DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Crown Capital Securities, L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Reed MickelsonStrategic Advocates, LLC independent RIACrown Capital Securities, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2026Jan 3, 2023
James Patrick JenkinsStrategic Advocates, LLC independent RIACrown Capital Securities, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2026Jan 5, 2023
Emily Ida RivenesCommonwealth Financial Network national BDCrown Capital Securities, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2021Nov 5, 2021
James Thomas RinerCentaurus Financial, Inc. BD affiliatedCrown Capital Securities, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2020Jun 12, 2020
Patrick Heewoong KimW&S Brokerage Services, Inc. BD affiliatedCrown Capital Securities, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2020Jun 17, 2020 (78 d)
Joel SheldonOsaic Fa, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAJan 27, 2020Jan 28, 2020
Wendy Ellen FleischmannUnited Planners' Financial Services Of America A Limited Partner independent RIACrown Capital Securities, L.P. independent RIARIA to RIADec 31, 2019Jan 2, 2020
Dhillon Thomas TaylorWaddell & Reed BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2019Dec 2, 2019
Jeffrey S BallekBmo Harris Financial Advisors, Inc BD affiliatedCrown Capital Securities, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2019Jul 14, 2020 (253 d)
Scott Ryan BabbittTrilogy Capital, Inc. independent RIACrown Capital Securities, L.P. independent RIARIA to RIAOct 29, 2019Jan 28, 2020 (91 d)
William Donald RamiresCadaret Grant & Co Inc BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2019Oct 1, 2019
Eric Kurt HiteValmark Advisers, Inc. mixed wealthCrown Capital Securities, L.P. independent RIARIA to RIAMar 8, 2019Nov 19, 2019 (256 d)
James Ronald KingQuestar Asset Management, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAMar 7, 2019Jul 23, 2019 (138 d)
Gavin JonesForesters Advisory Services, LLC BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIANov 12, 2018Nov 9, 2018
Larry James MirandaPruco Securities, LLC BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2018Nov 6, 2018
Daniel J RobertsonCenter Street Advisors, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAOct 16, 2018Sep 27, 2018
Krishna Venkatesh AgnihotriForesters Equity Services, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2018Sep 21, 2018
Edward Daniel HaroForesters Equity Services, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Sep 10, 2018
Jacob D HeskettA.G.P / Alliance Global Partners independent RIACrown Capital Securities, L.P. independent RIARIA to RIAAug 27, 2018Jul 5, 2018
Miyo Yamamoto LeongSignator Investors, Inc. BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2018Aug 1, 2018
Kamron NahavandiCorecap Advisors BD affiliatedCrown Capital Securities, L.P. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2018May 21, 2018
David Matthew CollinsCl Wealth Management LLC otherCrown Capital Securities, L.P. otherOtherFeb 12, 2018Jan 26, 2018
Matthew AmesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCrown Capital Securities, L.P. otherOtherJan 10, 2018Feb 1, 2018
Edward George MartellFirst Allied Advisory Services, Inc. otherCrown Capital Securities, L.P. otherOtherDec 12, 2017Dec 12, 2017
Brett Jerome SaddlerBalboa Wealth Partners, Inc. otherCrown Capital Securities, L.P. otherOtherNov 20, 2017Nov 17, 2017
Brandon L RiveraRegal Investment Advisors LLC otherCrown Capital Securities, L.P. otherOtherNov 3, 2017Nov 8, 2017
Matthew CroweMML Investors Services, LLC otherCrown Capital Securities, L.P. independent RIAOtherOct 17, 2017May 10, 2018 (205 d)
Stephen William ConnollySummit Financial Group Inc otherCrown Capital Securities, L.P. otherOtherOct 16, 2017Oct 9, 2017
Julia Elizabeth CoburnBcn Financial, Inc. state registeredCrown Capital Securities, L.P. otherOtherOct 5, 2017Feb 3, 2017
Jessica Smith CookCommonwealth Financial Network national BDCrown Capital Securities, L.P. otherOtherSep 20, 2017Oct 2, 2017
Stephen Laurence ShlossNext Financial Group, Inc. otherCrown Capital Securities, L.P. otherOtherJun 8, 2017Jun 8, 2017
Jeffrey S BallekWaddell & Reed otherCrown Capital Securities, L.P. otherOtherMay 26, 2017May 25, 2017
Andrew Robert SantibanezJ.P. Morgan Securities LLC wirehouseCrown Capital Securities, L.P. independent RIAWirehouse to independent RIAMay 5, 2017Apr 3, 2019 (698 d)
Phillip Dennis BoydLPL Financial LLC otherCrown Capital Securities, L.P. otherOtherApr 25, 2017May 4, 2017
Jason Allen GrothIndependent Financial Group, LLC otherCrown Capital Securities, L.P. otherOtherApr 21, 2017Apr 21, 2017
Richard Charles PonceCentaurus Financial, Inc. otherCrown Capital Securities, L.P. otherOtherApr 6, 2017Apr 4, 2017
Ashlee E Vingle HowardMorgan Stanley wirehouseCrown Capital Securities, L.P. independent RIAWirehouse to independent RIAMar 21, 2017Sep 26, 2018 (554 d)
Jesus QuezadaRegal Investment Advisors LLC otherCrown Capital Securities, L.P. otherOtherFeb 28, 2017Feb 27, 2017
Luke Cletus IversonQuest Securities, Inc. unclassifiedCrown Capital Securities, L.P. otherOtherFeb 10, 2017Feb 10, 2017
Trevor David GlennQuest Securities, Inc. unclassifiedCrown Capital Securities, L.P. otherOtherFeb 9, 2017Feb 10, 2017
Terrence Hugh GeeQuest Securities, Inc. unclassifiedCrown Capital Securities, L.P. otherOtherFeb 3, 2017Feb 3, 2017
Laura Kuo CarmanyQuest Securities, Inc. unclassifiedCrown Capital Securities, L.P. otherOtherFeb 3, 2017Feb 3, 2017
Kenneth Michael KladourisB. Riley Wealth Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherJan 17, 2017Jan 17, 2017
Darren M CandiottyH. Beck, Inc. otherCrown Capital Securities, L.P. otherOtherDec 31, 2016Jan 10, 2017
Vito Antonio FranconeIndependent Financial Group, LLC otherCrown Capital Securities, L.P. otherOtherDec 1, 2016Mar 8, 2017 (97 d)
John Danh NguyenScf Investment Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherNov 10, 2016Nov 14, 2016
Stephen Andrew YoungGwn Securities Inc. otherCrown Capital Securities, L.P. otherOtherAug 17, 2016Jun 15, 2017 (302 d)
Matthew Joseph EvansMinistry Partners Securities, LLC state registeredCrown Capital Securities, L.P. otherOtherMar 15, 2016Mar 21, 2016
Justin Charles LowyB. Riley Wealth Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherJan 27, 2016Jan 28, 2016
David Bruce HehnWells Fargo Advisors wirehouseCrown Capital Securities, L.P. otherOtherJan 5, 2016Jan 22, 2016
Thomas Alan RenSecurities America Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherDec 31, 2015Jan 4, 2016
Dennis Eugene ZaderakaCambridge Investment Research Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherAug 31, 2015Aug 25, 2015
Cindy X ChinConcert Wealth Management otherCrown Capital Securities, L.P. otherOtherFeb 2, 2015Mar 24, 2015 (50 d)
Jason Douglas StoneJ. W. Cole Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherDec 31, 2014Sep 16, 2015 (259 d)
Richard W JackmanJ. W. Cole Advisors, Inc. otherCrown Capital Securities, L.P. otherOtherDec 24, 2014Nov 30, 2015 (341 d)
Frederick Deneen SanchezLPL Financial LLC otherCrown Capital Securities, L.P. otherOtherAug 20, 2014Jul 30, 2014
Kathleen Sue BowenNfp Advisor Services, LLC otherCrown Capital Securities, L.P. otherOtherSep 13, 2013Sep 12, 2013
Casey Lee HatcherAmeriprise Financial Services, LLC national BDCrown Capital Securities, L.P. otherOtherAug 14, 2013Mar 3, 2015 (566 d)
Kyle Alan HowellT. Rowe Price Advisory Services, Inc. no RAUMCrown Capital Securities, L.P. otherOtherJul 1, 2013Apr 7, 2014 (280 d)
Evan Hideo HayashiForesters Advisory Services, LLC otherCrown Capital Securities, L.P. BD affiliatedOtherApr 25, 2013Jul 8, 2022 (3361 d)
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116 moves match.