DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Maryland Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan ChalkleyFidelity Personal And Workplace Advisors BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 30, 2023Feb 6, 2024 (68 d)
Anurati A PatelHornor, Townsend & Kent, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2022Jun 13, 2022
John HilmerHornor, Townsend & Kent, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Apr 4, 2022
H Paul FriedmanHornor, Townsend & Kent, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2022Apr 12, 2022
Ferdinand Louis FiastroHornor, Townsend & Kent, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2022Jan 11, 2022
William Guyton AllenMML Investors Services, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2022Jan 4, 2022
Mark Anthony RossbachMML Investors Services, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2021Nov 22, 2021
Jeffrey M JudgeMML Investors Services, LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2021Nov 22, 2021
Patricia Lynn DaviesCetera Advisors LLC BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 22, 2021Nov 22, 2021
Susan Murray DixsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMaryland Financial Group, Inc. independent RIAWirehouse to independent RIASep 13, 2021Sep 24, 2021
Thomas Tristany TrelaCambridge Investment Research Advisors, Inc. BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Jul 29, 2021
John Christopher VaccacioCambridge Investment Research Advisors, Inc. BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Jul 29, 2021
Bratati Bea MukherjeePnc Wealth Management BD affiliatedMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2021Jul 29, 2021 (72 d)
Noreen Sienes Miyake-CharAmerican Asset Management Group Inc otherMaryland Financial Group, Inc. independent RIAOtherDec 31, 2020Aug 5, 2020
Kevin Cornell ParkerMissionsquare Retirement institutionalMaryland Financial Group, Inc. independent RIAOtherDec 1, 2020Nov 19, 2020
Thompson Gress LemaistreRaymond James & Associates, Inc. national BDMaryland Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMar 13, 2020Mar 20, 2020
Eric Scott CoxTransamerica Financial Advisors, LLC otherMaryland Financial Group, Inc. otherOtherMay 11, 2016May 4, 2016
John Davis PlaugherTransamerica Financial Advisors, LLC otherMaryland Financial Group, Inc. otherOtherMay 11, 2016Jul 18, 2016 (68 d)
Tyler Brooks CornTransamerica Financial Advisors, LLC otherMaryland Financial Group, Inc. otherOtherMay 11, 2016May 10, 2016
Byron David StahlTransamerica Financial Advisors, LLC otherMaryland Financial Group, Inc. otherOtherMay 11, 2016Feb 9, 2017 (274 d)
Brad Michael GlickmanNfp Advisor Services, LLC otherMaryland Financial Group, Inc. otherOtherJun 2, 2015May 21, 2015
Samantha Amanda Fraelich-RoheNfp Advisor Services, LLC otherMaryland Financial Group, Inc. otherOtherApr 15, 2015May 21, 2015 (36 d)
Debra Lynn NelsonMsi Financial Services, Inc. otherMaryland Financial Group, Inc. otherOtherApr 7, 2014Apr 21, 2014
Thomas A BrophyFsc Securities Corporation otherMaryland Financial Group, Inc. otherOtherApr 2, 2014Apr 21, 2014
David Joseph MandellFsc Securities Corporation otherMaryland Financial Group, Inc. otherOtherApr 2, 2014Apr 21, 2014
John Alan NewsomeFsc Securities Corporation otherMaryland Financial Group, Inc. otherOtherApr 2, 2014May 14, 2014 (42 d)
Lance Dustin NewsomeFsc Securities Corporation otherMaryland Financial Group, Inc. otherOtherApr 2, 2014May 15, 2014 (43 d)
Philip PinkeyNavy Federal Asset Management, LLC otherMaryland Financial Group, Inc. otherOtherOct 13, 2010Oct 25, 2010
John M BrodieAmeriprise Financial Services, LLC national BDMaryland Financial Group, Inc. otherOtherOct 21, 2009Nov 24, 2009 (34 d)
Frank Keith DuncanMorgan Stanley wirehouseMaryland Financial Group, Inc. independent RIAWirehouse to independent RIASep 18, 2009Mar 25, 2020 (3841 d)
Ruth Denise GoldsteinThe Strategic Financial Alliance otherMaryland Financial Group, Inc. otherOtherJun 17, 2009May 24, 2011 (706 d)
John Robert TriantafelowStrategic Wealth Advisors Group otherMaryland Financial Group, Inc. otherOtherApr 1, 2009Apr 23, 2012 (1118 d)
Aaron Theo ReyerStrategic Wealth Advisors Group otherMaryland Financial Group, Inc. otherOtherApr 1, 2009Apr 23, 2012 (1118 d)
Robert Edward PhilbeckSecurian Financial Services, Inc. otherMaryland Financial Group, Inc. otherOtherFeb 26, 2009Mar 13, 2009
Cathryn A CatoFsc Securities Corporation otherMaryland Financial Group, Inc. otherOtherJul 30, 2008Aug 4, 2008
Christopher Lee CoxFinancial Concepts Unlimited, Inc. otherMaryland Financial Group, Inc. otherOtherFeb 1, 2007Dec 4, 2006
Raymond Bennett FirestoneFinancial Concepts Unlimited, Inc. otherMaryland Financial Group, Inc. otherOtherFeb 1, 2007Feb 2, 2007
Justin Matthew FollmerEquitable Advisors, LLC national BDMaryland Financial Group, Inc. otherOtherJan 8, 2007Oct 12, 2009 (1008 d)
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38 moves match.