Arrivals at Regal Investment Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Dennis Kelly	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 27, 2013
Kenneth Andrew Davey	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 26, 2013
Don Ross Martin	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 26, 2013
James Raleigh Bailes	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 27, 2013
Steven David Frueh	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 25, 2013
Erik C Bloomfeldt	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 27, 2013
Chris Alan Bettencourt	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 22, 2013
Carmel John Spiteri	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 26, 2013
Benjamin Jacob Childs	Onyx Wealth Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2013	Nov 26, 2013
Michael Edward Loftus	Woodbury Financial Services, Inc. other	Regal Investment Advisors LLC other	Other	Dec 17, 2013	Feb 10, 2014 (55 d)
Todd Michael Cour	First Allied Advisory Services, Inc. other	Regal Investment Advisors LLC other	Other	Dec 11, 2013	Nov 27, 2013
Timothy John Mccormack	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Nov 4, 2013	Aug 18, 2011
Carole Leigh Donohoo	Osaic Fs, Inc. other	Regal Investment Advisors LLC other	Other	Aug 9, 2013	Aug 8, 2013
Kurt Allen Berry	Wisconsin Financial Advisors, LLC unclassified	Regal Investment Advisors LLC other	Other	Jun 18, 2013	Oct 5, 2016 (1205 d)
David John Gagnon	Main Street Advisors, LLC other	Regal Investment Advisors LLC other	Other	Jun 13, 2013	Jun 14, 2013
Michael Warren Morrison	Financial Advisers Of America, LLC other	Regal Investment Advisors LLC other	Other	Apr 22, 2013	Jul 1, 2013 (70 d)
Anthony Joseph Burek	Huntington Financial Advisors other	Regal Investment Advisors LLC other	Other	Apr 19, 2013	Apr 23, 2013
Edward C Lewis	Watts Gwilliam & Company, LLC other	Regal Investment Advisors LLC other	Other	Mar 22, 2013	Dec 19, 2012
Barton Jay Steindler	Northwestern Mutual Investment Services,LLC other	Regal Investment Advisors LLC other	Other	Mar 4, 2013	Mar 6, 2013
David Robert Newbill	Creative Financial Designs, Inc. other	Regal Investment Advisors LLC other	Other	Dec 3, 2012	Dec 5, 2012
Douglas A Brackin	Thurston Springer Financial other	Regal Investment Advisors LLC other	Other	Oct 31, 2012	Nov 12, 2012
Matthew Philip Erickson	Legacy Private Client Group, Inc. other	Regal Investment Advisors LLC other	Other	Oct 22, 2012	Oct 19, 2012
David Ronald Hedges	First Allied Advisory Services, Inc. other	Regal Investment Advisors LLC other	Other	Sep 17, 2012	Sep 6, 2012
Peter Myron Augustine	Valic Financial Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Sep 13, 2012	Sep 13, 2012
Junior Rondeau	Primerica Advisors national BD	Regal Investment Advisors LLC other	Other	Sep 10, 2012	May 10, 2013 (242 d)
Terry Dean Hollar	Thrivent Investment Management Inc. other	Regal Investment Advisors LLC other	Other	Aug 31, 2012	Oct 5, 2012 (35 d)
Steven Reynold Ryan	Valic Financial Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Aug 22, 2012	Aug 27, 2012
Jon Michael Mccardle	Global Financial Private Capital, Inc. other	Regal Investment Advisors LLC other	Other	Jun 5, 2012	Apr 5, 2012
Sidney Joseph Dufresne	Signator Investors, Inc. other	Regal Investment Advisors LLC other	Other	Mar 9, 2012	Feb 21, 2018 (2175 d)
Bryan Henry Marker	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Feb 22, 2012	Feb 8, 2012
Bradford James Pinter	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Dec 16, 2011	Aug 18, 2011
Adam Jon Moeller	Foresters Equity Services, Inc. other	Regal Investment Advisors LLC other	Other	Dec 13, 2011	Sep 12, 2013 (639 d)
Bari Walter Bell	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Dec 5, 2011	Jun 7, 2011
Edward Thomas Moore	First Financial Advisors, LLC other	Regal Investment Advisors LLC other	Other	Nov 4, 2011	Nov 4, 2011
Jeanette Reisner Hudepohl	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Nov 3, 2011	Aug 16, 2011
Thomas E Hudepohl	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Nov 3, 2011	Aug 16, 2011
Michael Walburn Lassiter	Ameritas Advisory Services other	Regal Investment Advisors LLC other	Other	Sep 30, 2011	Sep 14, 2011
Mark Alan Vanvoorhees	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Aug 25, 2011	Jul 6, 2010
Richard Robert Marotzke	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Aug 25, 2011	Jul 9, 2010
Philip Joseph Bongiorno	Osaic Fs, Inc. other	Regal Investment Advisors LLC other	Other	Jul 29, 2011	Sep 9, 2014 (1138 d)
John Anthony Kailunas	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Jul 25, 2011	Jul 20, 2010
Shane Tyler Wissmann	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Jul 5, 2011	Jul 11, 2011
Craig Thomas Coughlin	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Jun 30, 2011	Aug 24, 2010
Mark Wallace Smith	New England Securities Corporation other	Regal Investment Advisors LLC other	Other	Jun 8, 2011	Jun 22, 2011
Gloria Arsonia Potts	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	May 16, 2011	May 16, 2011
Donald Nate Carlson	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	May 3, 2011	Jan 7, 2011
Shannon Paul Simon	Invest Financial Corporation other	Regal Investment Advisors LLC other	Other	Apr 25, 2011	Apr 26, 2011
Gregory David Vasher	Chase Investment Services Corp. other	Regal Investment Advisors LLC other	Other	Apr 15, 2011	Apr 27, 2012 (378 d)
Elizabeth Anderson Munday	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Apr 13, 2011	Apr 13, 2011
Brian Scott Menzel	MML Investors Services, LLC other	Regal Investment Advisors LLC other	Other	Mar 31, 2011	Mar 15, 2011
Huey Kent Heise	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Mar 7, 2011	Feb 2, 2011
Adam Lee Heinlein	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Mar 7, 2011	Nov 4, 2010
Michael S Dolce	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Feb 25, 2011	Jul 6, 2010
Kevin James Burton	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Feb 2, 2011	Feb 2, 2011
Matthew John Van Hekken	Raymond James & Associates, Inc. national BD	Regal Investment Advisors LLC other	Other	Feb 2, 2011	Apr 11, 2012 (434 d)
Michael Thomas Mais	Valic Financial Advisors, Inc. other	Regal Investment Advisors LLC other	Other	Jan 27, 2011	Sep 29, 2011 (245 d)
Claude Thomas Corbett	Esi Financial Advisors other	Regal Investment Advisors LLC other	Other	Dec 31, 2010	Jan 3, 2011
Isaac Robert Cockfield	Resource Horizons Investment Advisory, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2010	Feb 7, 2011 (38 d)
Scott Phillip Hanson	Centaurus Financial, Inc. other	Regal Investment Advisors LLC other	Other	Dec 6, 2010	Mar 15, 2011 (99 d)
Dustin Edward Leach	Fifth Third Securities, Inc. other	Regal Investment Advisors LLC other	Other	Nov 19, 2010	Nov 12, 2010

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266 moves match.