DFX Intelligence
Advisor moves
Arrivals at J. W. Cole Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley Christopher Reed | Ameriprise Financial Services, LLC national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2020 | Dec 1, 2020 (48 d) |
| Hunter Mires | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Aug 27, 2020 | Jul 29, 2021 (336 d) |
| Jodie B. Lane | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2020 | Feb 8, 2021 (175 d) |
| Robert Paul Damico | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2020 | Apr 1, 2021 (233 d) |
| Santo Montalbano | Ameriprise Financial Services, LLC national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2020 | Jul 29, 2020 |
| Sarah Katherine Mcdonald | Arcadia Wealth Management, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Jun 2, 2020 | Jun 23, 2020 |
| Daniel Kenneth Geisler | Td Ameritrade, Inc. no RAUM | J. W. Cole Advisors, Inc. independent RIA | Other | May 19, 2020 | May 15, 2020 |
| Kyle James Luebeck | Mutual Of Omaha Investor Services, Inc. no RAUM | J. W. Cole Advisors, Inc. independent RIA | Other | May 15, 2020 | May 15, 2020 |
| Todd Owen Loudenslager | Mutual Of Omaha Investor Services, Inc. no RAUM | J. W. Cole Advisors, Inc. independent RIA | Other | May 15, 2020 | May 15, 2020 |
| Lisa Luebeck | Mutual Of Omaha Investor Services, Inc. no RAUM | J. W. Cole Advisors, Inc. independent RIA | Other | May 15, 2020 | May 15, 2020 |
| Nicholas Alan Dostal | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 6, 2020 |
| Scott Paul Smith | Edward Jones national BD | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2020 | May 21, 2020 (37 d) |
| Randall Levi Nakamura | Cuna Brokerage Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Mar 4, 2020 |
| Alejandro Jose Vazquez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Mar 2, 2020 | Jun 18, 2020 (108 d) |
| Ramon Valdez | Raymond James Financial Services Advisors, Inc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2020 | Feb 18, 2020 |
| Jennifer Kay Drinkle | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2020 | Jan 2, 2025 (1801 d) |
| Kimberly Ann Hamlin | Fbl Wealth Management, LLC no RAUM | J. W. Cole Advisors, Inc. BD affiliated | Other | Dec 31, 2019 | Jan 13, 2020 |
| Rolando Intia | Transamerica Financial Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Oct 25, 2021 (664 d) |
| Max Cameron Valavanis | Valic Financial Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Feb 18, 2020 (67 d) |
| Brent Robert Broaddus | First Allied Advisory Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Nov 5, 2019 |
| Craig Anthony Rosenberg | Sb Advisory, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Sep 25, 2019 |
| Raymond T Difilippo | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 10, 2019 |
| Joe Dennis Murray | Sb Advisory, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2019 | Sep 30, 2019 |
| Matthew Gary Castine | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2019 | Mar 29, 2021 (556 d) |
| Vernon Grant Stewart | Advantage Investment Management, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2019 | Sep 17, 2019 |
| Kimberly Marie Surber | Intelligence Driven Advisers, LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Aug 16, 2019 | Jul 12, 2021 (696 d) |
| Andres Felipe Yepes | Raymond James & Associates, Inc. national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 21, 2019 |
| Randall Geraldo Boston | Pruco Securities, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Jul 30, 2019 |
| James Henry Amick | Independent Financial Partners BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2019 | May 10, 2019 |
| Beah Del Cid | Global Financial Private Capital, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2019 | Jul 3, 2019 |
| Jonathan David Matuszkiewicz | Eagle Strategies LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 12, 2019 |
| Leslie Ann Valant | Intelligence Driven Advisers, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2019 | Jun 14, 2019 |
| Mccabe Culley Strothmann | LPL Financial LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 4, 2019 | May 21, 2019 |
| Dawn Annette Steinert | Global Financial Private Capital, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2019 | May 17, 2019 |
| Maria Keith | Park Avenue Securities LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Apr 24, 2019 |
| Timothy Todd Van Houten | Global Financial Private Capital, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2019 | May 6, 2019 |
| Stuart Farrell Ettingoff | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2019 | Apr 26, 2019 |
| David Ross Ettingoff | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2019 | Apr 26, 2019 |
| Joseph Lauria Dipaolo | Global Financial Private Capital, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2019 | Apr 30, 2019 |
| Katherine Elizabeth Ettingoff | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2019 | Jun 26, 2019 (56 d) |
| Robert Andrew Kopp | Householder Group Estate & Retirement Specialists independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2019 | May 3, 2019 |
| Kevin Paul Buenvenida | Td Ameritrade Investment Management, LLC independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2019 | May 3, 2019 |
| Eric Stanley Springer | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | Mar 20, 2019 |
| Manos Guy Cito | Comprehensive Capital Management, Inc. independent RIA | J. W. Cole Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2019 | Feb 5, 2025 (2168 d) |
| Shawn Robert Mueller | J.P. Morgan Securities LLC wirehouse | J. W. Cole Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2019 | Apr 17, 2019 (63 d) |
| Robert William Tiller | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2019 | Feb 15, 2019 |
| Dorothea Sue Cole | Osaic Wealth, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | May 8, 2019 (90 d) |
| Brian J Hamm | Mutual Of Omaha Investor Services, Inc. no RAUM | J. W. Cole Advisors, Inc. independent RIA | Other | Jan 31, 2019 | Jan 25, 2019 |
| Alan Josh Mcculley | Econ Wealth Management independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Jan 24, 2019 | Mar 1, 2019 (36 d) |
| Nathaniel Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2019 | Jan 16, 2019 |
| Nga Le Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2019 | Jan 16, 2019 |
| Tigran Hovhannes Muradyan | Assetmark, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Nov 16, 2020 (707 d) |
| Michael Todd Fels | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Nov 20, 2018 | Feb 22, 2019 (94 d) |
| Sean Patrick Foley | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 1, 2018 |
| Stephen M. Drizos | Summit Financial Group Inc BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 17, 2018 |
| Justin Dolan | LPL Financial LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Sep 5, 2018 | Aug 31, 2018 |
| Itaat Husain | Wells Fargo Advisors wirehouse | J. W. Cole Advisors, Inc. independent RIA | Wirehouse to independent RIA | Aug 22, 2018 | Aug 20, 2018 |
| Scott David Showers | Concourse Financial Group Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 | Jul 20, 2018 |
| Michael Robert Finnie | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2018 | Aug 7, 2018 |
| Don Wesley Salter | LPL Financial LLC independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Jul 30, 2018 | Jul 20, 2018 |
478 moves match.