DFX Intelligence
Advisor moves
Arrivals at Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Cecil Lamb | First Citizens Investor Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 21, 2026 |
| Scott Joseph Pollaci | RBC Rochdale, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 3, 2026 |
| William Scott Dijak | Harbour Investments, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Feb 20, 2026 |
| Bryan Scott Graczyk | Harbour Investments, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Feb 20, 2026 |
| Thomas Edwin Perry | Independent Advisor Alliance, LLC other | Osaic Wealth, Inc. BD affiliated | Other | Feb 20, 2026 | Jan 28, 2026 |
| Brian Jay Fruend | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 2, 2026 |
| Michael Patrick Murray | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 2, 2026 |
| Sean Matthew Mclean | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Mar 30, 2026 (39 d) |
| Stuart Max Gollomp | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 6, 2026 |
| Luke Opsahl | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 17, 2026 |
| Daniel Christopher Beeson | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Mar 4, 2026 |
| Elissa Raye Levy | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 18, 2026 |
| Jason Jensen | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 4, 2026 |
| Scott James Mastocciolo | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 9, 2026 |
| Timothy Kenneth Meyers | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Jan 29, 2026 |
| Kenneth Steven Spitzbard | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 3, 2026 |
| Jeffrey Michael Welsh | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 9, 2026 |
| Samuel Frank Galatioto | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 2, 2026 |
| Mickey S Goldberg | Bard Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Mar 20, 2024 |
| Kerisha S Stewart | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 20, 2026 |
| Grant Michael Lockwood | Assetmark, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Mitchell Clancy Meyers | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 29, 2026 |
| Nicholas Joseph Amatulle | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2026 | Feb 12, 2026 |
| Jeffrey Marko | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 23, 2026 |
| Joseph James | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 26, 2026 |
| Lawrence Leslie Riddell | John Hancock Personal Financial Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 22, 2026 |
| Julie Ann Meyer | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Feb 2, 2026 |
| Savas Nick Constantinou | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Feb 25, 2026 (35 d) |
| Brandi Nicole Blaylock | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 15, 2026 |
| David P Calderon | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 15, 2026 |
| Chris Jon Livingston | Santander Securities BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 8, 2026 |
| Kyle A. Jones | Fidelity Institutional Wealth Adviser LLC mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2026 | Apr 22, 2026 (104 d) |
| Michael David Picker | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2026 | Jan 5, 2026 |
| Jacqueline P Bennett | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Apr 8, 2025 |
| Samuel Stuart Pasquale | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Nov 5, 2025 |
| David Earl Hitchcock | Northtown Capital Strategies unclassified | Osaic Wealth, Inc. BD affiliated | Other | Dec 31, 2025 | Feb 5, 2026 (36 d) |
| Vincent J Notte | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | May 29, 2025 |
| Anthony Joseph Caltabilota | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jun 2, 2025 |
| Dirk Alexander | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. other | Other | Dec 31, 2025 | Nov 16, 2015 |
| Richard Kyle Oring | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jul 30, 2018 |
| Erik Paul Garcia | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Apr 14, 2025 |
| Xavier J Angel | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Apr 14, 2025 |
| Gary L Shumate | Saxony Capital Management, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jan 23, 2026 |
| Keaton Marquard Zavis | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Aug 11, 2026 (223 d) |
| Walter John Podgurski | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 26, 2025 |
| Joshua William Levitus | New Century Financial Group, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 30, 2024 |
| Katharine Perry | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Feb 26, 2026 (70 d) |
| Michael Jeffrey Peters | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 15, 2025 |
| Shannon Reid | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jan 29, 2026 (44 d) |
| Matthew Oliver Riskin | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Jan 7, 2026 |
| William Harris Evans | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 16, 2025 |
| Liam Joseph Difonzo | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2025 | Dec 11, 2025 |
| Angela Marcel-Gavin | Goldman Sachs Wealth Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Nov 20, 2025 |
| Zachary David Kirkwood | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Nov 26, 2025 |
| Terry Michael Johnson | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Dec 4, 2025 |
| Richard Zakery Dearinger | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2025 | Dec 2, 2025 |
| Mason Carver | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Nov 26, 2025 |
| Gregory Scott Lester | Cross Financial Advisors independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2025 | Oct 1, 2025 |
| Steven Michael Vitangelo Keeley | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Mar 4, 2026 (90 d) |
| Dale Barton Sailors | The Ameriflex Group BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Mar 7, 2025 |
2,035 moves match.