DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jefferson Philip Matkin	Suntrust Investment Services, Inc. other	Fsc Securities Corporation other	Other	Jun 28, 2012	Jul 13, 2012
Larry Breck Bell	Pnc Managed Account Solutions, Inc. other	Fsc Securities Corporation other	Other	Jun 19, 2012	Jan 3, 2012
Larry Jefferson Tolbert	Private Client LLC other	Fsc Securities Corporation other	Other	Jun 14, 2012	Feb 8, 2012
Jonathan Peter Sowa	Private Client LLC other	Fsc Securities Corporation other	Other	Jun 14, 2012	Feb 8, 2012
Joseph Patrick Mcdowell	Private Client LLC other	Fsc Securities Corporation other	Other	Jun 14, 2012	Feb 7, 2012
Donna Marie Behler	United Planners' Financial Services Of America A Limited Partner other	Fsc Securities Corporation other	Other	Jun 11, 2012	Jun 13, 2012
Patrick Joseph Cloonan	J. W. Cole Advisors, Inc. other	Fsc Securities Corporation other	Other	May 30, 2012	Aug 23, 2012 (85 d)
Tamara Leah Higgins	Fortitude Advisory Group L.L.C. other	Fsc Securities Corporation other	Other	May 29, 2012	May 18, 2012
Bradley Jay Cure	Brookstone Investment Advisory Services other	Fsc Securities Corporation other	Other	Apr 26, 2012	Apr 30, 2012
Steven Troy Merkel	Piedmont Investment Advisors, LLC other	Fsc Securities Corporation other	Other	Apr 23, 2012	Aug 27, 2012 (126 d)
Samantha R Webster	American Portfolios Advisors, Inc other	Fsc Securities Corporation other	Other	Apr 23, 2012	Jun 28, 2012 (66 d)
Walter Dean Johnson	Strategic Advisers LLC national BD	Fsc Securities Corporation other	Other	Apr 3, 2012	Nov 4, 2013 (580 d)
Michael Dory Marchi	Edward Jones national BD	Fsc Securities Corporation other	Other	Mar 30, 2012	Apr 26, 2012
Michael John Martinez	Monticello Investment Services, Inc. other	Fsc Securities Corporation other	Other	Mar 30, 2012	May 14, 2012 (45 d)
John Mckinley Walling	Next Financial Group, Inc. other	Fsc Securities Corporation other	Other	Feb 28, 2012	Mar 7, 2012
Jay Lee Goldberg	Bok Financial Advisors other	Fsc Securities Corporation other	Other	Feb 17, 2012	Feb 17, 2012
Brandon Ross Henry	Bok Financial Advisors other	Fsc Securities Corporation other	Other	Feb 17, 2012	Feb 17, 2012
Carey Stuart Kesner	Bok Financial Advisors other	Fsc Securities Corporation other	Other	Feb 17, 2012	Feb 17, 2012
David Scott Nichols	MML Investors Services, LLC other	Fsc Securities Corporation other	Other	Feb 9, 2012	Feb 3, 2012
Kris Alan Wright	MML Investors Services, LLC other	Fsc Securities Corporation other	Other	Feb 9, 2012	Feb 3, 2012
Jason Lee Costner	Ameriprise Financial Services, LLC national BD	Fsc Securities Corporation other	Other	Jan 17, 2012	Jan 5, 2012
Isaac Ortiz	New England Securities Corporation other	Fsc Securities Corporation other	Other	Dec 23, 2011	Jan 4, 2012
Jason Anthony Mullins	New England Securities Corporation other	Fsc Securities Corporation other	Other	Dec 23, 2011	Jan 3, 2012
Charles Albert Strickland	Valic Financial Advisors, Inc. other	Fsc Securities Corporation other	Other	Dec 15, 2011	Dec 14, 2011
Kurt Charles Gerhardt	Tlg Advisors, Inc. other	Fsc Securities Corporation other	Other	Dec 13, 2011	Dec 15, 2011
Michelle Lynn Patel	Aegis Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	Dec 9, 2011	Jul 12, 2006
David Joseph Mandell	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fsc Securities Corporation other	Other	Dec 6, 2011	Jan 30, 2012 (55 d)
Charles Richard Leapley	Waddell & Reed other	Fsc Securities Corporation other	Other	Nov 22, 2011	Nov 29, 2011
Donald R. Hall	Edward Jones national BD	Fsc Securities Corporation other	Other	Oct 12, 2011	Oct 17, 2011
Michael A Greer	LPL Financial LLC other	Fsc Securities Corporation other	Other	Sep 26, 2011	Sep 27, 2011
Rodney William Amicone	Morgan Keegan & Company, LLC other	Fsc Securities Corporation other	Other	Sep 13, 2011	Oct 24, 2011 (41 d)
Thomas Hood	Jackson Wealth Management, LLC other	Fsc Securities Corporation other	Other	Jul 19, 2011	Sep 22, 2011 (65 d)
Douglas Ray Claycomb	Plan Group Financial, Inc. independent RIA	Fsc Securities Corporation other	Other	Jul 7, 2011	Jul 14, 2011
Nancy Louise Herring	The Strategic Financial Alliance other	Fsc Securities Corporation other	Other	Jul 1, 2011	Jul 20, 2011
Robert Clair Mcafee	Morgan Stanley wirehouse	Fsc Securities Corporation other	Other	Jun 16, 2011	Aug 4, 2011 (49 d)
Joey Jon Pierce	Chase Investment Services Corp. other	Fsc Securities Corporation other	Other	Jun 8, 2011	Jun 21, 2011
Dwight Lee Dykstra	Csenge Advisory Group, LLC other	Fsc Securities Corporation other	Other	Jun 6, 2011	Dec 7, 2006
Steve Howard Nelson	Aegis Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	May 6, 2011	Feb 10, 2011
John David Mcbride	Aegis Financial Group, Inc. unclassified	Fsc Securities Corporation other	Other	May 6, 2011	Mar 9, 2011
Terry D. Holtsclaw	LPL Financial LLC other	Fsc Securities Corporation other	Other	Apr 27, 2011	Apr 27, 2011
Jason Thomas Mckernan	Capital Guardian Wealth Management, LLC other	Fsc Securities Corporation other	Other	Apr 5, 2011	Apr 7, 2011
Christopher Andrew Jones	Pentrust Advisors unclassified	Fsc Securities Corporation other	Other	Apr 1, 2011	May 23, 2003
Brian James Guillery	LPL Financial LLC other	Fsc Securities Corporation other	Other	Mar 22, 2011	Jan 31, 2011
Charles Duaine Arbeiter	Qa3 Financial LLC unclassified	Fsc Securities Corporation other	Other	Feb 11, 2011	Mar 11, 2011
Thomas A Brophy	Scott & Stringfellow, LLC other	Fsc Securities Corporation other	Other	Feb 8, 2011	Oct 23, 2012 (623 d)
James Asher Jackson	Chase Investment Services Corp. other	Fsc Securities Corporation other	Other	Jan 6, 2011	Jan 21, 2011
Richard Mark Braverman	Braverman Financial Associates unclassified	Fsc Securities Corporation other	Other	Dec 31, 2010	May 3, 2005
Robert Dennis Mattson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fsc Securities Corporation other	Other	Dec 21, 2010	Jan 31, 2011 (41 d)
Bill Edgar Henry	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Fsc Securities Corporation other	Other	Nov 3, 2010	Dec 3, 2010
William Herbert Cross	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	Nov 1, 2010	Nov 2, 2010
William Dustin Cross	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	Nov 1, 2010	Nov 2, 2010
Jeremiah Daniel Corbin	Charles Schwab & Co., Inc. national BD	Fsc Securities Corporation other	Other	Oct 26, 2010	May 6, 2011 (192 d)
Ian Philip Gordon	LPL Financial LLC other	Fsc Securities Corporation other	Other	Oct 25, 2010	Sep 30, 2010
Douglas Turner Farr	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	Oct 20, 2010	Oct 22, 2010
Richard Paul Kundracik	Wbi Investments, LLC other	Fsc Securities Corporation other	Other	Oct 7, 2010	Nov 1, 2010
Robert J Paolini	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Fsc Securities Corporation other	Other	Aug 18, 2010	Aug 23, 2010
Bart Barron Schmolke	Wells Fargo Advisors wirehouse	Fsc Securities Corporation other	Other	Aug 3, 2010	Aug 20, 2010
James Bernard Plummer	USA Financial Securities LLC other	Fsc Securities Corporation other	Other	Jul 1, 2010	Dec 10, 2014 (1623 d)
Debra Gaglioti	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Fsc Securities Corporation other	Other	Jun 30, 2010	Oct 18, 2010 (110 d)
Emily Pace Allen	Oppenheimer & Co. Inc. other	Fsc Securities Corporation other	Other	May 13, 2010	Jun 8, 2010

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626 moves match.