DFX Intelligence
Advisor moves
Arrivals at Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Uliano | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Feb 10, 2022 |
| Shannon Burgess | Madison Avenue Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Jul 6, 2022 (195 d) |
| Kevin R Walker | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 21, 2021 | Apr 21, 2022 (121 d) |
| Caren Chabora | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2021 | Dec 8, 2022 (372 d) |
| Bruno Joseph Fellin | Wealth Enhancement Advisory Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Dec 22, 2021 (55 d) |
| Irina Kokini | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 30, 2021 (39 d) |
| Adam H Gutkin | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 25, 2021 |
| Edwin Ricardo | Ace Capital Management LLC unclassified | Td Private Client Wealth LLC BD affiliated | Other | Oct 8, 2021 | Aug 23, 2022 (319 d) |
| John Montgomery | Edward Jones national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Aug 4, 2022 (304 d) |
| Tyler Decker | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2021 | Sep 16, 2021 |
| Jerome Sullivan | Financial Focus Asset Management,Inc. state registered | Td Private Client Wealth LLC BD affiliated | Other | Aug 30, 2021 | Sep 8, 2021 |
| Rebecca L Bear | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Sep 2, 2021 |
| Cory Rasmussen | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Sep 7, 2021 |
| Matthew Jimenez | Morgan Stanley wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2021 | Jul 28, 2021 |
| Edward J Byrne | Unfcu Advisors LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2021 | Oct 14, 2022 (462 d) |
| Demetrios Karagounis | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 20, 2021 |
| Gunjan Ahuja | Momentum Independent Network Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Aug 3, 2021 (34 d) |
| Patrick Meehan | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2021 | Jun 16, 2022 (357 d) |
| Kyle Schafer | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2021 | Jul 6, 2021 |
| Christopher Perry | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 25, 2021 | Jun 11, 2021 |
| Michael Scott | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2021 | Jun 2, 2021 (77 d) |
| Yutong Huang | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2021 | Oct 14, 2021 (230 d) |
| Raymond J Ferry | Raymond James Financial Services Advisors, Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Feb 24, 2021 |
| Margaret Monica Czyz | Td Ameritrade, Inc. no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jan 11, 2021 | Mar 16, 2023 (794 d) |
| Raymond Martens | Td Ameritrade, Inc. no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jan 11, 2021 | May 3, 2024 (1208 d) |
| Thomas Schilling | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Jul 22, 2021 (203 d) |
| Naim Cukovic | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Nov 5, 2021 (309 d) |
| Robert Mantle | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Jan 4, 2023 (734 d) |
| Ramon Hernandez | Td Ameritrade Investment Management, LLC independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Apr 23, 2021 (113 d) |
| Jason Leberfeld | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2020 | Jun 12, 2021 (317 d) |
| Christopher Persandi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 16, 2020 | Mar 8, 2023 (1056 d) |
| John Jarrett Fitzgerald | First Citizens Investor Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2020 | Mar 19, 2020 |
| Peter Craig Dutoit | Td Ameritrade, Inc. no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jan 13, 2020 | Mar 2, 2020 (49 d) |
| Daniel Jude Kiefer | Summit Financial Group Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Jun 9, 2021 (534 d) |
| Justin Delaney | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | May 5, 2021 (526 d) |
| Kevin Michael Murray | Money Concepts Advisory Service BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2019 | Jan 12, 2026 (2287 d) |
| Joshua Kresge Speese | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 9, 2019 | Feb 13, 2020 (127 d) |
| Richard J Cline | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2019 | Jun 8, 2023 (1371 d) |
| Gawain Mckenzie | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2019 | Jun 7, 2022 (1008 d) |
| Alan R Labrie | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 22, 2021 (598 d) |
| Samir S Makar | Citigroup Global Markets Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2019 | Apr 25, 2019 |
| Jonathan Parsons | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2019 | Jan 22, 2025 (2084 d) |
| Joshua Kuhnert | Truist Advisory Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 22, 2019 |
| Natalia Rodriguez | Santander Securities BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Apr 29, 2019 |
| Jason Harris Gerb | Foresters Equity Services, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2018 | Nov 13, 2019 (335 d) |
| Robert George Vail | Charter Oak Capital Management independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2018 | May 18, 2020 (564 d) |
| Russell Truesdale | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Mar 20, 2023 (1600 d) |
| Joseph Depietro | Tsa Management Inc independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Feb 9, 2023 (1634 d) |
| David Blair Thompson | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2018 | Jun 22, 2018 (51 d) |
| Kurt Schaefer | MML Investors Services, LLC other | Td Private Client Wealth LLC BD affiliated | Other | Nov 22, 2017 | Aug 3, 2023 (2080 d) |
| Meco Bobby Womack | Cornerstone Wealth other | Td Private Client Wealth LLC BD affiliated | Other | Aug 14, 2017 | Sep 21, 2026 (3325 d) |
| Jacquelynn Ann Mcfadden | Morgan Stanley wirehouse | Td Private Client Wealth LLC other | Other | Jun 29, 2017 | Jul 26, 2017 |
| Sergio Iacovitti | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC other | Other | Mar 23, 2017 | Mar 29, 2017 |
| Gregory Bryan Campbell | Pnc Wealth Management other | Td Private Client Wealth LLC other | Other | Mar 14, 2017 | Mar 23, 2017 |
| Douglas Keith Woodward | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC other | Other | Feb 8, 2017 | Feb 22, 2017 |
| Luke Matthew Mccormick | Td Ameritrade, Inc. no RAUM | Td Private Client Wealth LLC other | Other | Jan 17, 2017 | Feb 2, 2017 |
| Zain Khan | Usaa Financial Planning Services no RAUM | Td Private Client Wealth LLC other | Other | Jan 10, 2017 | Jan 19, 2017 |
| Jeffrey Scott Ferraro | Praxia Financial Services, LLC independent RIA | Td Private Client Wealth LLC other | Other | Jan 3, 2017 | Apr 14, 2017 (101 d) |
| Barry H Ford | Pnc Wealth Management other | Td Private Client Wealth LLC other | Other | Dec 6, 2016 | Dec 8, 2016 |
| Wendy Wyatt | LPL Financial LLC other | Td Private Client Wealth LLC BD affiliated | Other | Nov 22, 2016 | Dec 3, 2024 (2933 d) |
440 moves match.