DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Fifth Third Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joshua John MalyEdward Jones national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2018Dec 19, 2018
Michael HewittFidelity Personal And Workplace Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 29, 2018Mar 2, 2020 (459 d)
Louis M FeinbergLincoln Investment BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 21, 2018Nov 29, 2018
John H ShankWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 9, 2018Oct 15, 2018
Kristine BlackCitizens Securities, Inc. BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2018Aug 11, 2020 (680 d)
Mirko ReithoferPnc Wealth Management BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2018Nov 28, 2018 (62 d)
Neil A CateEdward Jones national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2018Mar 6, 2020 (561 d)
Matthew E HeitmanFidelity Personal And Workplace Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 21, 2018Aug 2, 2018
S Renee WhismanPnc Wealth Management BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 17, 2018Dec 12, 2018 (117 d)
Michael AwwadHuntington Financial Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 20, 2018
Samantha KingThurston Springer Financial otherFifth Third Securities, Inc. BD affiliatedOtherAug 2, 2018Aug 24, 2020 (753 d)
Beth A MarshHuntington Financial Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2018Jul 18, 2018
Shannon M AriasCharles Schwab & Co., Inc. national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 18, 2018Apr 9, 2019 (265 d)
David George NewmanHorter Investment Management, LLC independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2018Jul 31, 2019 (379 d)
Benjamin R McconnellWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 11, 2018Jul 13, 2018
Bradley D RecknagelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2018Jun 29, 2018
Pauline A PetruchCuna Brokerage Services, Inc. mixed wealthFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2018Oct 2, 2018 (120 d)
Zachary David MillerHuntington Financial Advisors BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 24, 2018
Matthew G MartinKey Investment Services LLC BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 15, 2018May 30, 2018
Luis A MarkinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 11, 2018Jul 19, 2018 (69 d)
Jonathan PapacMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 10, 2018May 11, 2018
Tammi WoodAmeriprise Financial Services, LLC national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2018May 11, 2018
Stephanie L RussellKey Investment Services LLC BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Jun 13, 2018 (42 d)
Nicholas M PagliaiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 27, 2018Jun 25, 2018 (59 d)
Ahmet KildisTruist Advisory Services, Inc. BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 12, 2018Jul 17, 2018 (96 d)
Nicholas Allan NiehausWells Fargo Advisors wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 9, 2018Jan 24, 2020 (655 d)
Darren JamesBrookstone Wealth Advisors, LLC independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2018Apr 12, 2018
David L BaileyScottrade Investment Management BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 9, 2018Mar 14, 2018
Michelle Ann RozyckiScottrade Investment Management BD affiliatedFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018May 23, 2018 (76 d)
Christopher M EatonLPL Financial LLC independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 8, 2018Feb 15, 2018
Mark J WyrobekB. C. Ziegler And Company otherFifth Third Securities, Inc. BD affiliatedOtherMar 5, 2018Mar 7, 2018
Levi ReiglerOsaic Institutions, Inc. otherFifth Third Securities, Inc. BD affiliatedOtherFeb 23, 2018Mar 23, 2018
Wendell Lee BunchCuna Brokerage Services, Inc. otherFifth Third Securities, Inc. BD affiliatedOtherFeb 5, 2018Jul 6, 2018 (151 d)
Marion J. TuckerCetera Investment Advisers LLC otherFifth Third Securities, Inc. BD affiliatedOtherFeb 1, 2018Jan 16, 2018
Christopher Herter EkstromOneamerica Securities, Inc. otherFifth Third Securities, Inc. BD affiliatedOtherJan 22, 2018Apr 2, 2019 (435 d)
Ashley Corbin DentTruist Advisory Services, Inc. otherFifth Third Securities, Inc. BD affiliatedOtherJan 12, 2018Feb 13, 2018 (32 d)
Richard L ToberAdvice And Planning Services otherFifth Third Securities, Inc. BD affiliatedOtherJan 10, 2018Feb 2, 2018
Joshua WagnerCetera Investment Advisers LLC otherFifth Third Securities, Inc. BD affiliatedOtherDec 21, 2017Oct 11, 2019 (659 d)
Sean E GrillotMorgan Stanley wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 20, 2017Jan 18, 2018
Danielle E WorkmanMorgan Stanley wirehouseFifth Third Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankDec 20, 2017Dec 21, 2017
Nathan W RainboltLPL Financial LLC independent RIAFifth Third Securities, Inc. otherOtherDec 14, 2017Dec 5, 2017
Adam Shane BreazealeCuna Brokerage Services, Inc. otherFifth Third Securities, Inc. otherOtherDec 12, 2017Dec 14, 2017
David C ParkerStrategic Advisers LLC national BDFifth Third Securities, Inc. otherOtherDec 5, 2017Dec 8, 2017
Jeffrey Thomas WilliamsWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherNov 16, 2017Nov 15, 2017
Kendall M Vander MeulenWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherNov 10, 2017Nov 10, 2017
Chad R BalhoffCitizens Securities, Inc. otherFifth Third Securities, Inc. otherOtherOct 30, 2017Oct 27, 2017
Emily K BellamyMorgan Stanley wirehouseFifth Third Securities, Inc. otherOtherOct 30, 2017Nov 1, 2017
Ian ForemanThrivent Investment Management Inc. otherFifth Third Securities, Inc. BD affiliatedOtherSep 6, 2017Feb 4, 2023 (1977 d)
Nathan C ScholesCetera Advisor Networks LLC otherFifth Third Securities, Inc. BD affiliatedOtherSep 5, 2017Mar 30, 2018 (206 d)
Richard KuzniarBmo Harris Financial Advisors, Inc otherFifth Third Securities, Inc. otherOtherAug 29, 2017Oct 17, 2017 (49 d)
David R SniderWells Fargo Advisors wirehouseFifth Third Securities, Inc. otherOtherAug 29, 2017Sep 5, 2017
Allison SchullerJ.P. Morgan Securities LLC wirehouseFifth Third Securities, Inc. otherOtherAug 15, 2017Aug 17, 2017
Paul Mike CoxStrategic Advisers LLC national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2017May 1, 2019 (629 d)
Rasahn ReynoldsStrategic Advisers LLC national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2017Sep 23, 2025 (2966 d)
Samantha J MccomasStrategic Advisers LLC national BDFifth Third Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2017Sep 10, 2018 (396 d)
Daniel J FrizzellCitizens Securities, Inc. otherFifth Third Securities, Inc. otherOtherAug 2, 2017Aug 3, 2017
Daniel Kenneth MidgleyU.S. Bancorp Investments, Inc. otherFifth Third Securities, Inc. otherOtherJul 31, 2017Jul 30, 2017
Denes Joseph ChapoU.S. Bancorp Investments, Inc. otherFifth Third Securities, Inc. otherOtherJul 31, 2017Jul 30, 2017
Justin D BlackStrategic Advisers LLC national BDFifth Third Securities, Inc. otherOtherJul 26, 2017Nov 30, 2017 (127 d)
Sean M. MyersWaddell & Reed otherFifth Third Securities, Inc. BD affiliatedOtherJun 19, 2017Jan 16, 2018 (211 d)
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1,059 moves match.