DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Kalos Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Douglas CaldwellOsaic Wealth, Inc. BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2021Oct 4, 2021
Shawn ClarkBrookstone Financial state registeredKalos Management BD affiliatedOtherOct 19, 2020Oct 19, 2020
Christopher M MaxeyBrookstone Financial state registeredKalos Management BD affiliatedOtherOct 19, 2020Oct 1, 2020
William Davis HowardWells Fargo Advisors wirehouseKalos Management BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2020Nov 12, 2020 (69 d)
Jonathan HoganAlphastar Capital Management independent RIAKalos Management BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2020Jan 29, 2020
Stephen Claude Forsyth LovellInvestacorp Advisory Services Inc BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherFeb 8, 2019Jan 7, 2019
Thomas Michael BaerMadison Avenue Securities, LLC independent RIAKalos Management BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2018Dec 10, 2018
Michael R BaerMadison Avenue Securities, LLC independent RIAKalos Management BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2018Dec 10, 2018
Andrea Kaye DollerPnc Wealth Management BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2018Apr 13, 2021 (859 d)
James Marion NelsonLineweaver Wealth Advisors independent RIAKalos Management BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2018Nov 1, 2018
Ryan Conrad BatesLineweaver Wealth Advisors independent RIAKalos Management BD affiliatedRIA to affiliated broker-dealer or bankOct 4, 2018Dec 5, 2018 (62 d)
Donald Joe FlorenceEdu Wealth Advisors LLC unclassifiedKalos Management BD affiliatedOtherSep 17, 2018May 1, 2020 (592 d)
Michael R. DanjczekPruco Securities, LLC BD affiliatedKalos Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2018Jul 12, 2018 (57 d)
Thomas Mahone TollesonThe Strategic Financial Alliance otherKalos Management otherOtherFeb 5, 2018Feb 5, 2018
Kenneth Edward HackWells Fargo Advisors wirehouseKalos Management otherOtherSep 15, 2017Nov 27, 2017 (73 d)
John Edward MoriartyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 12, 2017Jul 7, 2017
Mark Charles SchreiberNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 12, 2017Jul 7, 2017
Robert Francis SchillyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 12, 2017Jul 7, 2017
Brian Richard SkrobonjaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Joseph Allen QuartucciNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Robert Lloyd AnnableCenter Street Advisors, Inc. otherKalos Management otherOtherJul 10, 2017Jul 12, 2017
Jessica Michelle KnutsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Keith Bernard StinebakerNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Steven J PerrmannNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Jennifer Kristie TaylorNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Jacob Daniel StansfieldNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Joshua Mark HuardNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Conner CappsNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Clellan Vance HyattNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Kyle Jason RobargeNational Planning Corporation ("Npc Of America" In Fl & Ny) otherKalos Management otherOtherJul 10, 2017Jul 7, 2017
Joshua Daniel StiversGlobal Financial Private Capital, Inc. otherKalos Management otherOtherJun 6, 2017Jun 5, 2017
Kyle David SikesProspera Financial Services, Inc. otherKalos Management otherOtherJan 5, 2017Mar 2, 2017 (56 d)
John Amirault FarleyLevel Four Advisory Services otherKalos Management otherOtherDec 19, 2016Dec 14, 2016
Dean T AntonopoulosVsr Advisory Services otherKalos Management otherOtherJul 18, 2016Aug 24, 2016 (37 d)
Stephen Douglas NortonCapital Guardian Wealth Management, LLC otherKalos Management otherOtherJul 6, 2016Jul 5, 2016
Jack Matthew CayceLPL Financial LLC otherKalos Management otherOtherMay 27, 2016May 18, 2016
Michael H WindleHuntington Financial Advisors otherKalos Management otherOtherMay 9, 2016May 23, 2016
Todd Robert DavisEdward Jones national BDKalos Management otherOtherFeb 24, 2016Mar 23, 2016
David Allen PierceTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Christopher David PullaroTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Caleb Will HuftalinTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 17, 2015
David Scott MirolliTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Brian Timothy PierceTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Shaun Francis MoynihanSecurities America Advisors, Inc. otherKalos Management otherOtherOct 5, 2015Jun 7, 2017 (611 d)
Daniel Heaton MannGlobal Financial Private Capital, Inc. otherKalos Management otherOtherSep 28, 2015Sep 22, 2015
Kyle Jensen KirwanFirst Heartland Consultants, Inc. otherKalos Management otherOtherSep 14, 2015Sep 22, 2015
Ryan David LarsonBridgelight Capital LLC otherKalos Management otherOtherAug 5, 2015Aug 21, 2015
Cory Adam ShufordIndependent Advisor Alliance, LLC otherKalos Management otherOtherApr 20, 2015Jun 2, 2016 (409 d)
Matthew John MundyMML Investors Services, LLC otherKalos Management otherOtherJan 6, 2015Mar 27, 2015 (80 d)
Lisa L SmithWells Fargo Advisors wirehouseKalos Management otherOtherDec 12, 2014Jan 22, 2015 (41 d)
Michael John LeeLong Street Capital Management, LLC unclassifiedKalos Management otherOtherDec 5, 2014Aug 27, 2015 (265 d)
Todd David CarterBerthel Fisher & Company Financial Services, Inc. otherKalos Management otherOtherNov 13, 2014Dec 28, 2015 (410 d)
Tyson Mcginn MarlowBerthel Fisher & Company Financial Services, Inc. otherKalos Management otherOtherNov 13, 2014Nov 13, 2014
Eric Simon KallalBerthel Fisher & Company Financial Services, Inc. otherKalos Management otherOtherNov 13, 2014Nov 12, 2014
Jason James MosherWall Street Financial Group, Inc otherKalos Management otherOtherSep 5, 2014Sep 5, 2014
Ryan David LarsonMadison Avenue Securities, LLC otherKalos Management otherOtherFeb 5, 2014Feb 25, 2014
Patrick Bryan HealeySecurities America Advisors, Inc. otherKalos Management otherOtherNov 15, 2013Nov 13, 2013
Benjamin Paul BarbourMadison Avenue Securities, LLC otherKalos Management otherOtherAug 12, 2013Aug 12, 2013
Thomas Edward SmithAmeriprise Financial Services, LLC national BDKalos Management otherOtherJul 11, 2013Jun 7, 2013
Martin Hunter McfarlinNfp Advisor Services, LLC otherKalos Management otherOtherMay 1, 2013Apr 25, 2013
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101 moves match.