DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ivan Jevon Jones | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 12, 2023 |
| David A Yaffee | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2023 | Jan 3, 2023 |
| Charles Mccann | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2023 | Feb 2, 2023 |
| Stephan Robert Edward Jarvie | Huntington Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2023 | Jan 12, 2023 |
| Samuel F Zabkowicz | Drake & Associates, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2023 | Jan 18, 2023 |
| Jeffrey Alan Bishop | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Nov 17, 2023 (310 d) |
| Marina Ageyeva | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Sep 4, 2024 (603 d) |
| Steven Harrison | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 10, 2023 |
| Peter Mars | Spc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Jan 23, 2023 |
| Shayla Sahmanovic | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2023 | Jan 5, 2023 |
| David C Cheng | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Dec 9, 2022 |
| Corey N King | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jan 4, 2023 |
| Andre Rodolfo Josiah | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Feb 6, 2023 (34 d) |
| Carlyle Alton Wimberly | St. Bernard Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | May 9, 2024 (495 d) |
| Thomas Joseph Kolakowski | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Aug 26, 2024 (604 d) |
| Samantha Brandon Beverley | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 30, 2023 |
| Jennifer Green Harvey | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Dec 12, 2022 |
| Conway Porter | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 4, 2023 |
| Michael Byung Do Lee | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 16, 2022 | Mar 9, 2023 (83 d) |
| Raymond Hartford | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jan 19, 2023 (34 d) |
| Raymundo Gutierrez Valencia | Kovack Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 15, 2022 |
| Nancy Jean Hartford | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jun 8, 2023 (174 d) |
| Ramon Luis Martinez | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Jan 9, 2023 |
| Enrico Malpas Santos | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 13, 2022 | Nov 22, 2022 |
| Louis Kevin Jeffries | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Dec 8, 2022 |
| Christine Simek | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2022 | Jul 14, 2023 (221 d) |
| Michael Bryan Metcalf | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Feb 3, 2023 (60 d) |
| John Neal Lavelle | Oppenheimer & Co. Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Mar 15, 2024 (469 d) |
| Kevin Daniel George | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Dec 1, 2022 | Dec 10, 2022 |
| Joshua David Schultheis | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 30, 2022 | Sep 29, 2023 (303 d) |
| Tracy Elizabeth Richardson | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 16, 2022 |
| Karen Marie Starr | Stifel, Nicolaus & Company, Incorporated national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Mar 28, 2023 (130 d) |
| Aedres Nadjem | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Feb 22, 2024 (462 d) |
| Michael Mattia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 16, 2022 | May 24, 2023 (189 d) |
| Jeremy Lane Vaught | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 15, 2022 |
| Minjeong Kang | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Dec 5, 2022 |
| Gordon Haas | Ernst & Young Investment Advisers Llp no RAUM | Pruco Securities, LLC BD affiliated | Other | Nov 8, 2022 | Jan 18, 2023 (71 d) |
| Charles K Voorhees | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2022 | Jan 22, 2024 (441 d) |
| Derrick Ray Formby | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 2, 2022 | Oct 3, 2022 |
| William Jay Difani | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Oct 26, 2022 |
| Rickey D Bellew | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2022 | Oct 25, 2022 |
| Randall Takeshi Takaki | Takwealth unclassified | Pruco Securities, LLC BD affiliated | Other | Oct 26, 2022 | Jul 7, 2022 |
| Jacob Descheneaux | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 9, 2022 |
| David Foad | First Horizon Advisors, Inc mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2022 | Nov 16, 2022 |
| Thomas G. Gervase | Modern Capital Advisors, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 24, 2022 |
| Travis Martin Mcclarney | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 3, 2022 |
| Jonathan Heith Moles | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Dec 20, 2022 (67 d) |
| Joshua L Hunley | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2022 | Feb 8, 2023 (117 d) |
| Robert George Vail | Td Private Client Wealth LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Sep 15, 2023 (338 d) |
| George Martin Hotaling | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2022 | Sep 29, 2022 |
| Bryant Mathurin | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 16, 2023 (370 d) |
| Shane A Dayton | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Mar 28, 2023 (172 d) |
| Kyle Treadwell | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Nov 15, 2022 (40 d) |
| David Alfred Holloway | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Oct 5, 2022 | Oct 3, 2022 |
| Carlos Alberto Naranjo | U.S. Bancorp Investments, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 5, 2022 |
| David Mark Harris | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 3, 2022 |
| Adrian N Raney | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | May 23, 2023 (235 d) |
| Arthur O Agunloye | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Sep 30, 2022 |
| Alexander Stewart Dobbs | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 16, 2022 |
| Elliott N Singer | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Sep 29, 2022 |
1,668 moves match.