DFX Intelligence
Advisor moves
Arrivals at Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Barnick | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2019 | Jun 7, 2019 |
| Timothy Buchanan | Bci Wealth & Asset Management unclassified | Cetera Advisor Networks LLC other | Other | May 31, 2019 | Sep 18, 2014 |
| Joseph Pierpont Morgan | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2019 | Apr 15, 2019 |
| Paul Ganow | Edward Jones national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Jan 15, 2020 (285 d) |
| William W Leboeuf | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2019 | Mar 28, 2019 |
| David Alan Wiedmeyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2019 | Mar 28, 2019 |
| Jed Andrew Lund | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | Mar 15, 2019 |
| Robert Emmet Mullis | Citigroup Global Markets Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2019 | Jun 24, 2019 (108 d) |
| Justin Robert Haschke | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 7, 2019 | Feb 19, 2019 |
| Amy Jo Townsend-Vanderpool | Huntington Financial Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2019 | Mar 1, 2019 |
| Clay Michael Kazmierski | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 26, 2019 | Feb 4, 2019 |
| Matthew Aaron Kory | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2019 | Feb 4, 2019 |
| Brandon M Ohara | Thrivent Investment Management Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2019 | Mar 15, 2019 |
| John David Foley | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| Kent Sanderson Travis | Sage Private Wealth Group, LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2019 | Feb 19, 2019 |
| Caleb Jonathan Smoes | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| Andrew James Mcdowell | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| John Ryan Kennedy | Ipi Wealth Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Jan 31, 2019 |
| James A Franklin | 1st Global Advisors Inc BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 8, 2019 |
| Aaron Thomas Reed | Questar Asset Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 19, 2019 |
| Marc Andrew Stein | North Ridge Securities Corp. independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2019 | Jan 23, 2019 |
| Etsuji Edward Oizumi | Hbw Advisory Services LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2019 | Nov 9, 2018 |
| Melissa A Little | Equitable Advisors, LLC national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2019 | Feb 22, 2019 |
| Steven Scott Haagenson | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2019 | Jan 10, 2019 |
| Kevin Michael Gaines | American Financial Management Group, Ltd. independent RIA | Cetera Advisor Networks LLC other | Other | Dec 31, 2018 | Sep 3, 2013 |
| Brian Rano Lueker | American Financial Management Group, Ltd. independent RIA | Cetera Advisor Networks LLC other | Other | Dec 31, 2018 | Sep 3, 2013 |
| Richard Evan Thomas | Cuso Financial Services, L.P. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | May 10, 2019 (140 d) |
| Philip Eric Weisbach | Harbour Investments, Inc. independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2018 | Jan 10, 2019 |
| Robert Stark | Watch Guard Capital LLC state registered | Cetera Advisor Networks LLC BD affiliated | Other | Dec 3, 2018 | Oct 23, 2018 |
| Robert Adam Kennedy | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 26, 2018 | Dec 12, 2018 |
| Scott Mason Fitzgerald | Tlg Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2018 | Nov 13, 2018 |
| Wesley Charles Sullivan | Tlg Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2018 | Nov 13, 2018 |
| Philip Lawton Swann | The Henderson Group other | Cetera Advisor Networks LLC BD affiliated | Other | Nov 9, 2018 | Feb 5, 2019 (88 d) |
| David William Jones | Vantage Financial Group, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Oct 25, 2018 | Sep 3, 2013 |
| Jeffery Wayne Kesting | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 9, 2018 |
| Jeffrey Dazzo | Cuna Brokerage Services, Inc. mixed wealth | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2018 | May 26, 2022 (1317 d) |
| Quin Ferraren Solamo | Wedbush Securities Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Nov 14, 2018 (33 d) |
| Daniel Howard Adams | Latitude Wealth Management, LLC unclassified | Cetera Advisor Networks LLC BD affiliated | Other | Oct 9, 2018 | Sep 12, 2018 |
| Terrence Jude Heil | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 5, 2018 | Mar 8, 2019 (154 d) |
| Hugo Raynaldo Silva | Td Ameritrade Investment Management, LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2018 | Mar 5, 2019 (152 d) |
| Bryan Charles Bradford | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Sep 19, 2018 |
| Jason J Vaglio | Capital One Advisors, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2018 | Aug 9, 2021 (1055 d) |
| Joseph Anthony Irace | Pgim Investments LLC asset manager | Cetera Advisor Networks LLC BD affiliated | Other | Sep 19, 2018 | Nov 12, 2020 (785 d) |
| Jeffrey Alan Bottorff | Kestra Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | Oct 16, 2018 (32 d) |
| Matthew D Heck | Charles Schwab & Co., Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2018 | Nov 27, 2018 (75 d) |
| Thomas John Harold | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2018 | Aug 31, 2018 |
| Tyler W Armstrong | Mhs Advisory Services, LLC independent RIA | Cetera Advisor Networks LLC other | Other | Aug 7, 2018 | Oct 12, 2016 |
| Angela Renee Parra-Mcneely | Securities America Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 3, 2018 |
| Joseph Dennis Roddy | Paramount Financial LLC unclassified | Cetera Advisor Networks LLC other | Other | Jul 31, 2018 | Jan 27, 2014 |
| Autumn A Taylor | Vantage Financial Group, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Jul 25, 2018 | Sep 25, 2013 |
| Michael Anthony Laporte | Vicus Capital, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Jul 24, 2018 | Sep 3, 2013 |
| Michael Edward Mader | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jul 6, 2018 |
| Fonda Moore Coffey | Bb&T Securities, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Sep 7, 2018 (70 d) |
| David Meeks | Edward Jones national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jul 2, 2019 (385 d) |
| Billie Van Lith | Avantax Advisory Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2018 | May 30, 2018 |
| Russell Gerard Nieland | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2018 | Apr 30, 2018 |
| Dustin Blodgett | Accuvest Global Advisors, Inc. mixed wealth | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2018 | Mar 15, 2019 (315 d) |
| Michael Lewis Vanderhoff | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2018 | Apr 3, 2018 |
| Russell Grant Nieland | Private Advisor Group, LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2018 | May 2, 2018 |
| Thomas James Proos | LPL Financial LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2018 | Apr 9, 2018 |
998 moves match.