadt | LPL Financial LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 13, 2019 | Apr 9, 2019 |
| Mark C Chen | U.S. Bancorp Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Apr 26, 2019 (50 d) |
| Richard Nettuno | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Feb 4, 2021 (701 d) |
| Gordon Sylvester | Woodbury Financial Services, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2019 | Oct 15, 2019 (228 d) |
385 moves match.