DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nancy Kitson | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 15, 2021 |
| Robert Kuras | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2021 | Nov 17, 2021 |
| Sarah Dupuy-Rasmussen | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Oct 19, 2021 |
| Joseph Jamoom | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2021 | Dec 10, 2021 (121 d) |
| Patrick Duggan | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Aug 12, 2021 |
| Alan E. Shenker | Morgan Stanley Investment Management Inc. asset manager | Fifth Third Securities, Inc. BD affiliated | Other | Aug 3, 2021 | Aug 18, 2021 |
| Aaron J. Royce | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | May 8, 2026 (1751 d) |
| Adam M Baker | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Aug 23, 2021 (38 d) |
| Anthony J. Riscili | Pruco Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2021 | Jul 7, 2021 |
| George Thibault | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 23, 2021 |
| Val Janschutz | Synovus Securities, Inc. independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2021 | Jun 10, 2021 |
| Robert Traina | Cuna Brokerage Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 4, 2021 |
| Kristian Phillip Malcontento | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | May 17, 2021 |
| Samuel Rulli | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Oct 27, 2023 (876 d) |
| Joshua Suevel | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | Aug 26, 2022 (458 d) |
| Michael Barboza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2021 | Aug 17, 2021 (92 d) |
| Karl Zimmerman | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2021 | Jan 10, 2022 (245 d) |
| Gregory Gillis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2021 | May 6, 2021 |
| Franklin Meade Graves | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2021 | May 14, 2021 |
| Adam Smotherman | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Apr 13, 2021 |
| Jacob Kucia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2021 | Apr 22, 2021 |
| John T Morrow | Securities America Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 21, 2021 |
| Christopher Jackson | Capital Analysts BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Mar 11, 2021 |
| John Kevin Smyth | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2021 | Mar 10, 2021 |
| David Garland | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Feb 18, 2021 |
| Khalil Rammal | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2021 | Jan 28, 2021 |
| Terrence Newman | Osaic Fa, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Jun 10, 2021 (149 d) |
| Ryan Mccarthy | 9258 Wealth Management, LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2021 | Jan 29, 2021 |
| James M Fox | Td Ameritrade, Inc. no RAUM | Fifth Third Securities, Inc. BD affiliated | Other | Jan 11, 2021 | Feb 22, 2021 (42 d) |
| Sarah Scheld | First Citizens Investor Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Jan 20, 2021 |
| David Hunter Marshall | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Dec 23, 2020 |
| Jeremy W Block | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2021 | Jan 8, 2021 |
| Julio E Levisohn | Bankers Life Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Oct 19, 2021 (305 d) |
| Patricia Lopez | Lincoln Investment BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Feb 26, 2021 (87 d) |
| Susan Claywell | Advice And Planning Services BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 1, 2022 (718 d) |
| Lawrence W Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2020 | Nov 13, 2020 |
| Keith Janczak | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2020 | Apr 1, 2021 (149 d) |
| Andrew Lincoln Williams | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2020 | Oct 29, 2020 |
| Marcelle Gordon | W&S Brokerage Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 15, 2020 |
| Natalie Rebekah Barnett | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2020 | Oct 16, 2020 |
| Santo Blumke | Huntington Financial Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 28, 2020 |
| John Mazzarella | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 28, 2020 |
| Drewry Isaacson | Bb&T Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Sep 30, 2020 |
| Jason R Vaughn | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 15, 2020 |
| Hugh William Rhodes | Mid Atlantic Financial Management, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Sep 2, 2020 |
| Richard Casey | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2020 | Jun 24, 2021 (316 d) |
| Adam Hextell | Pruco Securities, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Jul 21, 2020 |
| Jason Scott Moore | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 1, 2020 | Jul 30, 2020 |
| Dominic Vanderyt | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2020 | Feb 2, 2024 (1312 d) |
| Steven Christopher Ruta | Lord, Abbett & Co. LLC asset manager | Fifth Third Securities, Inc. BD affiliated | Other | Jun 25, 2020 | Mar 17, 2021 (265 d) |
| Christopher Barnes | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2020 | Jul 22, 2020 (37 d) |
| Roger Suchy | Associated Investment Services, Inc. independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2020 | Jun 3, 2020 |
| Christopher Derstine | U.S. Bancorp Investments, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 26, 2020 |
| Mario Bear | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2020 | May 27, 2020 |
| Danuta M Durkiewicz | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2020 | May 7, 2020 |
| Andrew Kelley | Edward Jones national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2020 | May 7, 2020 |
| Jeffrey Davis | Td Ameritrade Investment Management, LLC independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2020 | Jan 20, 2022 (643 d) |
| Jonathan Adams | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | May 13, 2020 (36 d) |
| Eric Geiger | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2020 | Apr 8, 2020 |
| Andrew Martin | Osaic Institutions, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2020 | Mar 19, 2020 |
1,058 moves match.