DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Oliver Will | U.S. Bancorp Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Abraham Salinas | Pnc Wealth Management BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 14, 2026 |
| Colin Hopkins | Florida Financial Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 9, 2026 |
| Michael Kristopher Jones | Pnc Wealth Management BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 14, 2026 |
| Alfred Michael Abbamonte | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 28, 2026 |
| Daniel Vega | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 17, 2026 |
| Anthony Imre Varga | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 18, 2026 |
| Jared Richard Silverman | Oppenheimer & Co. Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 18, 2026 |
| Nicholas John Novak | Oppenheimer & Co. Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 18, 2026 |
| Donald Scott Gondzar | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 17, 2026 |
| Albert James Minutola | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Jul 31, 2026 |
| Zachary Alan Karason | U.S. Bancorp Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 10, 2026 |
| Karesse Renay Bradley | Capital Client Group, Inc. no RAUM | LPL Enterprise, LLC BD affiliated | Other | Aug 5, 2026 | Aug 4, 2026 |
| Thomas Joseph Barbaccia | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Jul 31, 2026 |
| Jared Roush | Valic Financial Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Jul 27, 2026 |
| Jacob Stilwell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2026 | Aug 24, 2026 |
| Nicholas Di Minno | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2026 | Aug 31, 2026 (33 d) |
| Derek Paul Suboticki | Edelman Financial Engines independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2026 | Sep 8, 2026 (43 d) |
| James Clark Dunn | Lincoln Investment independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2026 | Jul 28, 2026 |
| Tyler Franks | Northwestern Mutual Investment Services,LLC no RAUM | LPL Enterprise, LLC BD affiliated | Other | Jul 24, 2026 | Aug 12, 2026 |
| Christopher Bradley Sweesy | UBS Financial Services Inc. wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 23, 2026 | Jul 6, 2026 |
| Anthony Scott Braglio | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 20, 2026 |
| Robert Corey Semerad | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 24, 2026 |
| Gerardo Josue Castillo | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 16, 2026 |
| Mark Anthony Boykin | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 21, 2026 |
| Christopher Michael Grella | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 9, 2026 |
| Bing C Michael | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 8, 2026 |
| Abraham Itani | Itani Wealth Management unclassified | LPL Enterprise, LLC BD affiliated | Other | Jul 7, 2026 | May 1, 2026 |
| Benjamin Josef Adams | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 6, 2026 |
| Claudia Y Backman | Wells Fargo Advisors wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2026 | Jun 22, 2026 |
| Gaurang A Joshi | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jun 25, 2026 |
| Anthony Joseph Scola | Independent Financial Group, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 2, 2026 |
| Fate Kellum Spurlock | Ameritas Advisory Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 17, 2026 |
| Dalton L Smith | Bankers Life Advisory Services, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 22, 2026 |
| Manjula Alagani | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Sep 15, 2026 (89 d) |
| Corey Schrader | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | May 26, 2026 |
| Raymond Yau | Forthright Capital independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 11, 2026 | Mar 30, 2026 |
| Roman Satroplus | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 8, 2026 | Jun 1, 2026 |
| Owen Gortner | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jul 10, 2026 (36 d) |
| Justin Moore | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 3, 2026 |
| Samantha Nicole Winner | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 11, 2026 |
| Shaina Keck | Northwestern Mutual Investment Services,LLC no RAUM | LPL Enterprise, LLC BD affiliated | Other | May 29, 2026 | Aug 24, 2026 (87 d) |
| Douglas Coles Randolph | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 27, 2026 | May 27, 2026 |
| David Adam Holstein | Osaic Institutions, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | May 26, 2026 |
| Kenneth Joaquin Alutin | Bankers Life Advisory Services, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 28, 2026 |
| William Warren Wittler | Ameritas Advisory Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Sunny Fang Yu Yang | Eagle Strategies LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Aug 26, 2026 (99 d) |
| David Alan King | Compass Financial Management LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2026 | May 6, 2026 |
| David Bellamy | J.P. Morgan Securities LLC wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2026 | May 14, 2026 |
| Jacob Steven Scarbath | Equitable Advisors, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 26, 2026 |
| Megan Elizabeth Rothe | Morgan Stanley wirehouse | LPL Enterprise, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | May 14, 2026 |
| Ezekiel Zimmerman | Park Avenue Securities LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | May 5, 2026 |
| Steven Victor Skillen | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Apr 27, 2026 |
| Daniel Patrick Duffy | Leigh Baldwin & Co., LLC independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2026 | Apr 23, 2026 |
| Brandon Christian Shaw | Aspen Creek Wealth Management, LLC state registered | LPL Enterprise, LLC BD affiliated | Other | May 4, 2026 | May 19, 2026 |
| Mackenzie Ann Klouda | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| David Joshua Marr | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 5, 2026 |
| Brian Mckevitt | Aegis Capital Corp. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Apr 14, 2026 |
| Alexander D. Burum | Planmember Securities Corporation independent RIA | LPL Enterprise, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | Apr 27, 2026 |
| Scott Vander Veen | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Aug 11, 2026 (106 d) |
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561 moves match.