DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew Nelesoni SeluFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJun 6, 2022Jun 29, 2022
Zachery Michael WestFisher Investments independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 25, 2022Jun 23, 2022
Kenneth Charles ParowMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAMay 14, 2022May 25, 2022
Douglas Bradley CusterViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 6, 2022Mar 28, 2022
Adriel TamViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 6, 2022Mar 25, 2022
Brian Andrew JohnsonViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 6, 2022Mar 25, 2022
Matthew Erwin BoelterViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 6, 2022Mar 25, 2022
Mary Ann Middleton FerreiraViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 6, 2022Mar 25, 2022
Jonathan Michael HemmeschAmeriprise Financial Services, LLC national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAApr 29, 2022Jun 8, 2022 (40 d)
Javier Enrique LuceroFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAApr 28, 2022Jun 9, 2022 (42 d)
Trent Michael RogyRogy Financial Planning, LLC unclassifiedEdelman Financial Engines mixed wealthOtherApr 14, 2022May 25, 2022 (41 d)
Susan M LanhamMorgan Stanley wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAApr 13, 2022Nov 1, 2022 (202 d)
Frank Thomas BarkanicFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAApr 13, 2022Apr 18, 2022
Marcus Delwin DusenburyViridian Ria, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAApr 12, 2022Apr 13, 2022
Lucas Lee SwygardJames River Asset Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAApr 1, 2022Apr 18, 2022
Nicholas LeeRaymond James & Associates, Inc. national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAMar 17, 2022Aug 11, 2022 (147 d)
Robert William BarbutoCharles Schwab & Co., Inc. national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAMar 10, 2022Mar 17, 2022
Anthony Nelson BadilloCharles Schwab & Co., Inc. national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 21, 2022Feb 8, 2022
Richard Coleman LunsfordSchwab Wealth Advisory, Inc. no RAUMEdelman Financial Engines mixed wealthOtherFeb 17, 2022Jul 21, 2022 (154 d)
Christopher J RiegerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAFeb 17, 2022Feb 23, 2022
Darrin Richard WolffAspen Wealth Management, Inc. otherEdelman Financial Engines mixed wealthOtherFeb 14, 2022Mar 4, 2022
David Sean MarksPersonal Capital Advisors Corporation independent RIAEdelman Financial Engines mixed wealthRIA to RIAJan 18, 2022Jan 31, 2022
Keith Thomas TruexAdvice And Planning Services BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJan 14, 2022Feb 15, 2022 (32 d)
Jack ForjanMcadam LLC independent RIAEdelman Financial Engines independent RIARIA to RIAJan 5, 2022Mar 27, 2026 (1542 d)
Shateela Monique WintersRaymond James Financial Services Advisors, Inc BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2021Feb 8, 2022 (39 d)
Alaine Danielle MacdougallEsi Financial Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIADec 20, 2021Nov 29, 2022 (344 d)
Joseph Travis BergenBancwest Investment Services, Inc. (Bwis) BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIADec 16, 2021Jan 10, 2022
Jessica B DeboldBuckingham Capital Management, Inc. independent RIAEdelman Financial Engines mixed wealthRIA to RIADec 2, 2021Jan 10, 2022 (39 d)
Abigail Elizabeth ToyeCetera Investment Advisers LLC BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIANov 19, 2021Dec 17, 2021
Sean FindleyAe Wealth Management, LLC BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAOct 18, 2021Mar 25, 2024 (889 d)
Lance Adam TacquardTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherOct 15, 2021Jul 27, 2022 (285 d)
Brittany L CandlerWells Fargo Advisors wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAOct 13, 2021Apr 27, 2022 (196 d)
Edward Dale SturdivantTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherOct 7, 2021Jun 30, 2022 (266 d)
Walter Andrew VarianCharles Schwab & Co., Inc. national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAAug 23, 2021Sep 22, 2021
Gabriel Alejandro BenavidesEquitable Advisors, LLC national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJul 26, 2021Aug 18, 2021
Mark Brian DigiovanniAdvice And Planning Services BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJun 21, 2021Jun 28, 2021
Samuel Zachary LindemannCharles Schwab & Co., Inc. national BDEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAMay 26, 2021Jun 9, 2021
Corinne Elizabeth DoreyFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAMay 14, 2021May 25, 2021
Amin N DabitPersonal Capital Advisors Corporation independent RIAEdelman Financial Engines independent RIARIA to RIAMay 7, 2021Apr 17, 2024 (1076 d)
Michael David MeuseFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAApr 6, 2021Apr 13, 2021
Sean Patrick GlazierBoyd Watterson Asset Management, LLC institutionalEdelman Financial Engines mixed wealthOtherMar 26, 2021Apr 4, 2021
Michael Joseph AlbaCitizens Securities, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2021May 1, 2026 (1873 d)
Kay Lee RussellTd Ameritrade Investment Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAFeb 24, 2021Mar 4, 2021
Michael Clyde CoralesSecurities America Advisors, Inc. BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 22, 2021Mar 3, 2021
Peter V FlemingAssociated Investment Services, Inc. independent RIAEdelman Financial Engines mixed wealthRIA to RIAFeb 18, 2021Feb 22, 2021
Joshua A TanataMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAJan 19, 2021Feb 9, 2021
Tj BelcherTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherJan 11, 2021Mar 15, 2021 (63 d)
Joseph Francis IppolitoTd Ameritrade, Inc. no RAUMEdelman Financial Engines mixed wealthOtherJan 11, 2021Feb 8, 2022 (393 d)
Kile Conley WeaverKestra Advisory Services, LLC BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIADec 19, 2020Jan 25, 2021 (37 d)
Sheila Maureen GugliuzzaAdvice And Planning Services BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 7, 2020
Caroline O'Neill AngellAdvice And Planning Services BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIANov 13, 2020Mar 24, 2021 (131 d)
Antonio Angel ZapataWells Fargo Advisors wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIANov 9, 2020Mar 23, 2021 (134 d)
Armanni Joseph MalatyWells Fargo Advisors wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIANov 4, 2020Dec 24, 2020 (50 d)
Cameron Blake FyhrieGlobal Assets Advisory, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAOct 16, 2020Jul 8, 2022 (630 d)
Rakesh RavaniE*Trade Capital Management, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIASep 16, 2020Aug 31, 2020
Daniel R Humphrey Jr.Pnc Wealth Management BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAAug 13, 2020Aug 26, 2020
Benjamin Thomas BowenFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJul 1, 2020Jun 15, 2020
Marc Angelo De FioriFidelity Personal And Workplace Advisors BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJun 30, 2020Aug 9, 2022 (770 d)
Daniel George GimmelliUsaa Investment Services Company no RAUMEdelman Financial Engines mixed wealthOtherJun 23, 2020May 6, 2023 (1047 d)
Michael Anthony TrezzaPsp Financial Services LLC unclassifiedEdelman Financial Engines mixed wealthOtherJun 16, 2020Jan 4, 2021 (202 d)
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457 moves match.