DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Concert Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Alan Keith Goldfarb	Bacon Financial Management, Inc Dba Financial Strategies Group unclassified	Concert Wealth Management other	Other	Dec 18, 2020	Nov 30, 2012
Diana Lynn Bacon	Bacon Financial Management, Inc Dba Financial Strategies Group unclassified	Concert Wealth Management other	Other	Dec 18, 2020	Jan 3, 2014
John Martin Padilla	Platinum Wealth Partners other	Concert Wealth Management other	Other	Dec 31, 2017	Apr 21, 2016
Kenneth Scott Roberts	Wespac Advisors, LLC other	Concert Wealth Management other	Other	Jun 1, 2017	Sep 11, 2014
Eric Michael Harley	Signator Investors, Inc. other	Concert Wealth Management other	Other	Aug 11, 2016	Jul 27, 2016
Pamela Ann Jacobs	Wells Fargo Advisors wirehouse	Concert Wealth Management other	Other	Jul 26, 2016	Jul 21, 2016
Walter C Richardson	Wells Fargo Advisors wirehouse	Concert Wealth Management other	Other	Jul 6, 2016	Jul 28, 2016
Gerrit William Vrieze	Vsr Advisory Services other	Concert Wealth Management other	Other	Jun 7, 2016	Jun 7, 2016
Thomas Ralph Clark	Vsr Advisory Services other	Concert Wealth Management other	Other	Jun 7, 2016	Jun 7, 2016
David Codd Boydell	Mid Atlantic Financial Management, Inc. other	Concert Wealth Management other	Other	Jun 1, 2016	Jul 21, 2016 (50 d)
Antonio Ramirez	Private Advisory other	Concert Wealth Management other	Other	May 4, 2016	Mar 30, 2016
Gregory Syler	UBS Financial Services Inc. wirehouse	Concert Wealth Management other	Other	Dec 11, 2015	Dec 23, 2015
Eric Michael Flaten	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Sep 24, 2015	Sep 3, 2015
Jonathan Harris Loer	Fieldstone Financial Management Group, LLC other	Concert Wealth Management other	Other	Sep 2, 2015	Mar 24, 2015
Michael Alan Ness	Fieldstone Financial Management Group, LLC other	Concert Wealth Management other	Other	Sep 2, 2015	Mar 6, 2015
German Gentile	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Aug 20, 2015	Oct 13, 2015 (54 d)
Raymond K Jew	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Jun 5, 2015	Aug 24, 2015 (80 d)
Brian Wayne Buskirk	Northwest Asset Management other	Concert Wealth Management other	Other	Mar 3, 2015	Mar 6, 2015
Brady Brian Buskirk	Northwest Asset Management other	Concert Wealth Management other	Other	Mar 3, 2015	Mar 5, 2015
Frank Joseph Marrone	Sunbelt Securities other	Concert Wealth Management other	Other	Jan 9, 2015	Jan 9, 2015
Robert Stephen Shutzer	J.P. Morgan Securities LLC wirehouse	Concert Wealth Management other	Other	Jan 7, 2015	Jan 5, 2015
James Michael Mcevoy	Transamerica Financial Advisors, LLC other	Concert Wealth Management other	Other	Dec 31, 2014	Jan 5, 2015
Joshua Anthony Barone	Universal Value Advisors other	Concert Wealth Management other	Other	Dec 31, 2014	Aug 6, 2014
Andrea Nolan	Universal Value Advisors other	Concert Wealth Management other	Other	Dec 31, 2014	Sep 25, 2014
Robert Nicholas Barone	Universal Value Advisors other	Concert Wealth Management other	Other	Dec 31, 2014	Aug 6, 2014
David Jason Lampe	Allegheny Investments other	Concert Wealth Management other	Other	Nov 11, 2014	Nov 11, 2014
Derek Allan Jones	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Oct 16, 2014	Sep 30, 2014
Mark Genaro Valencia Taylan	J.P. Morgan Securities LLC wirehouse	Concert Wealth Management other	Other	Aug 22, 2014	Sep 5, 2014
Dianne Mae Lutz	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Jul 29, 2014	Jul 18, 2014
Nathaniel James Angelo	Russell Investments other	Concert Wealth Management other	Other	Jul 25, 2014	Jul 15, 2014
Kimberly Marie Nordi	Northwest Asset Management other	Concert Wealth Management other	Other	Jul 2, 2014	Jul 2, 2014
Marty Edward Paul	Northwest Asset Management other	Concert Wealth Management other	Other	Jul 1, 2014	Feb 18, 2016 (597 d)
Jeffrey Garett Pietsch	Concert Capital Management other	Concert Wealth Management other	Other	Jun 16, 2014	Mar 20, 2014
Joseph M Latour	Signator Financial Services, Inc. other	Concert Wealth Management other	Other	Jun 5, 2014	Jun 4, 2014
Douglas William Tabor	Concert Advisors no RAUM	Concert Wealth Management other	Other	Mar 25, 2014	Mar 24, 2014
Michael Obuchowski	North Shore Asset Management, LLC other	Concert Wealth Management other	Other	Feb 19, 2014	Feb 4, 2014
David Donald Moenning	Heritage Capital Advisors, LLC unclassified	Concert Wealth Management other	Other	Dec 18, 2013	Feb 24, 2014 (68 d)
David Allen Jackson	Hoylecohen, LLC other	Concert Wealth Management other	Other	Nov 16, 2013	Oct 18, 2013
Gary Max Goeppinger	Securities America Advisors, Inc. other	Concert Wealth Management other	Other	Nov 14, 2013	Nov 15, 2013
Randall Craig Buck	Coldstream Wealth Management other	Concert Wealth Management other	Other	Oct 22, 2013	Mar 7, 2014 (136 d)
Jason Christopher Hilliard	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Sep 6, 2013	Aug 30, 2013
Russell Paul Carlson	American Wealth Management, Inc. other	Concert Wealth Management other	Other	Sep 4, 2013	Sep 3, 2013
Christopher Tyrone Chambers	Allgen Financial Advisors, Inc. other	Concert Wealth Management other	Other	May 22, 2013	May 6, 2013
Ian Reid Maxwell	Transamerica Financial Advisors, LLC other	Concert Wealth Management other	Other	May 22, 2013	May 21, 2013
Victoria Gascoigne Crosby	Northwest Asset Management other	Concert Wealth Management other	Other	May 21, 2013	May 16, 2013
Douglas J Donnelly	Northwest Asset Management other	Concert Wealth Management other	Other	Apr 11, 2013	May 19, 2014 (403 d)
Jitendra Chandershaikher Mehta	Bancwest Investment Services, Inc. (Bwis) other	Concert Wealth Management other	Other	Feb 21, 2013	Mar 31, 2014 (403 d)
Creg V Shaffer	Resource Investment Architects, Inc. other	Concert Wealth Management other	Other	Feb 21, 2013	Feb 20, 2013
Zameer Shaukatali Upadhya	Allgen Financial Advisors, Inc. other	Concert Wealth Management other	Other	Dec 31, 2012	Jul 13, 2012
Joseph Scott Lawrence	G.L. Smith & Associates other	Concert Wealth Management other	Other	Dec 17, 2012	Dec 17, 2012
Clay Alan Skurdal	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Nov 6, 2012	Aug 16, 2013 (283 d)
Douglas Michael Sheahan	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Oct 31, 2012	Oct 9, 2012
Darren R Gray	Prism Financial Group, L.L.C. other	Concert Wealth Management other	Other	Oct 24, 2012	Oct 24, 2012
John Kevin Stophel	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Concert Wealth Management other	Other	Sep 17, 2012	Sep 13, 2012
Matthew Paul Mccoy	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Concert Wealth Management other	Other	Sep 17, 2012	Sep 13, 2012
Scott Lawrence Christie	Strategic Investment Advisors unclassified	Concert Wealth Management other	Other	Sep 5, 2012	Jun 20, 2012
Peter Stuart Wyrough	Brokersxpress LLC other	Concert Wealth Management other	Other	Aug 13, 2012	Aug 9, 2012
Brian Robin Dunhill	Sb Advisory, LLC other	Concert Wealth Management other	Other	Aug 6, 2012	Apr 9, 2013 (246 d)
Rene Annise Nourse	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Jul 13, 2012	Jun 18, 2012
April Lynn Charles	Morgan Stanley wirehouse	Concert Wealth Management other	Other	Jul 13, 2012	Jun 18, 2012

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99 moves match.