DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Principal Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mason MckinnieTlg Advisors, Inc. BD affiliatedPrincipal Asset Management otherOtherAug 4, 2026Aug 26, 2026
Lucas KaneCapital Client Group, Inc. no RAUMPrincipal Asset Management otherOtherJul 14, 2026Aug 3, 2026
Trevor William DeubnerPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherJun 23, 2026Feb 9, 2026
Rhiana JohnsonMorgan Stanley wirehousePrincipal Asset Management otherOtherJun 11, 2026Jun 17, 2026
Patrick Vincent CarrollHilton Capital Management, LLC mixed wealthPrincipal Asset Management otherOtherApr 30, 2026Jun 23, 2026 (54 d)
Amanda Hayda StaplesCreative Planning independent RIAPrincipal Asset Management otherOtherApr 6, 2026May 1, 2026
Robynn Rene Vande KrolJohn Hancock Investment Management LLC asset managerPrincipal Asset Management otherOtherMar 16, 2026Mar 26, 2026
Colin Joseph ArnoldPt Asset Management, LLC asset managerPrincipal Asset Management otherOtherJan 23, 2026Jan 8, 2026
Logan Michael NickersonFirst Citizens Investor Services, Inc. BD affiliatedPrincipal Asset Management otherOtherDec 2, 2025Dec 18, 2025
Reid Benjamin JohnsonPrincipal Advised Services BD affiliatedPrincipal Asset Management otherOtherJul 14, 2025Jul 22, 2025
Amber M AmidonPark Avenue Securities LLC BD affiliatedPrincipal Asset Management otherOtherJun 13, 2025Jul 10, 2025
John Michael MuellerCetera Investment Advisers LLC BD affiliatedPrincipal Asset Management otherOtherApr 3, 2025May 6, 2025 (33 d)
Donald Eugene PonderInvesco Advisers, Inc. asset managerPrincipal Asset Management otherOtherSep 4, 2024Sep 25, 2024
Maibi Ben-HorsfallAlly Invest Advisors independent RIAPrincipal Asset Management otherOtherMay 6, 2024Feb 13, 2025 (283 d)
Hunter FoubertCharles Schwab & Co., Inc. national BDPrincipal Asset Management otherOtherApr 5, 2024Apr 1, 2024
Thomas Edward ZanellatoPutnam Investment Management, LLC asset managerPrincipal Asset Management otherOtherDec 6, 2023Jul 15, 2025 (587 d)
Emily Joyce MarrPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherNov 28, 2023Dec 11, 2023
Robert Gregory AnnexstadPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherNov 26, 2023Aug 3, 2006
Levin James WilsonPutnam Investment Management, LLC asset managerPrincipal Asset Management otherOtherNov 7, 2023Nov 20, 2023
Kelly Ann StefanowiczMorgan Stanley wirehousePrincipal Asset Management otherOtherOct 4, 2023Oct 4, 2023
Rhonda Lanell HolmesMissionsquare Retirement institutionalPrincipal Asset Management otherOtherApr 27, 2023May 19, 2023
Luke Joseph VandermillenPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherApr 24, 2023Apr 20, 2023
Dejha Lee KrajcarTfo Wealth Partners independent RIAPrincipal Asset Management otherOtherMar 27, 2023Jan 22, 2024 (301 d)
Wesley A UrickBlackrock Financial Management, Inc otherPrincipal Asset Management otherOtherJan 18, 2023Nov 28, 2023 (314 d)
Jennifer L. GravesJ.P. Morgan Securities LLC wirehousePrincipal Asset Management otherOtherOct 1, 2022Oct 10, 2022
Nicholas Jerome WalstromRBC Capital Markets, LLC national BDPrincipal Asset Management otherOtherMar 2, 2022Mar 22, 2022
Bradley James HanusPrincipal Advised Services independent RIAPrincipal Asset Management otherOtherFeb 25, 2022Feb 16, 2022
Angela Marie AultPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherJan 20, 2022Jan 24, 2022
Tyler DubayInvesco Advisers, Inc. asset managerPrincipal Asset Management otherOtherJan 10, 2022Feb 1, 2022
Derek Stephen DunnMML Investors Services, LLC BD affiliatedPrincipal Asset Management otherOtherDec 13, 2021Apr 3, 2025 (1207 d)
Jamie Kim StengerPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherDec 1, 2021Nov 10, 2021
Barbara WenigNeuberger Berman Bd LLC no RAUMPrincipal Asset Management otherOtherSep 10, 2021Jun 13, 2025 (1372 d)
Jesse S FroningPrincipal Advised Services independent RIAPrincipal Asset Management otherOtherMay 28, 2021Jun 9, 2021
Brad Michael SchlichtePrincipal Advised Services independent RIAPrincipal Asset Management otherOtherApr 13, 2021Jun 9, 2021 (57 d)
Christian James SiebertPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherJan 8, 2021Jan 13, 2021
Henry Mccomb WinchesterLord, Abbett & Co. LLC asset managerPrincipal Asset Management otherOtherJan 5, 2021Oct 25, 2021 (293 d)
Charles Carlos EstesStancorp Investment Advisers, Inc. otherPrincipal Asset Management otherOtherOct 30, 2020Aug 19, 2021 (293 d)
Robert TirrellVoya Investment Management Co. LLC asset managerPrincipal Asset Management otherOtherApr 14, 2020Jun 22, 2020 (69 d)
Mark P WitterNeuberger Berman Bd LLC no RAUMPrincipal Asset Management otherOtherDec 18, 2019Feb 10, 2020 (54 d)
Jeffrey Alan TrierPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherOct 3, 2019Oct 2, 2019
Jeremy MunterPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherSep 30, 2019Sep 30, 2019
Kenneth Edward BurdDelaware Capital Management Advisers, Inc no RAUMPrincipal Asset Management otherOtherSep 5, 2019Feb 28, 2024 (1637 d)
Gregory David PittengerStrategic Blueprint, LLC independent RIAPrincipal Asset Management otherOtherJul 24, 2019Aug 20, 2019
Robert NodarMorgan Stanley wirehousePrincipal Asset Management otherOtherJul 22, 2019Aug 14, 2019
Cole Thomas VautierOsaic Wealth, Inc. BD affiliatedPrincipal Asset Management otherOtherDec 7, 2018Jan 16, 2019 (40 d)
Kari Ann DelaneyPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherOct 31, 2018Nov 8, 2018
Mitchell Aaron CurtisPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherOct 31, 2018Oct 31, 2018
Kristopher James GoedenPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherOct 30, 2018Oct 30, 2018
Nicholas James CoppolaPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherOct 23, 2018Nov 26, 2018 (34 d)
Wesley Thomas HolcombLPL Financial LLC independent RIAPrincipal Asset Management otherOtherSep 6, 2018Sep 13, 2018
Sidney Davenport LordAmeriprise Financial Services, LLC national BDPrincipal Asset Management otherOtherMay 23, 2018Jun 26, 2020 (765 d)
Andrew Michael WrightsmanPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherMay 9, 2018May 31, 2018
Thomas Scott HendricksPrincipal Securities, Inc. BD affiliatedPrincipal Asset Management otherOtherMay 2, 2018May 7, 2018
Jamie Patrick LynchPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherDec 4, 2017Apr 27, 2011
Brian Douglas LattaWells Fargo Advisors wirehousePrincipal Asset Management otherOtherJun 20, 2017Feb 20, 2019 (610 d)
Michelle Renee StockmanDmkc Advisory Services, LLC otherPrincipal Asset Management otherOtherMay 3, 2017May 26, 2017
Brandon Michael MillerPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 16, 2017Aug 29, 2016
Robert Fitts GidelPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 14, 2017Mar 15, 2017
Jeffrey David BrodersPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 9, 2017May 3, 2017 (55 d)
Michael Paul AdamsonPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherFeb 23, 2017Jan 11, 2019 (687 d)
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117 moves match.