DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nfsg Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Robert Spence | U.S. Bancorp Advisors, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jul 23, 2026 (43 d) |
| William Mitchell Lefkowitz | B. Riley Wealth Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Aug 11, 2026 (64 d) |
| Jason Douglas Konskier | Realta Investment Advisors, Inc BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 9, 2026 |
| Richard Brian Dorfman | Money Concepts Advisory Service BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Aug 13, 2026 (197 d) |
| Jeffrey Allan Huff | Lincoln Investment independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Dec 18, 2025 |
| Mark Joseph Hudec | Gradient Wealth Management BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Nov 26, 2025 (49 d) |
| Marc Allen Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Nov 14, 2025 (99 d) |
| Lisa Anne Armbrust | Raymond James & Associates, Inc. national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | Jul 2, 2025 (63 d) |
| Neil Robert Bradie | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 2, 2025 |
| Jeffrey Neal Miller | Kovack Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Sep 20, 2024 (32 d) |
| Pamela Nisbet Mcwhorter | Edward Jones national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | May 23, 2024 (52 d) |
| John E Swegles | Wells Fargo Advisors wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 13, 2023 | May 15, 2024 (154 d) |
| Russell Alan Pierce | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Oct 5, 2023 (41 d) |
| Timothy Brian Campbell | MML Investors Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Oct 13, 2023 (63 d) |
| Robert Pendelton Spitler | Ibd Wealth Management, LLC state registered | Nfsg Corporation BD affiliated | Other | Jun 30, 2023 | Jul 12, 2023 |
| Richard Wayne Slavik | Kovack Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Nov 28, 2023 (167 d) |
| Richard Frank Parnigoni | Securities America Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Apr 5, 2023 |
| Marc Barton | LPL Financial LLC independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2022 | Sep 29, 2022 |
| Jeffrey Reynolds Daut | Wells Fargo Advisors wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2022 | Nov 7, 2022 (105 d) |
| Christopher Scott Mccrillis | Ameriprise Financial Services, LLC national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Aug 11, 2022 (42 d) |
| Michael Terrence Sullivan | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2021 | Nov 2, 2021 |
| John Frank Donoso | Cetera Advisors LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 18, 2021 |
| Patrick Lee Baird | B. Riley Wealth Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Nov 18, 2021 (31 d) |
| Andrew Christopher Yost | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Oct 1, 2021 |
| Anthony Charles Rosso | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Sep 29, 2021 |
| Leslie K Curran | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Oct 4, 2021 |
| Sean Thomas Keating | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 4, 2021 |
| Michael Raymond Guerra | Morgan Stanley wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Oct 15, 2021 (198 d) |
| Richard Cossa | Ameriprise Financial Services, LLC national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Apr 28, 2021 |
| Allen John Hegener | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | May 27, 2021 (62 d) |
| Junior Rondeau | Elevated Capital Advisors, LLC independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Sep 22, 2021 (190 d) |
| Chad Dana Champion | B. Riley Wealth Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Dec 18, 2020 |
| Jeffrey Krug | Cambridge Investment Research Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Jan 4, 2021 |
| Guilford Ward Nergard | Raymond James & Associates, Inc. national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Jun 30, 2021 (211 d) |
| Steven Craig Miller | J.P. Morgan Securities LLC wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2020 | Jan 4, 2021 (109 d) |
| Christopher J Shaw | Pruco Securities, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Jan 13, 2021 (120 d) |
| David Stewart Silberg | Millennial Advisers, LLC. independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2020 | Aug 5, 2020 |
| Nicholas L. Gomez | J.P. Morgan Securities LLC wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 21, 2020 | Nov 18, 2020 (181 d) |
| Sherika Ralliford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nfsg Corporation BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2020 | Jan 26, 2021 (334 d) |
| Joseph A Medina | Cetera Advisors LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Apr 24, 2020 (77 d) |
| Todd Weatherwax | Valic Financial Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Feb 20, 2020 |
| Ryanmichael Kendrick Griffin | MML Investors Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Mar 9, 2020 (46 d) |
| Gary William Boyt | Cambridge Investment Research Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | May 14, 2020 (142 d) |
| Penny L Kelley | LPL Financial LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2019 | Dec 18, 2019 |
| Stephen David Tracy | Sb Advisory, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Dec 11, 2019 |
| David Alan Lorber | Pruco Securities, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Feb 19, 2020 (85 d) |
| Michael Joseph Dellaporta | B.B. Graham & Company, Inc. independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2019 | Jul 11, 2019 |
| Kenneth Robert Mahoney | Holly Street Wealth Advisors independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2019 | Apr 2, 2019 |
| Alexandre Maltez | Corecap Advisors BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Sep 25, 2019 (131 d) |
| Kristi M Trowbridge | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Jan 27, 2020 (290 d) |
| Malcolm Douglas Maclennan | Fsc Securities Corporation BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | Mar 10, 2020 (342 d) |
| Alan Bruce Levin | MML Investors Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 19, 2019 |
| Andrew Joseph Fairchild | Investacorp Advisory Services Inc BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Jan 9, 2020 (393 d) |
| Rodger Erik Thomas | Kovack Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2018 | Oct 30, 2018 |
| Ryan Michael Filiaggi | Citizens Securities, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Nov 15, 2018 (93 d) |
| Charles Catapano | Equitable Advisors, LLC national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 26, 2018 |
| James Rice | Equitable Advisors, LLC national BD | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Jul 24, 2018 |
| Carey Mitchell Blecher | Mora Capital Management, LLC independent RIA | Nfsg Corporation BD affiliated | RIA to affiliated broker-dealer or bank | Jun 6, 2018 | Nov 9, 2018 (156 d) |
| Chris Allen Nelson | Questar Asset Management, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | Jul 16, 2018 (42 d) |
| Justin Robert Cornelison | Foresters Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2018 | Apr 20, 2021 (1120 d) |
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138 moves match.