DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ip Financial Advisory Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Alan Morris | Lifemark Securities Corp. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Aug 31, 2026 |
| Joshua Sousa Pacheco | Axis Wealth Partners, LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Jun 18, 2026 | Jan 27, 2026 |
| Jeri Margolis Glazer | Park Avenue Securities LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | May 22, 2026 |
| Eric Jason Stroehle | Osaic Wealth, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Mar 3, 2026 |
| Deborah Claire Anselmo | Brian Low Financial Group, LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Feb 24, 2026 | May 26, 2026 (91 d) |
| Mark Charles Weatherly | Kingsview Wealth Management, LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Feb 13, 2026 | Dec 23, 2025 |
| Robert Leroy Gardner | Gradient Advisors, LLC independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Jan 20, 2026 | Jan 20, 2026 |
| David Block | Cetera Investment Advisers LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Dec 15, 2025 |
| Martha Delgado | Paradigm Institutional Investors institutional | Ip Financial Advisory Services LLC independent RIA | Other | Nov 10, 2025 | Dec 4, 2025 |
| Dhruv Pershad Gupta | Emerson Equity LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Oct 8, 2025 |
| Walter Neil Zurowski | LPL Financial LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Dec 1, 2025 (67 d) |
| Mario Brown | Valic Financial Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Oct 28, 2025 (39 d) |
| Alberto Esparza | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Sep 12, 2025 |
| John Harrigan | LPL Enterprise, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2025 | Sep 9, 2025 |
| Parviz Paul Pourfarid | Western International Securities BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Aug 21, 2025 (43 d) |
| Yu Yeung Li | B. Riley Wealth Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2025 | Feb 3, 2026 (209 d) |
| Mark Curtis Walter | Western International Securities BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2025 | Jun 2, 2025 |
| Scott Loney | LPL Enterprise, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | May 7, 2025 |
| Matthew John Mcnabb | Vanguard Advisers, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | May 15, 2025 (107 d) |
| Erik Ryan Walker | Householder Group Estate & Retirement Specialists independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2025 | Dec 18, 2024 |
| Eric Carl Willer | Direct Source Wealth Advisory unclassified | Ip Financial Advisory Services LLC BD affiliated | Other | Dec 31, 2024 | Feb 11, 2025 (42 d) |
| Kayla Alexandra Tolunay | Tanglewood Total Wealth Management, Inc. independent RIA | Ip Financial Advisory Services LLC independent RIA | RIA to RIA | Nov 25, 2024 | Sep 11, 2025 (290 d) |
| Korosh Ataei | Catalyst Wealth Management LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2024 | Nov 12, 2024 |
| Jeffrey Alan Perry | Osaic Fs, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Oct 8, 2024 (39 d) |
| Vincent Mallon | American Portfolios Advisors, Inc BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Jan 24, 2025 (154 d) |
| Harrison Chi Chang | Western International Securities BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jun 21, 2024 |
| James Martin Benjamson | Crown Capital Securities, L.P. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 18, 2024 |
| Arthur James Johnson | U.S. Bancorp Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 20, 2026 (725 d) |
| Carl Vincent Gottuso | Crown Capital Securities, L.P. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Jan 16, 2025 (281 d) |
| Rodney William Amicone | Osaic Wealth, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 14, 2024 |
| Emily Anne Deconcini | W.A. Smith Financial Group independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2024 | Mar 13, 2024 (35 d) |
| Juan Jose Lewis | MML Investors Services, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Oct 21, 2025 (629 d) |
| John Anthony Polyviou | Linden Thomas Advisory Services, LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Sep 13, 2024 (228 d) |
| Michael Avery Mercer | Centaurus Financial, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 25, 2024 |
| Craig Morningstar | Dynamic independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 19, 2023 | Jan 24, 2025 (402 d) |
| Jesse L Perry | 3d/L Capital Management, LLC independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 18, 2023 | Oct 17, 2023 |
| Shayna Leanne Fossum | Madison Avenue Securities, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 5, 2024 |
| Carlos Robert Romero | Next Financial Group, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 11, 2023 |
| Shannon Marie Powers | Western International Securities BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Dec 5, 2023 |
| Brian Engle | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2023 | Oct 18, 2023 |
| Jason Scott Murray | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 18, 2023 |
| Brian Kurtich | Silver Oak Securities, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Jul 14, 2023 |
| Steven John Woodruff | Charles Schwab & Co., Inc. national BD | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Oct 7, 2024 (455 d) |
| Roger Lee Slayton | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 6, 2023 |
| John Lewis James | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jun 30, 2023 |
| Wuyang Fu | Morgan Stanley wirehouse | Ip Financial Advisory Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 3, 2023 | Apr 7, 2023 |
| Jonathan Wright | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | May 2, 2023 |
| Earl David Hensley | Aegis Capital Corp. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Apr 13, 2023 |
| Kalomira K. Zangoulos | Sagepoint Financial, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Apr 5, 2023 |
| Shineece Ladawn Sellars | Pruco Securities, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 6, 2025 (723 d) |
| Trever Peterson | Equitable Advisors, LLC national BD | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 7, 2023 |
| Robert Leroy Gardner | Wsg Advisors, LLC unclassified | Ip Financial Advisory Services LLC BD affiliated | Other | Feb 1, 2023 | Mar 2, 2023 |
| Stephen E Trask | Vanderbilt Advisory Services BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 24, 2023 |
| Michael Balch | Ipi Wealth Management, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2022 | Dec 1, 2023 (346 d) |
| Steven Gerard Tornatore | Transamerica Financial Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Feb 21, 2023 (76 d) |
| Timothy Patrick Flanagan | Next Financial Group, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 14, 2022 |
| Kevin Hiller Kelley | Next Financial Group, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Nov 8, 2022 |
| Clayton Albert Cornhall | Park Avenue Securities LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2022 | Feb 5, 2026 (1232 d) |
| David Block | Lifemark Securities Corp. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Sep 7, 2022 |
| Deana Carter Ingalls | The Wealth Consulting Group independent RIA | Ip Financial Advisory Services LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 2, 2022 | Jan 22, 2025 (873 d) |
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139 moves match.