Advisor moves

Arrivals at Cuna Brokerage Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James David ArmerPnc Managed Account Solutions, Inc. BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJun 4, 2018Jun 21, 2018
Gregory Wade GobblePruco Securities, LLC BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 23, 2018Jun 12, 2018
Desteni Lynn LawhornTransamerica Retirement Advisors, LLC mixed wealthCuna Brokerage Services, Inc. mixed wealthRIA to RIAMay 17, 2018Oct 26, 2018 (162 d)
Gerald R RoweCuso Financial Services, L.P. BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 14, 2018May 30, 2018
Daniel Clifford KingRaymond James Financial Services Advisors, Inc BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 10, 2018Jun 7, 2018
Jamie Lynn TischnerWells Fargo Advisors wirehouseCuna Brokerage Services, Inc. mixed wealthWirehouse to independent RIAMay 7, 2018Jun 26, 2018 (50 d)
Joel Donald MarksCapital One Advisors, LLC BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 2, 2018Jun 6, 2018 (35 d)
Reid Hartley HansenCitizens Securities, Inc. BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 1, 2018May 29, 2018
Stephanie Terese LeathermanCuso Financial Services, L.P. BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAApr 20, 2018May 18, 2018
Thomas J CurtinLPL Financial LLC independent RIACuna Brokerage Services, Inc. mixed wealthRIA to RIAApr 20, 2018Jul 11, 2018 (82 d)
Kyle Lynn MooreCreative Planning independent RIACuna Brokerage Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2018May 3, 2019 (389 d)
Michael Raymond PozziSecurities America Advisors, Inc. otherCuna Brokerage Services, Inc. otherOtherMar 16, 2018Mar 28, 2018
Tammie Lynn MccoyOppenheimer & Co. Inc. otherCuna Brokerage Services, Inc. BD affiliatedOtherMar 14, 2018Oct 11, 2021 (1307 d)
Brooks Christopher BerardiExecutive Investment Services, LLC state registeredCuna Brokerage Services, Inc. mixed wealthOtherMar 14, 2018Feb 6, 2019 (329 d)
Eun Joo Kim HamblinPruco Securities, LLC BD affiliatedCuna Brokerage Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2018Apr 23, 2019 (419 d)
Katherine Jean BurgessLPL Financial LLC independent RIACuna Brokerage Services, Inc. otherOtherFeb 6, 2018Feb 27, 2018
Mark A RuheCetera Investment Advisers LLC otherCuna Brokerage Services, Inc. otherOtherJan 26, 2018Feb 8, 2018
Christine Elizabeth BelairLPL Financial LLC independent RIACuna Brokerage Services, Inc. otherOtherJan 23, 2018Jan 29, 2018
Jonathan Charles YoungCapital Client Group, Inc. no RAUMCuna Brokerage Services, Inc. otherOtherJan 23, 2018Feb 8, 2018
Eric Joseph EdwardsM&T Securities, Inc. unclassifiedCuna Brokerage Services, Inc. otherOtherJan 19, 2018Jan 25, 2018
John Brent KesnerCl Wealth Management LLC otherCuna Brokerage Services, Inc. otherOtherJan 17, 2018Jan 19, 2018
Joseph John MandujanoCetera Advisors LLC otherCuna Brokerage Services, Inc. otherOtherDec 31, 2017Jan 16, 2018
James Frederick CollinsCapital Integrated unclassifiedCuna Brokerage Services, Inc. otherOtherDec 31, 2017Jan 10, 2018
David John VenegasQuestar Asset Management, Inc. BD affiliatedCuna Brokerage Services, Inc. otherOtherDec 21, 2017Jan 5, 2018
Walter Winston LotherEdward Jones national BDCuna Brokerage Services, Inc. otherOtherDec 20, 2017Jan 23, 2018 (34 d)
John FraustoSii Investments, Inc. BD affiliatedCuna Brokerage Services, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 19, 2017Sep 25, 2018 (280 d)
Stephen Michael VolpeSantander Securities otherCuna Brokerage Services, Inc. otherOtherNov 8, 2017Nov 13, 2017
Iesha Nicole ThomasPnc Wealth Management otherCuna Brokerage Services, Inc. mixed wealthOtherOct 24, 2017Jun 8, 2018 (227 d)
Jonathan Michael MurrayBb&T Investment Services, Inc. otherCuna Brokerage Services, Inc. otherOtherOct 20, 2017Feb 5, 2018 (108 d)
Richard H AddyTd Ameritrade, Inc. no RAUMCuna Brokerage Services, Inc. BD affiliatedOtherOct 11, 2017Nov 15, 2021 (1496 d)
Adam JonesLPL Financial LLC otherCuna Brokerage Services, Inc. otherOtherOct 3, 2017Dec 13, 2017 (71 d)
Shannon LittlejohnTruist Advisory Services, Inc. otherCuna Brokerage Services, Inc. mixed wealthOtherOct 2, 2017Jul 16, 2018 (287 d)
Blaire Lauren PulsNorthwestern Mutual Investment Services,LLC no RAUMCuna Brokerage Services, Inc. mixed wealthOtherSep 22, 2017Nov 29, 2018 (433 d)
Anna Catherine DunlapHuntington Financial Advisors otherCuna Brokerage Services, Inc. BD affiliatedOtherSep 20, 2017May 21, 2021 (1339 d)
Aaron James HauglandPersonal Capital Advisors Corporation otherCuna Brokerage Services, Inc. otherOtherSep 13, 2017Sep 18, 2017
Joseph E SheaSantander Securities otherCuna Brokerage Services, Inc. otherOtherSep 12, 2017Sep 20, 2017
Ryan Scott YocumBankers Life Advisory Services, Inc. otherCuna Brokerage Services, Inc. otherOtherSep 8, 2017Sep 12, 2017
Charlotte A. RoperCetera Investment Advisers LLC otherCuna Brokerage Services, Inc. otherOtherSep 1, 2017Oct 6, 2017 (35 d)
Eustis Gerard HabighorstCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 31, 2017Sep 12, 2017
David Eugene MillerCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 2, 2017Aug 14, 2017
Laura Elizabeth TroyerCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 2, 2017Aug 15, 2017
Brad Allen WoodsCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 2, 2017Aug 9, 2017
Angelica Faye AndreottiCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 2, 2017Aug 18, 2017
Adam Michael SillCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherAug 2, 2017Aug 8, 2017
Bradley Wyman KeyCetera Investment Advisers LLC otherCuna Brokerage Services, Inc. otherOtherAug 1, 2017Aug 15, 2017
Afua Kusiwah BandohBb&T Investment Services, Inc. otherCuna Brokerage Services, Inc. BD affiliatedOtherJul 31, 2017May 11, 2021 (1380 d)
James William RobinsonPruco Securities, LLC otherCuna Brokerage Services, Inc. otherOtherJul 28, 2017Sep 26, 2017 (60 d)
Robert Ellison MeansWaddell & Reed otherCuna Brokerage Services, Inc. otherOtherJul 27, 2017Aug 15, 2017
Douglas Reed MitchellSwbc Investment Company otherCuna Brokerage Services, Inc. otherOtherJul 11, 2017Jul 20, 2017
Wendell Lee BunchFifth Third Securities, Inc. otherCuna Brokerage Services, Inc. otherOtherJul 10, 2017Jul 17, 2017
Selena Lynne RichardsonKestra Advisory Services, LLC otherCuna Brokerage Services, Inc. otherOtherJun 20, 2017Jun 23, 2017
David Wayne TansorMutual Of Omaha Investor Services, Inc. no RAUMCuna Brokerage Services, Inc. otherOtherJun 16, 2017Sep 21, 2017 (97 d)
Michael J CalandruccioKestra Advisory Services, LLC otherCuna Brokerage Services, Inc. otherOtherJun 1, 2017Jun 8, 2017
Winslow HaywardEquitable Advisors, LLC national BDCuna Brokerage Services, Inc. otherOtherMay 31, 2017Jun 23, 2017
Debra Lea HastingsEdward Jones national BDCuna Brokerage Services, Inc. otherOtherMay 25, 2017Jun 16, 2017
Scott Glenn ThompsonCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. mixed wealthOtherMay 12, 2017Jul 6, 2018 (420 d)
Patrick Terrence McmahonWells Fargo Advisors wirehouseCuna Brokerage Services, Inc. otherOtherMay 8, 2017Oct 11, 2017 (156 d)
Jennifer Elizabeth RiekHsbc Securities (USA) Inc. otherCuna Brokerage Services, Inc. otherOtherMay 5, 2017Jun 8, 2017 (34 d)
Michael R KlopferCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherApr 17, 2017May 23, 2017 (36 d)
Nicholas Isaac CohenCuso Financial Services, L.P. otherCuna Brokerage Services, Inc. otherOtherApr 17, 2017May 26, 2017 (39 d)
Page 4 of 12PreviousNext
671 moves match.