DFX Intelligence
Advisor moves
Arrivals at Park Avenue Securities LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,289 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura N Adams | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2021 | Jan 1, 2026 (1697 d) |
| Thomas P Wilson | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 21, 2021 |
| Steven Matthew Swierkowski | Woodbury Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 20, 2021 |
| Kelsey Whelan | Arbor Point Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | May 28, 2021 (36 d) |
| Edmund Francis Bosse | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Oct 21, 2021 (184 d) |
| Maggie Li Yi | J.P. Morgan Securities LLC wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2021 | May 13, 2021 |
| Curtis Michael Riley | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | May 5, 2021 |
| Andrew Dixon Davenport | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 22, 2021 |
| Michele Lipschultz | Thrivent Investment Management Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Jan 18, 2023 (658 d) |
| Jack Murray | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2021 | Apr 14, 2021 |
| Brian S Palkowitsh | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Dec 12, 2024 (1358 d) |
| Katherine Marie Jamil | Cornerstone Wealth independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2021 | Jun 29, 2021 (97 d) |
| Shawna Christine Minervini | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | May 31, 2022 (439 d) |
| Paul A Dowd | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2021 | Mar 19, 2021 |
| Kylee Bowden | Wells Fargo Advisors wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 26, 2021 | May 28, 2024 (1187 d) |
| Andrea Patricia Owen-Boyd | LPL Financial LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Oct 19, 2022 (602 d) |
| William Irvin Mcclanahan | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Mar 1, 2021 |
| Mark Anthony Keating | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2021 | Jun 18, 2021 (128 d) |
| Thomas Michael Garner | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Apr 30, 2021 (86 d) |
| Ralph Lamar Barden | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 29, 2021 |
| Andreane Barden Frazier | Hornor, Townsend & Kent, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2021 | Jan 28, 2021 |
| Zachary Scott Weaver | Northwestern Mutual Investment Services,LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Jan 22, 2021 | Jan 27, 2021 |
| Laurey Leiko Shibuya | Raymond James Financial Services Advisors, Inc BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Apr 29, 2021 (99 d) |
| Nino Finnigan | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2021 | Feb 12, 2021 (36 d) |
| Kent Richard Engel | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Feb 15, 2024 (1137 d) |
| Ziaul Islam Khondker | Allstate Financial Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Mar 22, 2021 (94 d) |
| John P Henson | Ifg Advisory, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2020 | Nov 13, 2020 |
| Ralph Lawrence Peeples | Kelly Capital Group, LLC state registered | Park Avenue Securities LLC BD affiliated | Other | Dec 8, 2020 | Mar 11, 2021 (93 d) |
| Anna Marie Osborn | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Feb 4, 2021 (72 d) |
| Luke Casmir Gawronski | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2020 | Nov 12, 2020 |
| Ernest J Guerriero | USA Financial Securities LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2020 | Dec 11, 2020 |
| Jeffrey Mcmahon | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Nov 16, 2020 |
| Michael Warren Constantine | Equitable Advisors, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2020 | Nov 19, 2020 |
| Shelley Jo Echeverria | The Wealth Consulting Group independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2020 | Nov 27, 2020 |
| Marolyn Yunmeng Liang | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2020 | Apr 4, 2021 (159 d) |
| Jennifer Lasser Eilers | Robert W. Baird & Co. Incorporated mixed wealth | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2020 | Nov 4, 2020 |
| John Weishar | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2020 | Nov 23, 2020 (31 d) |
| Megan M Schneider | LPL Financial LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2020 | Jan 26, 2021 (97 d) |
| Connor James Gallivan | Putnam Investment Management, LLC asset manager | Park Avenue Securities LLC BD affiliated | Other | Oct 21, 2020 | Jan 26, 2021 (97 d) |
| Duncan Graham Campbell | Charles Schwab & Co., Inc. national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Jan 27, 2021 (103 d) |
| Taranbir S Sawhney | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Sep 3, 2025 (1787 d) |
| Niccolo Alfred Gonzales | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Jun 28, 2021 (259 d) |
| Joshua Devitt Brown | Vanguard Advisers, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2020 | Nov 4, 2020 |
| Jason W Davis | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2020 | Jul 6, 2023 (1002 d) |
| Arthur O Agunloye | Pruco Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2020 | Feb 23, 2021 (145 d) |
| Melissa Deanne Rimsky | Valic Financial Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Mar 17, 2021 (175 d) |
| Michael C Librett | Morgan Stanley wirehouse | Park Avenue Securities LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 23, 2020 | Feb 8, 2024 (1233 d) |
| Allison Marie Swantkowski | Ameriprise Financial Services, LLC national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Dec 11, 2024 (1541 d) |
| Craig A Callon | Fidelity Personal And Workplace Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2020 | Sep 30, 2020 |
| Bryan Thayne Buzzard | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 29, 2020 |
| Jean M Barberio | Thrive Capital Management, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2020 | May 21, 2021 (255 d) |
| Jeffrey Stephen Plesser | Fsc Securities Corporation BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2020 | Sep 1, 2020 |
| George Brooks Wrightnour | Swan Global Investments, LLC mixed wealth | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2020 | Oct 27, 2020 (55 d) |
| Mark Joseph Schmidt | Edward Jones national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2020 | Mar 23, 2021 (207 d) |
| Maynard L Miller | Horace Mann Investors, Inc. no RAUM | Park Avenue Securities LLC BD affiliated | Other | Aug 25, 2020 | Oct 23, 2020 (59 d) |
| Hakop Jack Mavyan | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Oct 2, 2020 (39 d) |
| James T Ramsay | Kms Financial Services, Inc BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Sep 17, 2021 (389 d) |
| Jessica Lynn Bost | Cwm, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Oct 9, 2020 (52 d) |
| Keith Allen Saunders | Oneamerica Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Sep 11, 2020 |
| Garrett L Williamson | Commonwealth Financial Network national BD | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Oct 30, 2020 (79 d) |