DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robb Wynn Clasen | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 24, 2023 |
| Caryn Lynell Corbin | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2023 | Sep 5, 2023 |
| Daniel P Stavrides | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 1, 2023 |
| Donald William Michael | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 1, 2023 |
| Maricela Hyatt | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2023 | Aug 21, 2023 |
| William Lawrence Faith | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 1, 2023 |
| German Piran | Pruco Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Nov 7, 2023 (84 d) |
| Thomas Patrick Casart | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 16, 2023 |
| Matthew Grossbard | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2023 | Oct 26, 2023 (72 d) |
| Johnny Ruh Haren | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2023 | Aug 15, 2023 |
| Deirdre Ann Mcgarry | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Nov 2, 2023 (83 d) |
| Andy Alexander Cortes | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2023 | Aug 7, 2023 |
| Frank Stewart Mcgovern | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2023 | Aug 10, 2023 |
| Kevin Neil Carron | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 11, 2023 |
| Brian Joseph Deker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2023 | Oct 24, 2023 (76 d) |
| Brian James Kenyon | Vickerman Investment Advisors, Inc. independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2023 | Jan 30, 2024 (176 d) |
| Aaron Robert Jetton | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Aug 10, 2023 |
| Joshua Todd Oltman | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 3, 2023 | Aug 21, 2023 |
| Michael Jason Torres | West Wealth Group, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Nov 2, 2023 (91 d) |
| Melissa Nazareno Margallo | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Ricky Thorson | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 31, 2023 |
| Paul Michael Peter Lamm | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 17, 2023 |
| Vic Leung | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2023 | Dec 26, 2023 (148 d) |
| Alice Huang | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Sep 7, 2023 (41 d) |
| Tyler Schaller | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2023 | Jul 24, 2023 |
| Lori Katherine Pilon | Modera Wealth Management, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2023 | Oct 26, 2023 (97 d) |
| Christine Guo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2023 | Jul 24, 2023 |
| Tobias Shiner | B.O.S.S. Retirement Advisors, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2023 | Aug 21, 2023 (40 d) |
| Samuel Chukwudi Anyamele | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 11, 2023 | Jun 23, 2023 |
| Aaron Matthew Nelson | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 6, 2023 |
| James Charles Papas | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | Oct 18, 2023 (107 d) |
| Samuel D'Arcy Cox Fox | Genex Consulting independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2023 | Jul 24, 2023 |
| Erin Marie Purcell | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2023 | Aug 17, 2023 (49 d) |
| Ronald Devries | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 30, 2023 |
| Sierra Marne Walley | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 27, 2023 | Jun 22, 2023 |
| Randall Vance Van Meter | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2023 | Feb 24, 2025 (613 d) |
| Michael Louis Foerster | Equitable Advisors, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Jun 21, 2023 |
| Brian Joseph Scherman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | May 22, 2025 (701 d) |
| Cameron Harrison Arm | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2023 | Jun 14, 2023 |
| Michael Craig Forgea | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 16, 2023 |
| Darrell T. Mcmanus | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2023 | Aug 25, 2023 (66 d) |
| Mark Thomas Vihstadt | Arbor Point Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 15, 2023 |
| Alexander Michael Lynch | Jarvis Financial independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2023 | Jul 7, 2023 |
| Edward Andrew Mora | Bny Mellon Securities Corporation other | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jun 13, 2023 | Sep 3, 2024 (448 d) |
| Zenaida C Tsung | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2023 | Jun 13, 2023 |
| David Andrew Earl | Comerica Securities independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2023 | Jun 21, 2023 |
| Kevin Christian Lockard | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2023 | Jun 2, 2023 |
| Lee Thomas Gagne | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Feb 18, 2025 (620 d) |
| Morgan James Lynch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2023 | Aug 28, 2023 (80 d) |
| Lee Carver Vaughan | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Aug 23, 2023 (78 d) |
| Christopher John O'Connor | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 14, 2023 |
| Yong Joon Cho | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 2, 2023 |
| Takeshi Mark Yamada | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 22, 2023 |
| Robin Doreen Martin | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Maryann Wolfenden | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Tamim Naemi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Johnny Tzu-Hua Liu | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Sigrid Baysa Smith | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Maeda Ann Webster | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 5, 2023 |
| Craig Evan Ward | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
1,473 moves match.