DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vanderbilt Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stefan Austin Burke | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 27, 2026 |
| Zachary S Deminno | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 24, 2026 |
| James C Deminno | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 9, 2026 |
| John Jay Higgins | Commonwealth Financial Network national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 18, 2026 |
| Amos Akinyooye | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 3, 2026 |
| John David Dickey | Transamerica Financial Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Feb 25, 2026 |
| Joshua Patrick Helvie | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 13, 2026 |
| Brian Kenneth Altounian | Miramontes Capital, LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Mar 2, 2026 |
| Timothy Ballard White | Ip Financial Advisory Services LLC independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2026 | Feb 17, 2026 |
| Emmett Dewitt Newton | Stifel Independent Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2026 | Jan 14, 2026 |
| Michele Joi Delsordo | J. W. Cole Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 21, 2026 |
| Sharlene Jamison | Gwn Securities Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Mar 19, 2026 (93 d) |
| Jody Lynn Pierce | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Nov 18, 2025 |
| Gary Charles Gray | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2025 | Nov 18, 2025 |
| Brenda R Trachsel | Edward Jones national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Jan 26, 2026 (70 d) |
| Tyler Keegan | Consolidated Portfolio Review Corp independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2025 | Apr 24, 2025 |
| Dana Marie Kiley | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Christopher Alan Roberts | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Timothy Thomas Drake | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Cameron Jalbert | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Michael John Kiley | Spire Wealth Management, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Oct 10, 2025 |
| Dean Richard Weerstra | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 7, 2025 |
| Gregory William Ricker | Equitable Advisors, LLC national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Sep 11, 2025 |
| Gale Ann Brodie | Centaurus Financial, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Aug 11, 2025 |
| Joseph Fernandes | Planmember Securities Corporation independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2025 | Sep 15, 2025 |
| Sabrina Peterson | Alera Investment Advisors, LLC mixed wealth | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2025 | Jul 1, 2025 |
| Loren Walter Wood | Ibn Financial Services, Inc independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2025 | Jun 13, 2025 |
| Fariba Z. Madison | Western International Securities BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 6, 2025 |
| Michael Angelo Thomas | Edward Jones national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2025 | Jun 6, 2025 |
| Warren Leif Raum | J.P. Morgan Securities LLC wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2025 | May 8, 2025 |
| Matthew D Weglarz | Wells Fargo Advisors wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2025 | Jan 5, 2026 (278 d) |
| Bradley Allen Cohen | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 24, 2025 |
| Allen Cohen | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 25, 2025 |
| Michael Howard Levin | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Arthur Paul Forget | Ic Advisory Services, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Mar 3, 2025 |
| James Richard Sophia | Morgan Stanley wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 28, 2025 | Jan 24, 2025 |
| Angel Luis Curbelo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2025 | Mar 28, 2025 (77 d) |
| Mark Reed Miller | Grove Point Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 2, 2025 |
| Pamela Jean Floyd | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2024 | Jan 2, 2025 |
| Heather Anne Grubbs | Ic Advisory Services, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 19, 2024 |
| Daryll Jason Ganz | Grove Point Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Apr 8, 2021 |
| Matthew Alan Holibaugh | Cetera Investment Advisers LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 25, 2024 |
| Michael Amoroso | Osaic Wealth, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Jan 2, 2025 (83 d) |
| Eric Clifford Sutliff | Grove Point Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Sep 19, 2024 |
| Krikor Demirjian | Western International Securities BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 17, 2024 |
| Kenneth John Arellano | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 5, 2024 |
| Justin T Corbin | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 2, 2024 |
| Sean Hantes | Cadaret Grant & Co Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 2, 2024 |
| Stephen Ellis Swadley | LPL Financial LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Feb 5, 2025 (188 d) |
| Adam Woolston | Park Avenue Securities LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 25, 2024 |
| Eric Todd Bilitz | Ameriprise Financial Services, LLC national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Aug 30, 2024 (39 d) |
| Michael Gonzales | Ameriprise Financial Services, LLC national BD | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Aug 14, 2024 |
| Richard Scott Debono | Stirlingshire Investments independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2024 | Jul 15, 2024 |
| Kathy Joy Gordon | J. W. Cole Advisors, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Oct 7, 2025 (468 d) |
| Christopher Jason Farmer | Advice And Planning Services BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jul 15, 2024 (46 d) |
| Regina V Frias | Transamerica Financial Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | May 24, 2024 |
| Eric Goodman | Esi Financial Advisors independent RIA | Vanderbilt Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2024 | Apr 25, 2024 |
| William C Carlisle | Morgan Stanley wirehouse | Vanderbilt Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2024 | Jun 3, 2025 (419 d) |
| Michael Alan Citron | Raymond James Financial Services Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Mar 18, 2024 |
| Stephen Todd Walker | Kingswood Wealth Advisors, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 15, 2024 |
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156 moves match.