| Jacob Alexander May | Awm Capital, LLC independent RIA | World Investment Advisors, LLC other | Other | Sep 1, 2026 | Sep 2, 2026 |
| Matthew Joseph Markowski | LPL Enterprise, LLC BD affiliated | World Investment Advisors, LLC other | Other | Jul 20, 2026 | Jul 24, 2026 |
| Carly Sciano | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC other | Other | Jul 10, 2026 | Aug 19, 2026 (40 d) |
| Gregory James King | Johnson Wealth Inc. mixed wealth | World Investment Advisors, LLC other | Other | Jun 30, 2026 | Jun 30, 2026 |
| Andrew Paul Margolin | Cetera Investment Advisers LLC BD affiliated | World Investment Advisors, LLC other | Other | Jun 8, 2026 | Jun 2, 2026 |
| Gabriel Gonzalez | J.P. Morgan Securities LLC wirehouse | World Investment Advisors, LLC other | Other | May 1, 2026 | May 21, 2026 |
| Jack Hausler | Keenan Financial independent RIA | World Investment Advisors, LLC other | Other | Mar 25, 2026 | Apr 23, 2026 |
| Derek G Hassenpflug | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC other | Other | Mar 12, 2026 | Mar 9, 2026 |
| William Gerard Tucker | World Advisory Services BD affiliated | World Investment Advisors, LLC other | Other | Dec 3, 2025 | Oct 24, 2025 |
| Anatoly Khait | World Advisory Services BD affiliated | World Investment Advisors, LLC other | Other | Dec 3, 2025 | Nov 7, 2025 |
| Robert Norton | Wealth Advisory Group, Inc. mixed wealth | World Investment Advisors, LLC other | Other | Nov 26, 2025 | Nov 5, 2025 |
| Andrew Reilly Dugery | Wealth Advisory Group, Inc. mixed wealth | World Investment Advisors, LLC other | Other | Nov 26, 2025 | Nov 4, 2025 |
| Gerald Lee Preschutti | Wealth Advisory Group, Inc. mixed wealth | World Investment Advisors, LLC other | Other | Nov 26, 2025 | Nov 5, 2025 |
| Tyler Drew Wall | Nationwide Investment Advisors, LLC BD affiliated | World Investment Advisors, LLC other | Other | Nov 7, 2025 | Nov 6, 2025 |
| Richard Ellis Craft | Bcg Securities, Inc. independent RIA | World Investment Advisors, LLC other | Other | Nov 6, 2025 | Nov 4, 2025 |
| Brian Alexander Sullivan | Bcg Securities, Inc. independent RIA | World Investment Advisors, LLC other | Other | Nov 6, 2025 | Nov 5, 2025 |
| Michael Christopher Bass | Bcg Securities, Inc. independent RIA | World Investment Advisors, LLC other | Other | Nov 6, 2025 | Nov 4, 2025 |
| Stephen Frederick Oneill | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC other | Other | Oct 29, 2025 | Oct 28, 2025 |
| Edward Nigel Walters | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Oct 28, 2025 | Oct 27, 2025 |
| Michael George Cerato | Tcg Wealth Management independent RIA | World Investment Advisors, LLC other | Other | Oct 27, 2025 | Sep 2, 2025 |
| James Donald Abagis | Tcg Wealth Management independent RIA | World Investment Advisors, LLC other | Other | Oct 21, 2025 | Sep 15, 2025 |
| Melanie Lynn Lavigne | Tcg Wealth Management independent RIA | World Investment Advisors, LLC other | Other | Oct 21, 2025 | Sep 3, 2025 |
| Anthony Allen Sacco | Frost Investment Services BD affiliated | World Investment Advisors, LLC other | Other | Oct 17, 2025 | Nov 5, 2025 |
| Dylan James Mosby | Capital Research & Consulting LLC institutional | World Investment Advisors, LLC other | Other | Oct 3, 2025 | Aug 21, 2025 |
| James Thomas Borda | UBS Financial Services Inc. wirehouse | World Investment Advisors, LLC other | Other | Sep 23, 2025 | Oct 22, 2025 |
| Shawn Patrick Rooney | J.P. Morgan Securities LLC wirehouse | World Investment Advisors, LLC other | Other | Sep 21, 2025 | Nov 7, 2025 (47 d) |
| Steven Ira Kolinsky | Kolinsky Wealth Management, LLC independent RIA | World Investment Advisors, LLC other | Other | Sep 18, 2025 | May 8, 2025 |
| David George Mowad | Kolinsky Wealth Management, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Sep 18, 2025 | Apr 2, 2025 |
| Chad Nmn Kolinsky | Kolinsky Wealth Management, LLC independent RIA | World Investment Advisors, LLC institutional | Other | Sep 18, 2025 | Apr 2, 2025 |
| Karen Ann Robinson | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Sep 3, 2025 | Jan 2, 2026 (121 d) |
| Sean Michael Mcmullen | Citizens Private Wealth BD affiliated | World Investment Advisors, LLC other | Other | Aug 15, 2025 | Apr 1, 2026 (229 d) |
| Justin Jarrot Newhard | Onedigital institutional | World Investment Advisors, LLC other | Other | Aug 6, 2025 | Aug 13, 2025 |
| Joseph R Marchese | Financial Planning Concepts Of America, Inc. independent RIA | World Investment Advisors, LLC other | Other | Aug 1, 2025 | Apr 29, 2025 |
| Melanie Maria Aaltje Rhooms | Pax Financial Group independent RIA | World Investment Advisors, LLC other | Other | Jul 31, 2025 | Jun 10, 2025 |
| Mary Kathleen Flaherty | Mkf Private Wealth Management unclassified | World Investment Advisors, LLC other | Other | Jun 16, 2025 | Jun 25, 2025 |
| Johnpaul Baughman | Strategic Advisers LLC national BD | World Investment Advisors, LLC other | Other | Jun 12, 2025 | Aug 1, 2025 (50 d) |
| Tamera Christina Cole | Edward Jones national BD | World Investment Advisors, LLC other | Other | May 28, 2025 | Jul 1, 2025 (34 d) |
| Kenneth H Bellemore | Edward Jones national BD | World Investment Advisors, LLC other | Other | Apr 14, 2025 | Apr 16, 2025 |
| Vivek Vishal | Creative Planning independent RIA | World Investment Advisors, LLC institutional | Other | Mar 11, 2025 | Mar 26, 2025 |
| Gregory Robert Rochte | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Feb 18, 2025 | Feb 14, 2025 |
| Shannon Helman | Commonwealth Financial Network national BD | World Investment Advisors, LLC institutional | Other | Jan 15, 2025 | Jan 31, 2025 |
| Justin Sean Woodfin | MML Investors Services, LLC BD affiliated | World Investment Advisors, LLC other | Other | Jan 14, 2025 | Sep 12, 2025 (241 d) |
| Frank Joseph Baird | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 15, 2025 (288 d) |
| Brian Hunt Freeman | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 15, 2025 (288 d) |
| Mark Alexander Vannauker | Osaic Wealth, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 31, 2024 | Oct 22, 2025 (295 d) |
| Adam Nabil Rehim | M Holdings Securities, Inc. BD affiliated | World Investment Advisors, LLC other | Other | Dec 12, 2024 | May 22, 2025 (161 d) |
| Brian James Herald | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Nov 5, 2024 | Nov 1, 2024 |
| Valerie Deters | Sentinel Pension Advisors, LLC. institutional | World Investment Advisors, LLC institutional | Other | Sep 26, 2024 | Oct 18, 2024 |
| Julia Aleksandrovna Hooper | Sagespring Wealth Partners independent RIA | World Investment Advisors, LLC institutional | Other | Sep 24, 2024 | Aug 8, 2024 |
| Ryan Scott Oltorik | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Jul 29, 2024 | Jul 22, 2024 |
| Dennis Ross Oltorik | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC institutional | Other | Jul 26, 2024 | Jul 26, 2024 |
| Shaun D. Patterson | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Scott M Turner | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Suzanne Covert Wagner | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| John Patrick Greco | Raymond James Financial Services Advisors, Inc BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 25, 2024 | Jun 28, 2024 |
| Christopher John Broderick | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 16, 2024 | Jul 1, 2024 |
| Patrick Daniel Roth | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 16, 2024 | Jul 1, 2024 |
| Luke Ming | Brighton Jones LLC independent RIA | World Investment Advisors, LLC institutional | Other | Jul 12, 2024 | Aug 2, 2024 |
| Shaunt Ed Ozben | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 10, 2024 | Jul 2, 2024 |
| Theresa Mcdevitt Diblasi | Fiduciary Wealth Management, LLC mixed wealth | World Investment Advisors, LLC institutional | Other | Jul 10, 2024 | Jul 1, 2024 |