DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eric Joseph Mcmahan	Waddell & Reed other	Oneamerica Securities, Inc. other	Other	Apr 10, 2017	Jul 12, 2017 (93 d)
Harvinder S Sahni	Eagle Strategies LLC other	Oneamerica Securities, Inc. other	Other	Apr 3, 2017	Mar 3, 2017
Tony Alan Soble	Principal Securities, Inc. other	Oneamerica Securities, Inc. other	Other	Mar 23, 2017	May 1, 2017 (39 d)
John William Broyles	Van Hulzen Financial Advisors other	Oneamerica Securities, Inc. other	Other	Mar 12, 2017	Mar 1, 2017
Heather Amanda Olson	Eagle Strategies LLC other	Oneamerica Securities, Inc. other	Other	Feb 10, 2017	Jun 12, 2017 (122 d)
Evan Charles Gates	Equitable Advisors, LLC national BD	Oneamerica Securities, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 7, 2017	Nov 26, 2018 (657 d)
Steve C Boeckmann	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. other	Other	Feb 3, 2017	May 24, 2017 (110 d)
Johnny Wayne Morrison	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	Jan 31, 2017	Feb 28, 2017
James Scott Doidge	Wells Fargo Advisors wirehouse	Oneamerica Securities, Inc. other	Other	Jan 20, 2017	Feb 3, 2017
Kristopher Bryan Wackerlin	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 10, 2017	Jan 19, 2017
Jeffrey Scott Casper	Bmo Asset Management Corp. other	Oneamerica Securities, Inc. other	Other	Jan 6, 2017	Feb 16, 2017 (41 d)
Nicholas Phillip Johnson	Cue Financial Group, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 3, 2017	Jan 20, 2017
Dennis Paul Gorski	Thrivent Investment Management Inc. other	Oneamerica Securities, Inc. other	Other	Dec 31, 2016	Jan 17, 2017
Bart P Reese	Transamerica Retirement Advisors, LLC other	Oneamerica Securities, Inc. other	Other	Dec 31, 2016	Jun 20, 2017 (171 d)
James Edward Eastwood	USA Financial Securities LLC other	Oneamerica Securities, Inc. other	Other	Dec 22, 2016	Mar 22, 2017 (90 d)
Ryan Curtis Lawson	Money Concepts Advisory Service other	Oneamerica Securities, Inc. other	Other	Dec 19, 2016	Jul 5, 2017 (198 d)
Emilio Rafael Rangel Jr	Citigroup Global Markets Inc. other	Oneamerica Securities, Inc. other	Other	Nov 25, 2016	Feb 2, 2018 (434 d)
Sonji Rollins Tucker	Centaurus Financial, Inc. other	Oneamerica Securities, Inc. other	Other	Nov 10, 2016	Dec 6, 2016
Barrett Michael Fisher	Pruco Securities, LLC other	Oneamerica Securities, Inc. other	Other	Nov 4, 2016	Nov 10, 2016
Scott Gregory Ayers	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	Nov 3, 2016	Nov 22, 2016
Sarah Nicole Kozlowski	Bmo Harris Financial Advisors, Inc other	Oneamerica Securities, Inc. other	Other	Oct 18, 2016	Oct 17, 2016
James Frederick Collins	Equitable Advisors, LLC national BD	Oneamerica Securities, Inc. other	Other	Oct 7, 2016	Oct 20, 2016
Luke Tien-Lu Tung	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	Oct 4, 2016	Oct 6, 2016
Ivan Obra Mattox	Equitable Advisors, LLC national BD	Oneamerica Securities, Inc. other	Other	Oct 4, 2016	Nov 2, 2016
Fu Lin	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	Sep 12, 2016	Oct 17, 2016 (35 d)
Jared Karl Biggs	Fbl Investment Management Services, Inc. other	Oneamerica Securities, Inc. other	Other	Aug 26, 2016	Dec 22, 2016 (118 d)
Donald Craig Rogers	Hornor, Townsend & Kent, LLC other	Oneamerica Securities, Inc. BD affiliated	Other	Aug 25, 2016	Jun 15, 2018 (659 d)
Daniel Robert Meier	Pension Consultants Inc other	Oneamerica Securities, Inc. other	Other	Aug 18, 2016	Sep 29, 2016 (42 d)
Margaret Omarra Maruzo	Pruco Securities, LLC other	Oneamerica Securities, Inc. other	Other	Jul 29, 2016	Aug 30, 2016 (32 d)
Amy Jensen Datema	Cuna Brokerage Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jul 22, 2016	Aug 10, 2016
Artis Garrett	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jul 19, 2016	Aug 5, 2016
John Philip Illingworth	Edward Jones national BD	Oneamerica Securities, Inc. other	Other	Jul 8, 2016	Dec 18, 2017 (528 d)
Thomas Edward O'Brien	Nationwide Securities, LLC no RAUM	Oneamerica Securities, Inc. other	Other	May 11, 2016	May 20, 2016
Thomas C Block	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	May 6, 2016	Aug 2, 2016 (88 d)
Amy W Yost	Transamerica Financial Advisors, LLC other	Oneamerica Securities, Inc. other	Other	May 2, 2016	Apr 11, 2016
Don Howard Hart	Investment Professionals, Inc. other	Oneamerica Securities, Inc. other	Other	Apr 1, 2016	Apr 18, 2016
Ryan Scott Coiner	MML Investors Services, LLC other	Oneamerica Securities, Inc. other	Other	Mar 10, 2016	Jul 1, 2016 (113 d)
Derek Edwin Woods	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Mar 1, 2016	Jun 6, 2017 (462 d)
Jeffrey Charles Kikel	South Texas Money Management, Ltd. other	Oneamerica Securities, Inc. other	Other	Feb 29, 2016	Mar 9, 2016
Michele Phillippi	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Oneamerica Securities, Inc. other	Other	Feb 26, 2016	Mar 30, 2017 (398 d)
John Price Huntington	MML Investors Services, LLC other	Oneamerica Securities, Inc. BD affiliated	Other	Feb 16, 2016	Mar 10, 2022 (2214 d)
Mark Peter Adams	Wells Fargo Advisors wirehouse	Oneamerica Securities, Inc. other	Other	Feb 2, 2016	Jan 29, 2018 (727 d)
Matthew James Alspaugh	Pruco Securities, LLC other	Oneamerica Securities, Inc. other	Other	Feb 2, 2016	Feb 22, 2016
Joseph Edward Kutschbach	Msi Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 21, 2016	Mar 16, 2016 (55 d)
Christine Ann Martin	J.P. Morgan Securities LLC wirehouse	Oneamerica Securities, Inc. other	Other	Jan 5, 2016	Feb 3, 2016
Lisa Faith Bonner	J.P. Morgan Securities LLC wirehouse	Oneamerica Securities, Inc. other	Other	Nov 18, 2015	Nov 14, 2017 (727 d)
Frederick J Strouse	First Financial Equity Corporation other	Oneamerica Securities, Inc. other	Other	Nov 16, 2015	Jan 25, 2016 (70 d)
Jennifer Rebecca Rocci	Ameriprise Financial Services, LLC national BD	Oneamerica Securities, Inc. other	Other	Nov 10, 2015	Dec 1, 2015
Ryan Bertrand Schachtner	Securian Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Nov 6, 2015	Nov 25, 2015
Christopher Herter Ekstrom	Securian Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Nov 4, 2015	Dec 1, 2015
Debby P Pan	Cetera Investment Advisers LLC other	Oneamerica Securities, Inc. other	Other	Oct 15, 2015	Feb 17, 2017 (491 d)
Gustavo Amado Guerrero	Strategic Advisers LLC national BD	Oneamerica Securities, Inc. other	Other	Oct 12, 2015	Nov 24, 2015 (43 d)
Brian Thomas Schoonover	Edward Jones national BD	Oneamerica Securities, Inc. other	Other	Oct 2, 2015	Dec 23, 2015 (82 d)
Gregory Joseph Mcbride	Park Avenue Securities LLC other	Oneamerica Securities, Inc. other	Other	Sep 23, 2015	Feb 25, 2016 (155 d)
Bryan James Clifton	Sagepoint Financial, Inc. other	Oneamerica Securities, Inc. BD affiliated	Other	Sep 10, 2015	Mar 18, 2019 (1285 d)
Judy I Gutierrez	Mariner Retirement Advisors, LLC other	Oneamerica Securities, Inc. other	Other	Aug 28, 2015	Sep 24, 2015
Kimberly Vickers Johnson	Park Avenue Securities LLC other	Oneamerica Securities, Inc. other	Other	Jul 16, 2015	Aug 5, 2015
Timothy Michael Grace	Gwn Securities Inc. other	Oneamerica Securities, Inc. other	Other	Jul 16, 2015	Oct 15, 2015 (91 d)
Nicole D Tate	Pruco Securities, LLC other	Oneamerica Securities, Inc. other	Other	Jul 10, 2015	Jul 7, 2015
Bret W Hortin	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. other	Other	Jun 12, 2015	Jun 11, 2015

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522 moves match.