DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisory Alpha, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam Nidal Naser | Brookstone Wealth Advisors, LLC no RAUM | Advisory Alpha, LLC independent RIA | Other | Aug 12, 2026 | Aug 14, 2026 |
| Ryan Christian O'Connor | Brookstone Wealth Advisors, LLC no RAUM | Advisory Alpha, LLC independent RIA | Other | Aug 12, 2026 | Aug 14, 2026 |
| Ian Thomas Thanasiu | W&S Brokerage Services, Inc. BD affiliated | Advisory Alpha, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | Jun 8, 2026 |
| William Joseph O'Neil | First Advisors National, LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jan 15, 2026 | Jan 20, 2026 |
| Ryan Alexander Mesimer | Gradient Advisors, LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 16, 2025 | Jan 2, 2026 |
| Danny Cory Howes | Truvestments Capital LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Nov 13, 2025 | May 16, 2025 |
| Steven Michael Milligan | Jb Wealth Advisors LLC no RAUM | Advisory Alpha, LLC independent RIA | Other | Aug 20, 2025 | Aug 20, 2025 |
| Seth Frantz | Jb Wealth Advisors LLC no RAUM | Advisory Alpha, LLC independent RIA | Other | Aug 20, 2025 | Aug 21, 2025 |
| Connor Ross Gaffney | Cg Advisory Services independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jul 31, 2025 | Nov 3, 2025 (95 d) |
| Michael Alan Dewitt | Mdrn Capital independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jul 2, 2025 | Jan 16, 2026 (198 d) |
| Joshua David Rochon | Tfo Wealth Partners independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jun 28, 2025 | Sep 24, 2025 (88 d) |
| Deirdre Hafen | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | May 23, 2025 | Feb 14, 2025 |
| Mark Ryan Oneil | First Advisors National, LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | May 21, 2025 | Nov 21, 2025 (184 d) |
| Luke J Franks | Fifth Third Securities, Inc. BD affiliated | Advisory Alpha, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | Jun 4, 2025 (37 d) |
| Gaylynn Loskill | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Apr 2, 2025 | Jan 24, 2025 |
| David John Loskill | Tucker Asset Management LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Apr 2, 2025 | Feb 6, 2025 |
| Jaden Elenbaas | Mutual Of Omaha Investor Services, Inc. independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | May 29, 2024 | Jul 24, 2024 (56 d) |
| Lisa Renae Carlson | Simplicity Wealth independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Jan 4, 2024 | Jan 8, 2024 |
| Bryan K Gaiser | Foundations Investment Advisors LLC independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Aug 14, 2023 | Aug 15, 2023 |
| Dewey Alan Engelsma | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | May 31, 2023 |
| Stephen George Harlow | USA Financial Securities LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Jun 1, 2023 | Sep 15, 2025 (837 d) |
| Joshua John Bergsma | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 5, 2023 | Jun 26, 2023 (52 d) |
| Ryan Michael Elenbaas | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jun 26, 2023 (60 d) |
| Nathan C Weeber | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jan 12, 2026 (991 d) |
| Joel Palmbos | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Jun 26, 2023 (60 d) |
| Riley Scott Aalderink | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2023 | Apr 25, 2023 |
| Lance Kenneth James Harder | Pruco Securities, LLC BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2023 | Oct 2, 2023 (207 d) |
| Guy Abbott Alderdice | The Patriot Financial Group, LLC independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Feb 1, 2023 | Jan 1, 2025 (700 d) |
| James Michael Hill | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 9, 2023 |
| Matthew Blake King | Financialife Outfitters LLC state registered | Advisory Alpha, LLC mixed wealth | Other | Jul 31, 2022 | Sep 9, 2022 (40 d) |
| Karron Edgar Wages | Financial Decisions, Inc. unclassified | Advisory Alpha, LLC mixed wealth | Other | Jul 22, 2022 | Aug 17, 2022 |
| Steve Mark Osterink | Simplicity Wealth independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 16, 2021 | Jan 2, 2026 (1478 d) |
| Jeffrey Kim Lorenz | Mutual Advisors, LLC BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Sep 2, 2021 |
| Ryan Patrick Trulove | Mutual Advisors, LLC BD affiliated | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Sep 2, 2021 |
| Brooks Hubbell Riley | Alphastar Capital Management independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Apr 23, 2021 | May 17, 2021 |
| Nicholas Henry Heinrich | Simplicity Wealth independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 17, 2020 | Jan 1, 2025 (1476 d) |
| Janine Lee Osterink | Planners Alliance independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Dec 11, 2020 | Jan 2, 2026 (1848 d) |
| Glenn A Hansen | First Advisors National, LLC independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Dec 7, 2020 | Dec 8, 2020 |
| Ruth Denise Goldstein | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 30, 2020 | Sep 30, 2020 |
| Corey Ray Hodges | Claraphi Advisory Network, LLC independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 18, 2020 | Nov 5, 2020 (48 d) |
| Gregory Carl Mayes | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 9, 2020 |
| Elizabeth Kathleen Skoglund | Planners Alliance independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Sep 15, 2020 | Nov 10, 2025 (1882 d) |
| Ramona Henderson Pearson | Planners Alliance independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Sep 15, 2020 | Apr 30, 2024 (1323 d) |
| Jaime Nicole Cowper | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 3, 2020 |
| Ronald Arthur Myers | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 8, 2020 |
| Michael Harrison Baker | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 4, 2020 |
| Kevin Michael Bucher | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 4, 2020 |
| Linda Marie Roberts | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 15, 2020 |
| Ross Evan Marynell | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 8, 2020 |
| James Wesley Poling | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 15, 2020 |
| Robert Kort | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 3, 2020 |
| Peter A Samenuk | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 10, 2020 |
| Kyle Timothy Obrien | Planners Alliance independent RIA | Advisory Alpha, LLC independent RIA | RIA to RIA | Sep 15, 2020 | Jan 1, 2025 (1569 d) |
| Nathan Nichols | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 8, 2020 |
| Martin Lopez Tuero | Planners Alliance independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Sep 15, 2020 | Sep 3, 2020 |
| Jensen Phillip Postema | Edward Jones national BD | Advisory Alpha, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2020 | Mar 26, 2020 |
| Derek Randall Bostian | Alphastar Capital Management independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Dec 10, 2019 | Dec 5, 2019 |
| Paul Scott Taylor | Brookstone Asset Management, LLC independent RIA | Advisory Alpha, LLC mixed wealth | RIA to RIA | Jun 6, 2019 | Jun 12, 2019 |
| Robert Severin Harkson | Phase 2 Wealth Advisors LLC unclassified | Advisory Alpha, LLC other | Other | May 22, 2019 | Mar 29, 2019 |
| Michael Thomas Baker | Summit Investment Guidance Partners other | Advisory Alpha, LLC independent RIA | Other | Dec 14, 2018 | Jan 1, 2025 (2210 d) |
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68 moves match.