DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rothschild Wealth LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Walton SimmonsInvicta Advisors LLC independent RIARothschild Wealth LLC independent RIARIA to RIASep 14, 2026Aug 20, 2026
Michael James CorbettPerritt Capital Management Inc independent RIARothschild Wealth LLC independent RIARIA to RIAMay 4, 2026Dec 18, 2025
Michael BeckCambridge Investment Research Advisors, Inc. BD affiliatedRothschild Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2026Apr 3, 2026
Lisa Ann BussengerKinetic Investment Management, Inc. independent RIARothschild Wealth LLC independent RIARIA to RIAMar 25, 2026Mar 25, 2026
Bret J PetersenWells Fargo Advisors wirehouseRothschild Wealth LLC independent RIAWirehouse to independent RIAJan 30, 2026Jan 6, 2026
Sean Michael CondonPerritt Capital Management Inc independent RIARothschild Wealth LLC independent RIARIA to RIADec 18, 2025Dec 18, 2025
Steven Ross NorvidSiligmueller & Norvid Wealth Advisors LLC independent RIARothschild Wealth LLC independent RIARIA to RIANov 7, 2025Oct 20, 2025
Michael J AdlerGoldman Sachs Wealth Services, L.P. BD affiliatedRothschild Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2025Jul 31, 2025
Steven Richard McgowanWealth Enhancement Advisory Services, LLC BD affiliatedRothschild Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2025Sep 15, 2025 (59 d)
Thomas Mccarthy ObrienMorningstar Investment Services LLC independent RIARothschild Wealth LLC independent RIARIA to RIAMay 2, 2025May 12, 2025
Connor LadoneUBS Financial Services Inc. wirehouseRothschild Wealth LLC independent RIAWirehouse to independent RIAFeb 12, 2025Mar 5, 2025
Jack Warren RaffertyCreative Planning independent RIARothschild Wealth LLC independent RIARIA to RIASep 9, 2024Sep 18, 2024
Ethan Michael SchmidtAlphacore Capital LLC independent RIARothschild Wealth LLC independent RIARIA to RIAApr 22, 2024Oct 2, 2024 (163 d)
Britton Hill ReynoldsPremise Capital, LLC no RAUMRothschild Wealth LLC independent RIAOtherMay 31, 2023Jan 2, 2026 (947 d)
Gery Joseph SadzewiczPoehling Capital Management, Inc. independent RIARothschild Wealth LLC no RAUMOtherMar 30, 2023Apr 18, 2012
Daniel Christopher GormanEnvestnet Pmc independent RIARothschild Wealth LLC independent RIARIA to RIAMar 7, 2023Jun 6, 2023 (91 d)
Alexander RabinovichRussell Investments otherRothschild Wealth LLC independent RIAOtherFeb 3, 2023Feb 1, 2023
Joseph Lee MosesTd Ameritrade, Inc. no RAUMRothschild Wealth LLC independent RIAOtherAug 10, 2022Sep 9, 2022
Terrence Patrick HawkinsMorningstar Investment Services LLC independent RIARothschild Wealth LLC independent RIARIA to RIAJul 18, 2022Jul 14, 2022
Zachary DrausJ.P. Morgan Securities LLC wirehouseRothschild Wealth LLC independent RIAWirehouse to independent RIADec 3, 2021Feb 2, 2022 (61 d)
Frank Thomas MadaloneTd Ameritrade, Inc. no RAUMRothschild Wealth LLC independent RIAOtherNov 18, 2021Jan 28, 2022 (71 d)
Anthony GedwillNuveen Asset Management, LLC otherRothschild Wealth LLC independent RIAOtherSep 13, 2021Dec 14, 2022 (457 d)
John C EricsonJ.P. Morgan Securities LLC wirehouseRothschild Wealth LLC independent RIAWirehouse to independent RIASep 11, 2021Sep 9, 2022 (363 d)
Kevin Jordan GrahamE*Trade Capital Management, LLC independent RIARothschild Wealth LLC independent RIARIA to RIAMay 25, 2021Jun 3, 2021
Dennis G O'MalleyNorthern Trust Investments, Incorporated asset managerRothschild Wealth LLC independent RIAOtherJun 15, 2020Jul 8, 2020
Chloe Anne LeitzkeNeuberger Berman Bd LLC no RAUMRothschild Wealth LLC independent RIAOtherFeb 18, 2020Nov 2, 2021 (623 d)
James R DawsonCharles Schwab & Co., Inc. national BDRothschild Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2019Dec 4, 2019
Dennis MonohanHalo Investing, Inc. unclassifiedRothschild Wealth LLC independent RIAOtherDec 31, 2018Aug 4, 2018
Christopher John SullivanLord, Abbett & Co. LLC otherRothschild Wealth LLC independent RIAOtherJul 19, 2017Nov 17, 2021 (1582 d)
Ryan Keith VestEagle Strategies LLC otherRothschild Wealth LLC otherOtherFeb 21, 2017Mar 20, 2017
Ann Elizabeth GunstFortune Financial Group, Inc. independent RIARothschild Wealth LLC otherOtherNov 16, 2015Mar 17, 2015
James Robert DavenportCharles Schwab & Co., Inc. national BDRothschild Wealth LLC otherOtherNov 10, 2015Oct 27, 2015
Kevin Vincent CooneySpc otherRothschild Wealth LLC otherOtherSep 11, 2015Sep 15, 2015
James Clifford EdelmannValic Financial Advisors, Inc. otherRothschild Wealth LLC independent RIAOtherApr 4, 2013Mar 20, 2023 (3637 d)
Mark Alan FlemingStrategic Wealth Partners, LLC otherRothschild Wealth LLC otherOtherOct 22, 2012Mar 5, 2018 (1960 d)
Kyle James DepasqualeGoldman Sachs Wealth Services, L.P. otherRothschild Wealth LLC otherOtherAug 27, 2012Nov 14, 2012 (79 d)
Britton Hill ReynoldsOsaic Fa, Inc. otherRothschild Wealth LLC no RAUMOtherJun 7, 2012Jun 4, 2012
Tyler David QualioOsaic Fa, Inc. otherRothschild Wealth LLC no RAUMOtherJun 6, 2012Jun 4, 2012
Andrew Craig AtseffOsaic Fa, Inc. otherRothschild Wealth LLC no RAUMOtherJun 6, 2012Jun 4, 2012
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39 moves match.