Arrivals at Gwn Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Cortney Mark Walker	Legend Advisory, LLC other	Gwn Securities Inc. other	Other	Oct 25, 2012	Oct 26, 2012
Julie A Prinkey	Cambridge Investment Research Advisors, Inc. other	Gwn Securities Inc. other	Other	Oct 10, 2012	Oct 23, 2012
Louis Scott Mitchell	Valic Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Jun 21, 2012	Jun 26, 2012
Timothy Michael Grace	New England Securities Corporation other	Gwn Securities Inc. other	Other	Feb 27, 2012	Mar 20, 2012
Warren Stephen Mcclellan	Interactive Financial Advisors other	Gwn Securities Inc. other	Other	Dec 31, 2011	Jul 19, 2011
Steven Glynn Schramm	Voya Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Sep 21, 2011	Sep 14, 2011
Mark Christopher Trawick	Voya Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 24, 2011	Aug 23, 2011
Anthony Lorin Pezent	Voya Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 23, 2011	Aug 16, 2011
David James Jajewski	Tahoma Investment Advisors, LLC unclassified	Gwn Securities Inc. other	Other	Jun 28, 2011	May 23, 2013 (695 d)
Ronald Wiatt Gibbs	Interactive Financial Advisors other	Gwn Securities Inc. other	Other	Jun 10, 2011	Jun 10, 2011
Thomas Alexander Ely	Interactive Financial Advisors other	Gwn Securities Inc. other	Other	May 13, 2011	May 16, 2011
Robert L. Cox	Interactive Financial Advisors other	Gwn Securities Inc. other	Other	May 13, 2011	May 16, 2011
Nicole Lynn Becker	Chase Investment Services Corp. other	Gwn Securities Inc. other	Other	Mar 16, 2011	Jan 11, 2013 (667 d)
Brent Roy Kimball	Lincoln Investment other	Gwn Securities Inc. other	Other	Feb 4, 2011	Jan 10, 2011
Justy Abran Armijo	Waddell & Reed other	Gwn Securities Inc. other	Other	Jan 31, 2011	Feb 7, 2011
David John Trela	Securities America Advisors, Inc. other	Gwn Securities Inc. other	Other	Dec 16, 2010	Apr 21, 2011 (126 d)
Andrew John Mcculloch	Securities America Advisors, Inc. other	Gwn Securities Inc. other	Other	Dec 15, 2010	Dec 15, 2010
Elizabeth Werner Cook	Global Emerging Capital Group, LLC unclassified	Gwn Securities Inc. BD affiliated	Other	Nov 16, 2010	Jun 27, 2025 (5337 d)
Richard Getty	Waddell & Reed other	Gwn Securities Inc. other	Other	Sep 15, 2010	Apr 4, 2011 (201 d)
Joseph Francis Ruffenach	Securities America Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 23, 2010	Aug 16, 2010
Derryl Melvin Durden	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 2, 2010
Daylon Wayne Laws	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 4, 2010
James Frank Caparelli	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 17, 2010
John Robinson Lahman	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 16, 2010
Gregory J Sagers	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 2, 2010
Terri M Jarrell	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 17, 2010
Joseph Brent Hill	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Aug 4, 2010	Aug 2, 2010
Mariday Nunez Taruc	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Jul 16, 2010	Jul 15, 2010
Jeffrey De Alday Regalado	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Jul 16, 2010	Jul 15, 2010
Charles Dean Johnson	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Jul 1, 2010	Jul 14, 2010
John Daniel Keenan	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Gwn Securities Inc. other	Other	Jun 25, 2010	Jun 25, 2010
Nicholas J Mcintee	New England Securities Corporation other	Gwn Securities Inc. other	Other	Jun 21, 2010	Sep 13, 2010 (84 d)
Anne Huth	Waddell & Reed other	Gwn Securities Inc. other	Other	Jun 16, 2010	Jun 16, 2010
Michael Edward Jones	Van Kampen Advisors Inc unclassified	Gwn Securities Inc. other	Other	Jun 4, 2010	Oct 16, 2014 (1595 d)
Anthony S. Pavia	Esi Financial Advisors other	Gwn Securities Inc. other	Other	May 21, 2010	Apr 27, 2010
Sanford Leigh Warmund	Lincoln Investment other	Gwn Securities Inc. other	Other	Apr 6, 2010	Apr 1, 2010
Robert Leo Morrissey	Lincoln Investment other	Gwn Securities Inc. other	Other	Apr 6, 2010	Apr 5, 2010
Domenic Rizzi	Lincoln Investment other	Gwn Securities Inc. other	Other	Apr 6, 2010	Apr 1, 2010
Shannon Sue Suarez	Lincoln Investment other	Gwn Securities Inc. other	Other	Apr 6, 2010	Apr 6, 2010
Debra Elaine Hopke	Lincoln Investment other	Gwn Securities Inc. other	Other	Apr 6, 2010	Apr 6, 2010
Brooke Richard Wentner	Planmember Securities Corporation other	Gwn Securities Inc. BD affiliated	Other	Apr 1, 2010	Jan 4, 2021 (3931 d)
Nila Marie Moore	Valic Financial Advisors, Inc. other	Gwn Securities Inc. other	Other	Mar 25, 2010	Mar 26, 2010
Clifford Ike Nichols	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Mar 22, 2010	Mar 22, 2010
James Bruce Brennan	Great American Advisors, Inc. other	Gwn Securities Inc. other	Other	Mar 22, 2010	Mar 22, 2010
Allen Ross Tollett	Signator Financial Services, Inc. other	Gwn Securities Inc. other	Other	Feb 17, 2010	Feb 16, 2010
Wade Norman Murphy	Transamerica Financial Advisors, LLC other	Gwn Securities Inc. other	Other	Dec 31, 2009	Jan 5, 2010
William John Scanlon	Medallion Advisory Services, LLC unclassified	Gwn Securities Inc. other	Other	Dec 31, 2009	Dec 6, 2012 (1071 d)
Marc Mitsuru Takenaga	Tlg Advisors, Inc. other	Gwn Securities Inc. other	Other	Dec 31, 2009	Mar 29, 2011 (453 d)
Charles Brooker Blanton	Oneamerica Securities, Inc. other	Gwn Securities Inc. other	Other	Nov 10, 2009	Oct 24, 2011 (713 d)
Jerry Alan Adzima	Lincoln Investment other	Gwn Securities Inc. other	Other	Aug 28, 2009	Aug 18, 2009
Gregory James Russell	Lincoln Investment other	Gwn Securities Inc. other	Other	Aug 28, 2009	Sep 21, 2009
Tyler Paul Kimball	Ameriprise Financial Services, LLC national BD	Gwn Securities Inc. other	Other	Jul 2, 2009	Jan 15, 2010 (197 d)
Charles Richard Locher	Hornor, Townsend & Kent, LLC other	Gwn Securities Inc. other	Other	May 14, 2009	Sep 7, 2011 (846 d)
Richard Joseph Fucillo	Equitable Advisors, LLC national BD	Gwn Securities Inc. other	Other	May 11, 2009	Aug 18, 2016 (2656 d)
Steven James Sandberg	Questar Asset Management, Inc. other	Gwn Securities Inc. other	Other	May 4, 2009	Feb 26, 2010 (298 d)
Scott Gerald Fischer	UBS Financial Services Inc. wirehouse	Gwn Securities Inc. other	Other	Apr 15, 2009	Apr 24, 2009
Stephen Michael Locko	Osaic Fs, Inc. other	Gwn Securities Inc. other	Other	Feb 2, 2009	Mar 17, 2009 (43 d)
Matthew James Anderson	Edward Jones national BD	Gwn Securities Inc. other	Other	Nov 10, 2008	Nov 12, 2008
Cecelia Wynette Fairfax	Sagepoint Financial, Inc. other	Gwn Securities Inc. other	Other	Oct 3, 2008	Sep 22, 2008
Ronald Lester Wenrich	MML Investors Services, LLC other	Gwn Securities Inc. other	Other	Jul 14, 2008	Jul 11, 2008

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411 moves match.