| David Cawley | Legend Financial Advisors Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2024 | Sep 18, 2024 (62 d) |
| Aaron Ross Willett | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2024 | Jun 26, 2025 (343 d) |
| Ann M Bonfiglio | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 17, 2024 | Dec 26, 2024 (162 d) |
| Rory Eldredge | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 11, 2024 | Oct 14, 2024 (95 d) |
| Brandon Philip Crouch | Austin Wealth Management, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 3, 2024 | Jan 15, 2025 (196 d) |
| Jarret Braden White | LPL Financial LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 26, 2024 | Sep 25, 2024 (91 d) |
| Peter Wenzel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 18, 2024 | Jun 12, 2025 (359 d) |
| Jordan Raymond | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 17, 2024 | Jul 3, 2024 |
| Charles Blachford | Stonecrop Wealth Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 17, 2024 | Nov 11, 2024 (147 d) |
| Richard Blair Holman | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 13, 2024 | Sep 27, 2024 (106 d) |
| Paul Anthony Strycker | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 13, 2024 | Aug 2, 2024 (50 d) |
| Benjamin Timothy Pawlak | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 12, 2024 | Jun 3, 2024 |
| Matthew White | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 7, 2024 | Jan 3, 2025 (210 d) |
| Daniel Stephen Reller | C & J Wealth Advisors independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 7, 2024 | Mar 14, 2025 (280 d) |
| Joseph M Monteleone | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2024 | Jun 24, 2024 |
| Lawrence Paul Story | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 5, 2024 | Sep 3, 2024 (90 d) |
| Andrew Janusz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 3, 2024 | Jun 13, 2024 |
| Daniel Guadalupe | W&S Brokerage Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 3, 2024 | Jun 24, 2024 |
| Colin H Dalton | Redwood Financial Planning, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 31, 2024 | Dec 1, 2025 (549 d) |
| Fiorella Gonzalez-Polar Vera | Goldman Sachs Wealth Services, L.P. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 29, 2024 | Aug 11, 2025 (439 d) |
| Svetlana Vasilenko | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 23, 2024 | Dec 17, 2025 (573 d) |
| Ryan Christman | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 23, 2024 | Jul 17, 2024 (55 d) |
| Lauri Ann Smith | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 22, 2024 | Feb 2, 2026 (621 d) |
| Reed D Smith | Invesco Advisers, Inc. asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 22, 2024 | Aug 23, 2024 (93 d) |
| Anita Rochelle Cruise | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 14, 2024 | Aug 22, 2025 (465 d) |
| Cassandra Martin Conte | Capitol Family Office, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 7, 2024 | Sep 23, 2024 (139 d) |
| Michael Edwin Crossley | B. Riley Wealth Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2024 | May 29, 2024 |
| Chad Alan Thomas-Killam | Russell Investments other | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2024 | Oct 4, 2024 (151 d) |
| Carson Mcbee Buell | B. Riley Wealth Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 6, 2024 | May 3, 2024 |
| Meena Kotak | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 26, 2024 | Feb 4, 2025 (284 d) |
| James Humpherson Mollett | Thornburg Investment Management Inc asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 25, 2024 | Jun 14, 2024 (50 d) |
| James J Kennedy | Pks Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 25, 2024 | Jul 3, 2024 (69 d) |
| Mark Quentin Walker | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 22, 2024 | May 21, 2024 |
| Allen J Wagner | Eaton Vance Management asset manager | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 19, 2024 | Jul 10, 2024 (82 d) |
| Caroline Goddard Hanna | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 18, 2024 | May 11, 2024 |
| Emily Anne Harker Smith | Davinci Financial Designs independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 17, 2024 | Jun 24, 2024 (68 d) |
| Wade Allen Stafford | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 15, 2024 | Jul 31, 2024 (107 d) |
| Zachary J Soper | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 12, 2024 | May 23, 2024 (41 d) |
| Justin David Mann | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 11, 2024 | Aug 8, 2024 (119 d) |
| Erik J Pedersen | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 10, 2024 | Jun 25, 2025 (441 d) |
| Frank Xiaohuan Fang | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 9, 2024 | Jul 5, 2024 (87 d) |
| Brian Joseph Buckley | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 5, 2024 | Feb 3, 2026 (669 d) |
| Benjamin David Partridge | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 2, 2024 | May 10, 2024 (38 d) |
| Daniel Willey | Fisher Investments independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2024 | Jun 21, 2024 (85 d) |
| Neil Carr | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2024 | Jun 12, 2024 (76 d) |
| Aaron James Hurley | Cx Institutional, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 28, 2024 | Oct 18, 2024 (204 d) |
| David Lewis | Pruco Securities, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 27, 2024 | May 9, 2024 (43 d) |
| Shannon D James | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 26, 2024 | Aug 21, 2024 (148 d) |
| Noah Benjamin Winstead | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 25, 2024 | May 8, 2024 (44 d) |
| Eric Messer | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 21, 2024 | Apr 22, 2024 (32 d) |
| Joseph W Hiller | Pnc Wealth Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 20, 2024 | May 2, 2024 (43 d) |
| Grant Allen Prader | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 20, 2024 | Jan 1, 2026 (652 d) |
| Dylan Benedict Scasserra | Edward Jones national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 15, 2024 | Aug 5, 2024 (143 d) |
| Dylan Moreno | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 15, 2024 | May 13, 2024 (59 d) |
| Langston Facen | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 12, 2024 | Nov 22, 2024 (255 d) |
| Sydney Noel Drosen | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 5, 2024 | Mar 26, 2024 |
| Ramesh V Subramaniam | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 1, 2024 | Sep 12, 2024 (195 d) |
| Solimon Tawfiq | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 29, 2024 | Jan 1, 2026 (672 d) |
| Darren Jarosik | Ameritas Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 27, 2024 | Jun 13, 2024 (107 d) |
| Johnathan Irions | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 23, 2024 | Apr 2, 2024 (39 d) |