| James David Armer | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2018 | Jun 21, 2018 |
| Gregory Wade Gobble | Pruco Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 23, 2018 | Jun 12, 2018 |
| Desteni Lynn Lawhorn | Transamerica Retirement Advisors, LLC mixed wealth | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | May 17, 2018 | Oct 26, 2018 (162 d) |
| Gerald R Rowe | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 14, 2018 | May 30, 2018 |
| Daniel Clifford King | Raymond James Financial Services Advisors, Inc BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 10, 2018 | Jun 7, 2018 |
| Jamie Lynn Tischner | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. mixed wealth | Wirehouse to independent RIA | May 7, 2018 | Jun 26, 2018 (50 d) |
| Joel Donald Marks | Capital One Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 2, 2018 | Jun 6, 2018 (35 d) |
| Reid Hartley Hansen | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2018 | May 29, 2018 |
| Stephanie Terese Leatherman | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2018 | May 18, 2018 |
| Thomas J Curtin | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Apr 20, 2018 | Jul 11, 2018 (82 d) |
| Kyle Lynn Moore | Creative Planning independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2018 | May 3, 2019 (389 d) |
| Michael Raymond Pozzi | Securities America Advisors, Inc. other | Cuna Brokerage Services, Inc. other | Other | Mar 16, 2018 | Mar 28, 2018 |
| Tammie Lynn Mccoy | Oppenheimer & Co. Inc. other | Cuna Brokerage Services, Inc. BD affiliated | Other | Mar 14, 2018 | Oct 11, 2021 (1307 d) |
| Brooks Christopher Berardi | Executive Investment Services, LLC state registered | Cuna Brokerage Services, Inc. mixed wealth | Other | Mar 14, 2018 | Feb 6, 2019 (329 d) |
| Eun Joo Kim Hamblin | Pruco Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2018 | Apr 23, 2019 (419 d) |
| Katherine Jean Burgess | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. other | Other | Feb 6, 2018 | Feb 27, 2018 |
| Mark A Ruhe | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Jan 26, 2018 | Feb 8, 2018 |
| Christine Elizabeth Belair | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. other | Other | Jan 23, 2018 | Jan 29, 2018 |
| Jonathan Charles Young | Capital Client Group, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Jan 23, 2018 | Feb 8, 2018 |
| Eric Joseph Edwards | M&T Securities, Inc. unclassified | Cuna Brokerage Services, Inc. other | Other | Jan 19, 2018 | Jan 25, 2018 |
| John Brent Kesner | Cl Wealth Management LLC other | Cuna Brokerage Services, Inc. other | Other | Jan 17, 2018 | Jan 19, 2018 |
| Joseph John Mandujano | Cetera Advisors LLC other | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2017 | Jan 16, 2018 |
| James Frederick Collins | Capital Integrated unclassified | Cuna Brokerage Services, Inc. other | Other | Dec 31, 2017 | Jan 10, 2018 |
| David John Venegas | Questar Asset Management, Inc. BD affiliated | Cuna Brokerage Services, Inc. other | Other | Dec 21, 2017 | Jan 5, 2018 |
| Walter Winston Lother | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | Dec 20, 2017 | Jan 23, 2018 (34 d) |
| John Frausto | Sii Investments, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2017 | Sep 25, 2018 (280 d) |
| Stephen Michael Volpe | Santander Securities other | Cuna Brokerage Services, Inc. other | Other | Nov 8, 2017 | Nov 13, 2017 |
| Iesha Nicole Thomas | Pnc Wealth Management other | Cuna Brokerage Services, Inc. mixed wealth | Other | Oct 24, 2017 | Jun 8, 2018 (227 d) |
| Jonathan Michael Murray | Bb&T Investment Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Oct 20, 2017 | Feb 5, 2018 (108 d) |
| Richard H Addy | Td Ameritrade, Inc. no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Oct 11, 2017 | Nov 15, 2021 (1496 d) |
| Adam Jones | LPL Financial LLC other | Cuna Brokerage Services, Inc. other | Other | Oct 3, 2017 | Dec 13, 2017 (71 d) |
| Shannon Littlejohn | Truist Advisory Services, Inc. other | Cuna Brokerage Services, Inc. mixed wealth | Other | Oct 2, 2017 | Jul 16, 2018 (287 d) |
| Blaire Lauren Puls | Northwestern Mutual Investment Services,LLC no RAUM | Cuna Brokerage Services, Inc. mixed wealth | Other | Sep 22, 2017 | Nov 29, 2018 (433 d) |
| Anna Catherine Dunlap | Huntington Financial Advisors other | Cuna Brokerage Services, Inc. BD affiliated | Other | Sep 20, 2017 | May 21, 2021 (1339 d) |
| Aaron James Haugland | Personal Capital Advisors Corporation other | Cuna Brokerage Services, Inc. other | Other | Sep 13, 2017 | Sep 18, 2017 |
| Joseph E Shea | Santander Securities other | Cuna Brokerage Services, Inc. other | Other | Sep 12, 2017 | Sep 20, 2017 |
| Ryan Scott Yocum | Bankers Life Advisory Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 8, 2017 | Sep 12, 2017 |
| Charlotte A. Roper | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Sep 1, 2017 | Oct 6, 2017 (35 d) |
| Eustis Gerard Habighorst | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 31, 2017 | Sep 12, 2017 |
| David Eugene Miller | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2017 | Aug 14, 2017 |
| Laura Elizabeth Troyer | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2017 | Aug 15, 2017 |
| Brad Allen Woods | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2017 | Aug 9, 2017 |
| Angelica Faye Andreotti | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2017 | Aug 18, 2017 |
| Adam Michael Sill | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Aug 2, 2017 | Aug 8, 2017 |
| Bradley Wyman Key | Cetera Investment Advisers LLC other | Cuna Brokerage Services, Inc. other | Other | Aug 1, 2017 | Aug 15, 2017 |
| Afua Kusiwah Bandoh | Bb&T Investment Services, Inc. other | Cuna Brokerage Services, Inc. BD affiliated | Other | Jul 31, 2017 | May 11, 2021 (1380 d) |
| James William Robinson | Pruco Securities, LLC other | Cuna Brokerage Services, Inc. other | Other | Jul 28, 2017 | Sep 26, 2017 (60 d) |
| Robert Ellison Means | Waddell & Reed other | Cuna Brokerage Services, Inc. other | Other | Jul 27, 2017 | Aug 15, 2017 |
| Douglas Reed Mitchell | Swbc Investment Company other | Cuna Brokerage Services, Inc. other | Other | Jul 11, 2017 | Jul 20, 2017 |
| Wendell Lee Bunch | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 10, 2017 | Jul 17, 2017 |
| Selena Lynne Richardson | Kestra Advisory Services, LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 20, 2017 | Jun 23, 2017 |
| David Wayne Tansor | Mutual Of Omaha Investor Services, Inc. no RAUM | Cuna Brokerage Services, Inc. other | Other | Jun 16, 2017 | Sep 21, 2017 (97 d) |
| Michael J Calandruccio | Kestra Advisory Services, LLC other | Cuna Brokerage Services, Inc. other | Other | Jun 1, 2017 | Jun 8, 2017 |
| Winslow Hayward | Equitable Advisors, LLC national BD | Cuna Brokerage Services, Inc. other | Other | May 31, 2017 | Jun 23, 2017 |
| Debra Lea Hastings | Edward Jones national BD | Cuna Brokerage Services, Inc. other | Other | May 25, 2017 | Jun 16, 2017 |
| Scott Glenn Thompson | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. mixed wealth | Other | May 12, 2017 | Jul 6, 2018 (420 d) |
| Patrick Terrence Mcmahon | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. other | Other | May 8, 2017 | Oct 11, 2017 (156 d) |
| Jennifer Elizabeth Riek | Hsbc Securities (USA) Inc. other | Cuna Brokerage Services, Inc. other | Other | May 5, 2017 | Jun 8, 2017 (34 d) |
| Michael R Klopfer | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Apr 17, 2017 | May 23, 2017 (36 d) |
| Nicholas Isaac Cohen | Cuso Financial Services, L.P. other | Cuna Brokerage Services, Inc. other | Other | Apr 17, 2017 | May 26, 2017 (39 d) |