| Andrew William Ryan | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 13, 2017 | Aug 5, 2016 |
| Rebecca Marie Tapia | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 13, 2017 | Jan 12, 2015 |
| Peter John Fendler | Norton Financial Services, Inc. unclassified | Global Retirement Partners LLC institutional | Other | Dec 31, 2016 | Sep 1, 2026 (3531 d) |
| Wayne Eric Greenough | Msi Financial Services, Inc. other | Global Retirement Partners LLC institutional | Other | Dec 20, 2016 | Oct 16, 2018 (665 d) |
| Marc Andrew Zabicki | Sws Partners, LLC other | Global Retirement Partners LLC other | Other | Nov 18, 2016 | Jul 31, 2017 (255 d) |
| Douglas Ross Peete | Principal Securities, Inc. other | Global Retirement Partners LLC other | Other | Nov 14, 2016 | Nov 7, 2016 |
| Evan Alexander Avery | Ronald Blue & Co., LLC other | Global Retirement Partners LLC institutional | Other | Nov 7, 2016 | Feb 7, 2019 (822 d) |
| Steven Howard Bowes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC other | Other | Oct 19, 2016 | Oct 19, 2016 |
| Robert Matthew Krieger | LPL Financial LLC other | Global Retirement Partners LLC other | Other | Sep 14, 2016 | Jan 28, 2015 |
| Brendan Gary Diette | Northwestern Mutual Investment Services,LLC no RAUM | Global Retirement Partners LLC institutional | Other | Sep 14, 2016 | Sep 1, 2022 (2178 d) |
| Joshua M Kopec | Wintrust Investments other | Global Retirement Partners LLC other | Other | Aug 31, 2016 | Sep 24, 2016 |
| Dennis Ryan Romney | Principal Securities, Inc. other | Global Retirement Partners LLC other | Other | Aug 22, 2016 | Aug 22, 2016 |
| Kelley Ann Donovan | Vsr Advisory Services other | Global Retirement Partners LLC other | Other | Aug 18, 2016 | Aug 18, 2016 |
| Andrew Stephen Grow | Vsr Advisory Services other | Global Retirement Partners LLC other | Other | Aug 18, 2016 | Aug 26, 2016 |
| Anthony Michael Calomeni | U.S. Bancorp Advisors, LLC other | Global Retirement Partners LLC other | Other | Aug 3, 2016 | Feb 22, 2018 (568 d) |
| Scott Anthony Preston | Strategic Advisers LLC national BD | Global Retirement Partners LLC other | Other | Jul 22, 2016 | Jun 30, 2016 |
| Christopher James Basse | LPL Financial LLC other | Global Retirement Partners LLC other | Other | Jul 21, 2016 | Jun 17, 2016 |
| Eric Allen Obergfell | Principal Securities, Inc. other | Global Retirement Partners LLC other | Other | Jul 21, 2016 | Aug 24, 2016 (34 d) |
| Marina Mccleneghen | Creative Planning other | Global Retirement Partners LLC institutional | Other | Jul 1, 2016 | Jun 25, 2018 (724 d) |
| Sean C Kelly | LPL Financial LLC other | Global Retirement Partners LLC other | Other | May 23, 2016 | Jul 22, 2016 (60 d) |
| Ellen Reeva Lander | Nfp Advisor Services, LLC other | Global Retirement Partners LLC other | Other | May 16, 2016 | May 16, 2016 |
| Craig Stephen Korol | Securities America Advisors, Inc. other | Global Retirement Partners LLC other | Other | May 10, 2016 | Apr 29, 2016 |
| Tyler Edward Schultz | Securities America Advisors, Inc. other | Global Retirement Partners LLC other | Other | May 10, 2016 | Apr 29, 2016 |
| Michelle Renee Smith | Arvest Wealth Management other | Global Retirement Partners LLC other | Other | May 6, 2016 | Dec 16, 2016 (224 d) |
| Brian Jerold Whinnery | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC other | Other | Apr 14, 2016 | Apr 1, 2016 |
| Philip John Fogli | Geneos Wealth Management, Inc. other | Global Retirement Partners LLC other | Other | Feb 19, 2016 | Feb 17, 2016 |
| Marcos Ramon Lopez | Geneos Wealth Management, Inc. other | Global Retirement Partners LLC other | Other | Feb 19, 2016 | Feb 22, 2016 |
| David Louis Marcinowski | Geneos Wealth Management, Inc. other | Global Retirement Partners LLC other | Other | Feb 19, 2016 | Feb 16, 2016 |
| Philip Jude Fogli | Geneos Wealth Management, Inc. other | Global Retirement Partners LLC other | Other | Feb 19, 2016 | Feb 16, 2016 |
| Joshua Claxton Walker | Geneos Wealth Management, Inc. other | Global Retirement Partners LLC other | Other | Feb 19, 2016 | Feb 16, 2016 |
| Brian Michael Mcguiness | Independent Financial Partners other | Global Retirement Partners LLC other | Other | Jan 29, 2016 | Jan 12, 2016 |
| Angela Marie Mirrione | Wealthplan Advisors, LLC other | Global Retirement Partners LLC other | Other | Jan 28, 2016 | Jan 26, 2016 |
| Thomas Andrew Curtin | Independent Financial Partners other | Global Retirement Partners LLC other | Other | Jan 27, 2016 | Jul 18, 2016 (173 d) |
| Eric Joseph Lazzari | Capitol Securities Management, Inc. other | Global Retirement Partners LLC other | Other | Nov 17, 2015 | Nov 30, 2015 |
| Matthew Washek | Capitol Securities Management, Inc. other | Global Retirement Partners LLC other | Other | Nov 17, 2015 | Nov 30, 2015 |
| Grant Richard Argall | Principal Securities, Inc. other | Global Retirement Partners LLC other | Other | Oct 5, 2015 | Mar 16, 2018 (893 d) |
| Abigail Sue Kuo | Hsbc Securities (USA) Inc. other | Global Retirement Partners LLC other | Other | Oct 1, 2015 | Apr 25, 2017 (572 d) |
| Benjamin Eric Rathfon | Pnc Wealth Management other | Global Retirement Partners LLC other | Other | Sep 8, 2015 | Apr 4, 2017 (574 d) |
| Michael Jon Gheen | Huntington Financial Advisors other | Global Retirement Partners LLC other | Other | Aug 6, 2015 | Jul 17, 2015 |
| Scott Ronald Pilchard | Manning & Napier Advisors, LLC other | Global Retirement Partners LLC other | Other | Jul 10, 2015 | Jan 6, 2017 (546 d) |
| Marc A. Cornell | LPL Financial LLC other | Global Retirement Partners LLC other | Other | Jul 9, 2015 | Aug 3, 2015 |
| Thomas G Kennedy | Rehmann Wealth other | Global Retirement Partners LLC other | Other | Jun 18, 2015 | Jul 10, 2015 |
| Barbara Jean Delaney | Independent Financial Partners other | Global Retirement Partners LLC other | Other | Jun 8, 2015 | Apr 1, 2015 |
| Jonathan Michael Russo | Independent Financial Partners other | Global Retirement Partners LLC other | Other | Jun 8, 2015 | Apr 6, 2015 |
| Richard Burton Rowehl | Oppenheimer & Co. Inc. other | Global Retirement Partners LLC other | Other | Jun 3, 2015 | Jun 16, 2015 |
| Mathew Corey Whitehead | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 19, 2015 | Apr 15, 2015 |
| Kirk Watson Welch | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 14, 2015 | May 14, 2015 |
| Russell Todd Mcalonie | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 1, 2015 | May 5, 2015 |
| Richard Russell Geiger | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 1, 2015 | Apr 10, 2015 |
| Zachory Smith Huish | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 1, 2015 | Apr 1, 2015 |
| Paul Lamb | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 1, 2015 | Apr 9, 2015 |
| Kylee Erin Hall | Independent Financial Partners other | Global Retirement Partners LLC other | Other | May 1, 2015 | Apr 6, 2015 |
| Cosmo Charles Gould | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Mar 13, 2015 | Sep 16, 2014 |
| Eric Matthew Sholberg | Global Financial Private Capital, Inc. other | Global Retirement Partners LLC other | Other | Mar 2, 2015 | Nov 14, 2014 |
| Marcella Molinare Saliba | Heffernan Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Jan 14, 2015 | Jan 12, 2015 |
| Daren Daniel Alcantar | Independent Financial Partners other | Global Retirement Partners LLC other | Other | Jan 8, 2015 | Aug 7, 2015 (211 d) |
| Stephen Michael Cunha | New England Securities Corporation other | Global Retirement Partners LLC institutional | Other | Dec 31, 2014 | Jul 16, 2020 (2024 d) |
| Alexander William Hargrave | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 24, 2014 | Sep 16, 2014 |
| William Christopher Hawkins | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 24, 2014 | Sep 17, 2014 |
| Patterson James Mckinlay | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 24, 2014 | Oct 28, 2014 |