DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at J.J.B. Hilliard, W.L. Lyons, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Waymon Reuben Tipton	Avondale Partners, LLC institutional	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	Apr 1, 2019	Jun 25, 2018
Benjamin Tallman May	Avondale Partners, LLC institutional	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	Apr 1, 2019	Jun 25, 2018
Elizabeth Dye	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 7, 2019	Feb 28, 2019
Zachary William Sanctis	Mdt Advisers, A Division Of Federated Mdta LLC asset manager	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	Sep 26, 2018	Sep 19, 2018
Steven Aaron Frye	Raymond James & Associates, Inc. national BD	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Sep 25, 2018	Sep 21, 2018
David Steine	Steine & Gooch Co Inc other	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	Sep 7, 2018	Jul 11, 2018
Kimberly Ann Mankin	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	Aug 27, 2018	Sep 26, 2018
Adam Paul Burnett	Truist Advisory Services, Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 21, 2018	Aug 21, 2018
Randy Alan West	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 8, 2018	Aug 28, 2018
Stephen Allen Eye	Truist Advisory Services, Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jun 13, 2018	Jun 8, 2018
Walter Joseph Sokira	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	May 30, 2018	May 18, 2018
Alan Earl Brookshire	Oppenheimer & Co. Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 30, 2018	May 27, 2018
Toni Jean Francis	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	May 30, 2018	May 18, 2018
Julie Garside Willard	Oppenheimer & Co. Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 30, 2018	May 27, 2018
Kale Olson	Oppenheimer & Co. Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	May 30, 2018	May 27, 2018
Kyle L Walker	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	May 24, 2018	May 21, 2018
James Francis Murphy	Avondale Partners, LLC institutional	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	May 11, 2018	May 9, 2018
Arthur Edward Rozema	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	May 9, 2018	May 21, 2018
Monica P. Taylor	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Wirehouse to independent RIA	May 7, 2018	Jul 23, 2018 (77 d)
Kimberly Sue Schultz	Donaldson Capital Management LLC other	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Other	Mar 26, 2018	Aug 1, 2018 (128 d)
George A Von Zedlitz	Fifth Third Securities, Inc. BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 2, 2018	May 24, 2018 (111 d)
Susan Jane Marshall	Pnc Wealth Management BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 22, 2018	Jan 11, 2018
Jeffrey Alan Nedley	Pnc Wealth Management BD affiliated	J.J.B. Hilliard, W.L. Lyons, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jan 19, 2018	Jan 11, 2018
Michael Joseph Wyble	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 8, 2017	Apr 12, 2017
Catherine Elizabeth Callard	Fifth Third Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Nov 13, 2017	Nov 6, 2017
Daren Edward Chamblee	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 20, 2017	Oct 23, 2017
Shelly Lynn Evans	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 17, 2017	Oct 18, 2017
Paul David Slaughter	Morgan Stanley wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 5, 2017	Oct 9, 2017
Angela Dement	Wells Fargo Advisors wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 7, 2017	Sep 6, 2017
Scott Riley Osborn	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 31, 2017	Jul 27, 2017
Douglas James Adams	Raymond James & Associates, Inc. national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 10, 2017	Aug 3, 2017
Laurie Anne Skeen	LPL Financial LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 23, 2017	Jun 22, 2017
Zackary Stuart William Smith	Invest Financial Corporation other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 22, 2017	Jun 21, 2017
John Lee Smith	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 5, 2017	Jun 15, 2017
Amanda Marie Gall	UBS Financial Services Inc. wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 2, 2017	May 11, 2017
Kimberly Sizemore Moser	Securities America Advisors, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 8, 2017	Aug 22, 2017 (106 d)
Kyle Allen Lanter	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 27, 2017	Mar 22, 2017
Thomas Ohearn Eifler	Ic Advisory Services, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 7, 2017	Feb 28, 2017
Daniel Gonzalez	Touchstone Advisors Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 1, 2017	Jan 31, 2017
Daniel Evan Norton	Regal Investment Advisors LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jan 27, 2017	Feb 1, 2017
John Anthony Franz	City Securities Corporation other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 31, 2016	Apr 16, 2012
John Charles Trapp	Fifth Third Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Nov 17, 2016	Nov 7, 2016
Mark Alan Lieser	Fifth Third Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Nov 16, 2016	Nov 4, 2016
Nathan Munro	Morgan Stanley wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Nov 4, 2016	Nov 1, 2016
Kara Lynn Endres	Raymond James Financial Services Advisors, Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Aug 23, 2016	Aug 29, 2016
James Witteman Trapp	Fifth Third Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 13, 2016	Nov 17, 2016 (127 d)
Michael Witteman Trapp	Fifth Third Securities, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 13, 2016	Nov 17, 2016 (127 d)
James C Wingett	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jun 15, 2016	Jun 15, 2016
Luke Frederick Elders	Edward Jones national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Feb 2, 2016	Feb 1, 2016
L Chase Speiden	Pnc Wealth Management other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jan 27, 2016	Jan 25, 2016
Patrick C. Dammert	Raymond James & Associates, Inc. national BD	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Oct 9, 2015	Oct 1, 2015
Kimberly Kay Vande Vusse	Cetera Investment Advisers LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 1, 2015	Sep 16, 2015
Charles Mark Willoughby	Capwealth Advisors, LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Apr 16, 2015	Apr 15, 2015
Joleen Marie Parsons	Suntrust Investment Services, Inc. other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 3, 2015	Mar 16, 2015
Jeanna Clark	Northwestern Mutual Investment Services,LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jan 5, 2015	Jan 8, 2015
Jacqueline H Keltner	Cerity Partners Ocio LLC other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Dec 8, 2014	Dec 8, 2014
Tracy Diane Gangone	Patriot Investment Management Group Inc other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Sep 5, 2014	Sep 10, 2014
William Ryan Reed	Waddell & Reed other	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Jul 25, 2014	Sep 22, 2014 (59 d)
Stephen S. Pitts	Bb&T Investment Services, Inc. no RAUM	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 13, 2014	May 12, 2014
Brittney Michelle Miller	J.P. Morgan Securities LLC wirehouse	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	Mar 21, 2014	Apr 7, 2014

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200 moves match.