| Garrett Steven Railsback | Edward Jones national BD | Scottrade Investment Management other | Other | Jul 15, 2014 | Jun 27, 2016 (713 d) |
| Karen Vergara | 1st Global Advisors Inc other | Scottrade Investment Management other | Other | Jul 7, 2014 | Jun 27, 2016 (721 d) |
| Adam Scott Hargis | Edward Jones national BD | Scottrade Investment Management other | Other | Jun 25, 2014 | Jun 22, 2016 (728 d) |
| Faron Scott Miller | Osaic Institutions, Inc. other | Scottrade Investment Management other | Other | Jun 3, 2014 | Jun 5, 2017 (1098 d) |
| Dennis Walter Bielik | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jun 2, 2014 | Jun 11, 2014 |
| Victor Kossowicz | Santander Securities other | Scottrade Investment Management other | Other | May 29, 2014 | May 12, 2016 (714 d) |
| Nicholas Balmer | Equitable Advisors, LLC national BD | Scottrade Investment Management other | Other | May 1, 2014 | Jan 11, 2017 (986 d) |
| Bryan Lee Sachan | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Apr 29, 2014 | Apr 11, 2017 (1078 d) |
| Marcus Reed | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Apr 28, 2014 | Jan 25, 2017 (1003 d) |
| Steven Ferdinand Fattorini | Usaa Financial Planning Services no RAUM | Scottrade Investment Management other | Other | Apr 25, 2014 | May 18, 2016 (754 d) |
| David Leroy Pritikin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Apr 21, 2014 | Sep 1, 2016 (864 d) |
| John Charles Anglin | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Apr 16, 2014 | Mar 10, 2017 (1059 d) |
| Elicito Montero | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Apr 9, 2014 | Nov 29, 2016 (965 d) |
| Travis Allbee | J.P. Morgan Securities LLC wirehouse | Scottrade Investment Management other | Other | Apr 7, 2014 | Sep 16, 2016 (893 d) |
| Jonathan Ewanio | Edward Jones national BD | Scottrade Investment Management other | Other | Mar 18, 2014 | Jun 8, 2017 (1178 d) |
| Kary Joshua Silvers | Stockcross Financial Services, Inc. unclassified | Scottrade Investment Management other | Other | Mar 14, 2014 | Sep 1, 2016 (902 d) |
| Christina Marie Hannah | Stifel, Nicolaus & Company, Incorporated national BD | Scottrade Investment Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 5, 2014 | Mar 20, 2014 |
| Matthew Lake Brown | Pnc Wealth Management other | Scottrade Investment Management other | Other | Feb 18, 2014 | Nov 17, 2016 (1003 d) |
| Brian Michael Tree | Edward Jones national BD | Scottrade Investment Management other | Other | Feb 11, 2014 | Aug 11, 2016 (912 d) |
| Jacob Joseph Meis | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Feb 6, 2014 | Sep 1, 2016 (938 d) |
| John Botrous | Morgan Stanley wirehouse | Scottrade Investment Management other | Other | Feb 4, 2014 | Aug 31, 2016 (939 d) |
| Stephen Thomas Andrusky | U.S. Bancorp Advisors, LLC other | Scottrade Investment Management other | Other | Jan 21, 2014 | Aug 31, 2016 (953 d) |
| Timothy P Oleary | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jan 17, 2014 | Mar 18, 2016 (791 d) |
| Claudia R. Morales-Herrera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Jan 7, 2014 | Apr 28, 2016 (842 d) |
| Christopher J Krueger | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jan 6, 2014 | Nov 29, 2016 (1058 d) |
| John Vagianos | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Jan 3, 2014 | Mar 20, 2014 (76 d) |
| Michele Antoinette Grant | Pruco Securities, LLC other | Scottrade Investment Management other | Other | Dec 23, 2013 | Sep 15, 2016 (997 d) |
| Emily C Palmer | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Dec 12, 2013 | Jan 10, 2017 (1125 d) |
| Nathan David Stewart | E*Trade Capital Management, LLC other | Scottrade Investment Management no RAUM | Other | Dec 9, 2013 | Mar 20, 2014 (101 d) |
| Jarad Byram Mitchell | National Pension & Group Consultants, Inc unclassified | Scottrade Investment Management other | Other | Dec 6, 2013 | Apr 19, 2017 (1230 d) |
| Rebecca Jean Ruvolo | Edward Jones national BD | Scottrade Investment Management other | Other | Nov 26, 2013 | Dec 23, 2016 (1123 d) |
| Matthew Wayne Grimlie | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Nov 25, 2013 | Mar 20, 2014 (115 d) |
| Jordan Timothy Bannerman | Cambridge Investment Research Advisors, Inc. other | Scottrade Investment Management other | Other | Nov 8, 2013 | Jan 25, 2017 (1174 d) |
| Meredith Ann Meyer | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Nov 5, 2013 | Dec 9, 2016 (1130 d) |
| Anthony Lepore | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Oct 28, 2013 | Apr 7, 2017 (1257 d) |
| Aaron Daniel Scheid | Signature Resources Capital Management, LLC other | Scottrade Investment Management other | Other | Oct 25, 2013 | Sep 22, 2016 (1063 d) |
| Christian Franz Rausch | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Oct 21, 2013 | Nov 29, 2016 (1135 d) |
| Joseph Anthony Johnson | Pnc Wealth Management other | Scottrade Investment Management other | Other | Oct 21, 2013 | Apr 7, 2017 (1264 d) |
| Bryant Shurn | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Oct 21, 2013 | Mar 20, 2014 (150 d) |
| Connor Louis Smith | Fifth Third Securities, Inc. other | Scottrade Investment Management other | Other | Oct 18, 2013 | Jan 27, 2017 (1197 d) |
| Jonathan Robert Thomason | Edward Jones national BD | Scottrade Investment Management other | Other | Oct 18, 2013 | May 19, 2017 (1309 d) |
| Scott Browning Coombes | Cetera Investment Services LLC other | Scottrade Investment Management other | Other | Oct 4, 2013 | Apr 29, 2016 (938 d) |
| Reagan Edwin Tucker | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Aug 19, 2013 | Jan 25, 2017 (1255 d) |
| John Christopher Mathews | Pnc Wealth Management other | Scottrade Investment Management other | Other | Aug 2, 2013 | Aug 3, 2017 (1462 d) |
| Mark Dennie Howard | Cetera Advisors LLC other | Scottrade Investment Management other | Other | Jul 10, 2013 | Dec 21, 2016 (1260 d) |
| Chen Zhao | J.P. Morgan Securities LLC wirehouse | Scottrade Investment Management other | Other | Jul 2, 2013 | Jan 25, 2017 (1303 d) |
| Craig Anthony Brannam | Wells Fargo Advisors wirehouse | Scottrade Investment Management no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 20, 2013 | Mar 20, 2014 (273 d) |
| George Banks | Scs Asset Management, Inc state registered | Scottrade Investment Management other | Other | Jun 18, 2013 | Jun 21, 2017 (1464 d) |
| David Van Der Wekken | Wells Fargo Advisors wirehouse | Scottrade Investment Management other | Other | Jun 18, 2013 | Feb 16, 2017 (1339 d) |
| Cullen Tarlac Williams | Charles Schwab & Co., Inc. national BD | Scottrade Investment Management other | Other | Jun 10, 2013 | Jan 25, 2017 (1325 d) |
| Erik Walter Merkau | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management no RAUM | Other | Jun 6, 2013 | Mar 20, 2014 (287 d) |
| Anthony Frank Mancino | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jun 6, 2013 | Jan 11, 2017 (1315 d) |
| Clayton Alexander Baker | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jun 6, 2013 | Mar 18, 2016 (1016 d) |
| Gary Michael Disalvo | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Jun 6, 2013 | Mar 18, 2016 (1016 d) |
| John Paul Digamon | T. Rowe Price Advisory Services, Inc. no RAUM | Scottrade Investment Management other | Other | Jun 3, 2013 | Mar 27, 2017 (1393 d) |
| Peter Anthony Savarese | Partnervest Advisory Services LLC other | Scottrade Investment Management other | Other | May 1, 2013 | Sep 28, 2016 (1246 d) |
| Marina Maranatha Pelren | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Scottrade Investment Management other | Other | Apr 2, 2013 | Jan 23, 2015 (661 d) |
| Matthew John Stack | Edward Jones national BD | Scottrade Investment Management other | Other | Apr 2, 2013 | Sep 16, 2016 (1263 d) |
| Brandon G Hill | Strategic Advisers LLC national BD | Scottrade Investment Management other | Other | Mar 19, 2013 | Aug 30, 2017 (1625 d) |
| Brady Jackson | Waddell & Reed other | Scottrade Investment Management other | Other | Mar 8, 2013 | Mar 27, 2017 (1480 d) |