DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rey Deborja | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 16, 2026 |
| Monica Salaiz Narvaez | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 20, 2024 |
| Henry Gallardo | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 19, 2024 |
| Joann Fontanez | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 3, 2026 |
| Claudia Elizabeth De La Rosa | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 17, 2024 |
| Thomas Henry Gallardo | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 17, 2024 |
| Ronald Joseph Wagner | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Mark Christopher Loftin | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Steve Don Loftin | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Jill Ann Guintu | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Gerald Gilberto Guintu | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Sheena Ann Culp | Wagner Loftin Investment Services LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Jul 14, 2026 |
| Joseph Tarpey | Beacon Capital Management, Inc. mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2026 | Sep 1, 2026 |
| Chad Mitchell | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 28, 2026 |
| Ryan Landmark | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Wealth, Inc. BD affiliated | Other | Aug 31, 2026 | Aug 31, 2026 |
| Carmen Jean Richards | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Sep 9, 2026 |
| Jordan Marc Hirsch | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 27, 2026 |
| Steven Bruce Smith | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jul 24, 2026 |
| Jason Douglas Reynolds | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 26, 2026 |
| Jacqueline Morin Frazee | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 27, 2026 |
| Matthew Mark Cuplin | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Nicole A Treiber | Xml Financial Group independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2026 | Sep 3, 2026 |
| Brandon James Masbruch | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Eric D Iwanski | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Nicholas Krey | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Jackson Clements | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 18, 2026 |
| Nathaniel Ewart | Fbl Wealth Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 24, 2026 |
| Salvatore Fusaro | Tlg Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 18, 2026 |
| Kayla Clark | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2026 | Sep 12, 2026 |
| Jay H Kim | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 11, 2026 |
| Ryan Myers | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Patrick Michael Oreilly | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 3, 2026 |
| Autumn Lynzi Smith | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 27, 2026 |
| William Paul Fauzio | Vanderbilt Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 7, 2026 |
| Jeremiah Pizana | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 7, 2026 |
| Susan Ruch Barber | Equitable Advisors, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 12, 2026 |
| Jerry D Pyles | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 27, 2026 |
| Robert S. Holman | J.P. Morgan Securities LLC wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 3, 2026 |
| Jonathan Paul Fucci | Key Investment Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Michael Carl Wiseman | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 27, 2026 |
| Connor Thomas Brien-Berks | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 13, 2026 |
| Bryan Michael Shank | Ameritas Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Aug 31, 2026 (31 d) |
| Jared Lee Hensley | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2026 | Aug 5, 2026 |
| Amanda Marie Duran | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Sep 3, 2026 (35 d) |
| Nicholas Dreyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2026 | Jul 13, 2026 |
| Joseph Benoit Dupuis | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Aug 13, 2026 |
| Randall Alan Fisher | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 21, 2026 |
| Chadwic Joseph Sarsfield | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 8, 2026 |
| Coy J Sarsfield | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 8, 2026 |
| Jacob D Mcfarlane | Charles Schwab & Co., Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2026 | Sep 3, 2026 (47 d) |
| Kevin Patrick Pearce | Integrity Alliance, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 21, 2026 |
| Anthony Franklin Artero | Good Life Advisors, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 13, 2026 |
| Nicholas Kolitsidas | Good Life Advisors, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 10, 2026 |
| Clifton R Barnes | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 17, 2026 |
| Trent Michael Pearce | Integrity Alliance, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 21, 2026 |
| Daron Demond Ray | Primerica Advisors national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 8, 2026 |
| Christopher Broyles | Osaic Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 10, 2026 |
| Jonathan Ewart | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 15, 2026 |
| Michael Payne | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2026 | Jul 1, 2026 |
| Eric Johnson | Trilogy Capital, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Jun 29, 2026 |
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2,029 moves match.