DFX Intelligence
Advisor moves
Arrivals at Ae Wealth Management, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
662 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Michael Blanchard | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2019 | May 6, 2019 |
| Jeremy Green | United Advisors America independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2019 | Sep 26, 2022 (1232 d) |
| Gregory Paul Ricks | J. W. Cole Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | May 7, 2019 |
| Matthew Stroud Hellebusch | Fidelity Federal Planning Corp. state registered | Ae Wealth Management, LLC BD affiliated | Other | Apr 30, 2019 | Apr 28, 2022 (1094 d) |
| Brad Lee Reichert | MML Investors Services, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2019 | Jan 24, 2020 (273 d) |
| Anthony Christopher Rossi | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2019 | Apr 3, 2019 |
| David C Selden | Mountain West Retirement, LLC. unclassified | Ae Wealth Management, LLC independent RIA | Other | Apr 16, 2019 | Apr 3, 2019 |
| Christopher R Davis | Equitable Advisors, LLC national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2019 | May 13, 2019 (32 d) |
| Christopher Douglas Risher | First Allied Advisory Services, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Oct 19, 2021 (923 d) |
| Stuart Eric Raider | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Apr 4, 2019 |
| Peter Martin Mendler | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | Apr 4, 2019 |
| Christopher James Berry | Prosperity Capital Advisors independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Apr 4, 2019 | Apr 3, 2019 |
| Logan Christopher Spaw | Stone Financial state registered | Ae Wealth Management, LLC independent RIA | Other | Apr 2, 2019 | Apr 1, 2019 |
| Brendan Simon Bohnhorst | Fifth Third Securities, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Jun 26, 2019 (96 d) |
| Michael Henry Ryan | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2019 | Mar 4, 2019 |
| John-Todd Nelson Mcdaniel | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Mar 4, 2019 | Mar 1, 2019 |
| Joseph Roe Wilson | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2019 | Mar 1, 2019 |
| Jeffrey Scott Beyer | USA Financial Securities LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Mar 1, 2019 | Feb 28, 2019 |
| Kevin Patrick Christ | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Mar 1, 2019 | Mar 1, 2019 |
| Martin Scott Rasmussen | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2019 | Feb 26, 2019 |
| Jennifer Lynn Cramer | Principal Securities, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2019 | Feb 12, 2019 |
| Coby David Culpepper | Edward Jones national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Apr 9, 2019 (54 d) |
| Jason Stewart Kehler | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Feb 11, 2019 | Feb 11, 2019 |
| Keith Edward Lockwood | Equitable Advisors, LLC national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2019 | Jan 15, 2019 |
| Sean Thomas Roberts | LPL Financial LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 24, 2019 | Jan 25, 2019 |
| Andrew Thomas Hansen | Summit Wealth Partners, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 18, 2019 | Jan 18, 2019 |
| Jason Charles Frizzell | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2019 | Jan 16, 2019 |
| Ronald James Anno | Financial & Tax Architects, LLC mixed wealth | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 16, 2019 | Jan 29, 2019 |
| Christopher Robert Morrison | Img Wealth Management, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 16, 2019 | Jan 16, 2019 |
| Robert Edward Horne | Img Wealth Management, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 16, 2019 | Jan 18, 2019 |
| Eric Steven Brelsford | J.P. Morgan Securities LLC wirehouse | Ae Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jan 11, 2019 | Mar 29, 2019 (77 d) |
| Christopher Allen Graham | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 9, 2019 | Jan 8, 2019 |
| Alex Paul Sutherland | Freedom Investment Management, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2018 | Sep 11, 2018 |
| Matthew Allan Tucker | Vanguard Advisers, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2018 | Jan 14, 2019 |
| Leslie Seawell Garske | Capital Cities Investments independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Dec 20, 2018 | Feb 7, 2019 (49 d) |
| Thomas Utterback Grinnell | Bb&T Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | May 8, 2019 (145 d) |
| Dalton Anthony Heim | Orion Portfolio Solutions, LLC mixed wealth | Ae Wealth Management, LLC independent RIA | RIA to RIA | Dec 11, 2018 | Dec 3, 2018 |
| Jason Palomares Lavarias | Intervest International, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 27, 2018 | Dec 13, 2018 |
| Cory Donald Churchill | Ruggie Wealth Management independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 21, 2018 | Oct 26, 2020 (705 d) |
| Sandra Kay Brown | Integrity Alliance, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 16, 2018 | Jun 10, 2020 (572 d) |
| Lana Bayley Rhodes | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2018 | Jul 10, 2020 (606 d) |
| Justin Michael Bailey | Madison Avenue Securities, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Nov 12, 2018 | Jun 15, 2020 (581 d) |
| Matthew Carlin | Creativeone Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 9, 2018 |
| Colin Tallmadge Meddaugh | First Command Advisory Services BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 1, 2018 |
| Cristina Acosta | Brookstone Capital Management LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 29, 2018 | Oct 29, 2018 |
| Jeffrey Alan Nabholz | Center Street Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2018 | Oct 30, 2018 |
| David Maldonado | Gebhardt Group, Inc independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 23, 2018 | Dec 12, 2018 (50 d) |
| Jonathan David Altmeyer | Royal Fund Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 16, 2018 | Oct 16, 2018 |
| Brett Thomas Lawless | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2018 | Dec 3, 2018 (49 d) |
| John Gary Anderson | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2018 | Oct 3, 2018 |
| Charles Ragonese | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 3, 2018 |
| James Eric Jeansonne | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 2, 2018 |
| Mark Edward Rowlette | Raymond James Financial Services Advisors, Inc BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2018 | Feb 8, 2022 (1225 d) |
| Shawn Michael Mercer | Familywealth independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Oct 1, 2018 | Sep 19, 2019 (353 d) |
| Walter Edward Bak | Woloshin Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 25, 2018 | Oct 23, 2018 |
| James R Holloway | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Sep 14, 2018 |
| Mark Thomas Lamkin | LPL Financial LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 14, 2018 | Sep 13, 2018 |
| Jeremy Wayne Rabalais | Peak American Investment Advisors, Inc. independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 14, 2018 | Jun 11, 2019 (270 d) |
| Sharon Beth Evans | Global Financial Private Capital, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2018 | Sep 11, 2018 |
| Jonathan Twito Rayle | Bridgemark Wealth Management independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 10, 2018 | Apr 1, 2019 (203 d) |