DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsc Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Woodrow WelchCravens & Company Wealth Management independent RIAFsc Securities Corporation otherOtherMar 24, 2026Apr 13, 2009
Thomas M LeonardiStrategic Capital Advisors unclassifiedFsc Securities Corporation otherOtherDec 31, 2025Feb 27, 2009
Venzon Vicencio ArominCsenge Advisory Group, LLC independent RIAFsc Securities Corporation otherOtherJul 14, 2025Nov 4, 2014
Chris Hall WakefieldCompass Advisory Partners LLC no RAUMFsc Securities Corporation BD affiliatedOtherMay 6, 2025Feb 28, 2020
Shayne Dean KueblerThe Retirement Group, LLC independent RIAFsc Securities Corporation otherOtherJun 10, 2024Jun 25, 2013
Amy Alane SherrerButler Associates Financial Planners, Inc. unclassifiedFsc Securities Corporation BD affiliatedOtherDec 14, 2023Jun 16, 2022
Thomas John TanurchisButler Associates Financial Planners, Inc. unclassifiedFsc Securities Corporation BD affiliatedOtherDec 14, 2023Jun 16, 2022
John Willard ColeDiversified Financial Advisory Group, Inc. unclassifiedFsc Securities Corporation otherOtherNov 21, 2023Apr 10, 2001
Kent Matthew PorterDiversified Financial Advisory Group, Inc. unclassifiedFsc Securities Corporation otherOtherNov 21, 2023Apr 10, 2001
Kyle William KennedyFidelity Personal And Workplace Advisors BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2023Sep 21, 2023
Ethan ZielaznyPruco Securities, LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 28, 2023Sep 19, 2023
Erin Jean KincheloePonder Financial Group otherFsc Securities Corporation otherOtherAug 5, 2023Sep 3, 2002
David R WatercutterCharles Schwab & Co., Inc. national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2023Sep 28, 2023 (80 d)
Justin Shelton GuessLPL Financial LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2023Jun 21, 2023
Shay Douglas PondEquitable Advisors, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2023Jun 9, 2023
Jacob Chandler OdomLee Financial Company, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2023May 4, 2023
Maria Krista PiechockiThe Advisory Group independent RIAFsc Securities Corporation otherOtherDec 31, 2022Mar 9, 2011
Manuel F ChinchayThe Advisory Group independent RIAFsc Securities Corporation otherOtherDec 31, 2022Feb 17, 2012
James Rodney Keith HardyGroup H Advisory Corporation unclassifiedFsc Securities Corporation BD affiliatedOtherDec 31, 2022Jan 24, 2023
Marion Grace CuffWorld Advisory Services BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022Dec 20, 2022
Gerard Thomas QuinnOneseven independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2022Nov 7, 2022
Ralph W LuntStrategic Capital Advisors unclassifiedFsc Securities Corporation otherOtherNov 3, 2022Feb 27, 2009
Erin Danielle BluskeMercer Global Advisors Inc. independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankOct 14, 2022Oct 17, 2022
Luke Dominic PodburyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankSep 27, 2022Nov 15, 2022 (49 d)
Lee Alan TarbetWestern International Securities BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 22, 2022Aug 19, 2022
Jean-Paul ChenetteLPL Financial LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2022Aug 1, 2022
William Davis HowardKalos Management BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2022Jul 25, 2022
Philip MostonWells Fargo Advisors wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankJul 6, 2022Jan 11, 2023 (189 d)
April Anne Malicsi OrsiRaymond James & Associates, Inc. national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2022Jun 3, 2022
Michael Paul AndersenRed Pine Investment Counsel, Inc. unclassifiedFsc Securities Corporation BD affiliatedOtherJun 6, 2022Jun 2, 2021
Steven Matthew BarrusFidelity Personal And Workplace Advisors BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2022May 6, 2022
Jay Thomas StainsbyCetera Investment Advisers LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 7, 2022Aug 11, 2023 (491 d)
Mark Andrew KovacsCambridge Investment Research Advisors, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2022Mar 31, 2022
Quinn J WrightEdward Jones national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2022Mar 4, 2022
Cameron BroderickJ.P. Morgan Securities LLC wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2022Mar 21, 2022
Guillermo GutierrezOne Capital Management, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2022Mar 23, 2022
Graham Daniel BurkePruco Securities, LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 16, 2022Feb 11, 2022
Phillip M GareyCambridge Investment Research Advisors, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 8, 2022Jan 18, 2022
James Winfield WillsonRaymond James Financial Services Advisors, Inc BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2022Jan 31, 2022
Cynthia Susan PelosiMML Investors Services, LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJan 6, 2022Jan 11, 2022
Steven James SwansonThrivent Investment Management Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2022Jan 3, 2022
Catherine Coffin CawoodNorthwestern Mutual Investment Services,LLC no RAUMFsc Securities Corporation BD affiliatedOtherNov 12, 2021Jan 24, 2022 (73 d)
William Gresham LawlerAmeriprise Financial Services, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021Sep 14, 2021
Brayden KellyAmeriprise Financial Services, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2021Sep 2, 2021
Brooke Natalie BastiaansSecurian Financial Services, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2021Jan 27, 2022 (155 d)
Tobias Jude WilhelmAllstate Financial Advisors, LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2021Mar 3, 2022 (266 d)
John Andrew NabergallAmeriprise Financial Services, LLC national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2021May 3, 2021
Joe P. MooreVoya Financial Advisors, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2021Apr 26, 2021
Timothy Douglas JensenWells Fargo Advisors wirehouseFsc Securities Corporation BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2021Apr 15, 2021
Edward Sullivan RichSagepoint Financial, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherApr 6, 2021Dec 13, 2018
Samuel Brook NashEdward Jones national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 16, 2021Mar 15, 2021
Gabriel Joseph PollockEdward Jones national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2021Mar 10, 2021
Jeremiah John KauffmanEdward Jones national BDFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2021Mar 10, 2021
Mitchell LudwigWealthcare Capital Management LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankMar 9, 2021Apr 7, 2021
Jacob Andrew Patrick HowethFidelity Personal And Workplace Advisors BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 10, 2021Feb 11, 2021
Alex Thomas ZwolakValic Financial Advisors, Inc. BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherFeb 2, 2021Jan 6, 2021
Donald Evan PeabodySteward Partners Investment Solutions, LLC independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2021Jan 7, 2021
John Dale HausermanFinancial Council, LLC independent RIAFsc Securities Corporation otherOtherDec 31, 2020Feb 27, 2009
Chad Elmer BartonLPL Financial LLC BD affiliatedFsc Securities Corporation BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2020Mar 16, 2022 (450 d)
Brian Eugene BennettDiversified Financial Advisory Group, Inc. unclassifiedFsc Securities Corporation otherOtherDec 11, 2020Apr 10, 2001
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626 moves match.