DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “STIFEL, NICOLAUS & COMPANY, INCORPORATED” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| LEVERAGE PLANNERS WEALTH MANAGEMENT, LLC state registered | Bellevue, Wa · principal | 3 | 1 | 2 | -1 | 67% | |||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Waxhaw, Nc | 3 | 0 | 2 | -2 | 67% | 1 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Franklin, Wi | 3 | 2 | 2 | 0 | 67% | 1 | ||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Sumter, Sc | 3 | 0 | 2 | -2 | 67% | 1 | ||
| W••••••• S••••••••• I••• BD affiliated | Sheperdsville, Ky | 3 | 1 | 2 | -1 | 67% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Little Rock, Ar | 3 | 1 | 2 | -1 | 67% | |||
| H•••••••• A•••••••• L•• BD affiliated | San Ramon, Ca | 3 | 0 | 2 | -2 | 67% | |||
| G•••••• A•• G•••••••• W••••• A••••••• L•• state registered | Roland, Ar · principal | 3 | 2 | 2 | 0 | 67% | |||
| P•••••••• F•••••••• state registered | Danvers, Ma · principal | 3 | 1 | 2 | -1 | 67% | |||
| C••••••••• W••••• P•••••••• L•• independent RIA | Atlanta, Ga · principal | 3 | 0 | 2 | -2 | 67% | |||
| Q• W••••• M••••••••• L•• independent RIA | Boca Raton, Fl · principal | 3 | 0 | 2 | -2 | 67% | 1 | ||
| P•••••• W••••• M••••••••• independent RIA | Atlanta, Ga · principal | 3 | 2 | 2 | 0 | 67% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Lakewood, Co | 3 | 0 | 2 | -2 | 67% | |||
| C••••• A••••••• G••••• L•• independent RIA | Dallas, Tx | 3 | 1 | 2 | -1 | 67% | |||
| I••••••••• C•••••• M••••••••• independent RIA | Bloomfield Hills, Mi · principal | 3 | 0 | 2 | -2 | 67% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Louisville, Ky | 3 | 1 | 2 | -1 | 67% | |||
| B••••••••• W••••• A•••••••• L•• no RAUM | Raleigh, Nc | 3 | 0 | 2 | -2 | 67% | 1 | ||
| W••••••••• A••••••• P••••••• L•• BD affiliated | Houston, Tx | 3 | 0 | 2 | -2 | 67% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Vestal, Ny | 3 | 1 | 2 | -1 | 67% | |||
| O•••• W•••••• I••• BD affiliated | Southlake, Tx | 3 | 0 | 2 | -2 | 67% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Northville, Mi | 3 | 0 | 2 | -2 | 67% | 1 | ||
| A••••• A•• P••••••• S••••••• BD affiliated | Roswell, Ga | 3 | 0 | 2 | -2 | 67% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Magnolia, Tx | 3 | 0 | 2 | -2 | 67% | 1 | ||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Columbia, Md | 3 | 0 | 2 | -2 | 67% | |||
| B•••••• I••••••••• A••••••• former | Scottsdale, Az · principal | 3 | 0 | 2 | -2 | 67% | 1 | ||
| W••••••• W••••• C•••••• L•• independent RIA | Atlanta, Ga · principal | 3 | 0 | 2 | -2 | 67% | 1 | ||
| F•••• P••••••• W•••••• L•• independent RIA | Charlotte, Nc | 3 | 1 | 2 | -1 | 67% | |||
| G••••• V••• C•••••• M••••••••• L•• independent RIA | Long Beach, Ca | 3 | 0 | 2 | -2 | 67% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Independence, Ky | 3 | 1 | 2 | -1 | 67% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hickory, Nc | 3 | 0 | 2 | -2 | 67% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Auburn, Al | 3 | 0 | 2 | -2 | 67% | 1 | ||
| A•••• W••••• M••••••••• L•• independent RIA | Scottsdale, Az | 3 | 2 | 2 | 0 | 67% | 1 | ||
| N••••• I••••••••• L•• other | Kansas City, Mo · principal | 3 | 0 | 2 | -2 | 67% | |||
| P••• S•••• P••••••• L•• asset manager | Naples, Fl | 3 | 0 | 2 | -2 | 67% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Lawrence, Ks | 3 | 0 | 2 | -2 | 67% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Irvine, Ca | 3 | 1 | 2 | -1 | 67% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Clarksburg, Wv | 3 | 0 | 2 | -2 | 67% | |||
| S•••• W••••• A••••••• G••••• L•• state registered | Mechanicsburg, Pa · principal | 3 | 1 | 2 | -1 | 67% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Sterling, Va | 3 | 2 | 2 | 0 | 67% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Kansas City, Mo | 3 | 0 | 2 | -2 | 67% | 1 | ||
| R••••••••• C•••••• M••••••••• I•• independent RIA | Jacksonville, Fl · principal | 3 | 1 | 2 | -1 | 67% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Aliquippa, Pa | 3 | 0 | 2 | -2 | 67% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Irving, Tx | 3 | 0 | 2 | -2 | 67% | |||
| P•••••••• A••••••• national BD | Hurricane, Wv | 3 | 2 | 2 | 0 | 67% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Grand Forks, Nd | 3 | 0 | 2 | -2 | 67% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Rocklin, Ca | 3 | 0 | 2 | -2 | 67% | |||
| S•• W••••• independent RIA | Cottonwood Heights, Ut | 2 | 0 | 2 | -2 | 100% | |||
| J••• M••••• S••••••••• L•• wirehouse | Nicholasville, Ky | 2 | 0 | 2 | -2 | 100% | |||
| R•• R•••••••• L•• BD affiliated | Los Angeles, Ca | 2 | 0 | 2 | -2 | 100% | |||
| E•••• • Y•••• I••••••••• A••••••• L•• no RAUM | Miami, Fl | 2 | 0 | 2 | -2 | 100% | |||
| J••• M••••• S••••••••• L•• wirehouse | Tequesta, Fl | 2 | 0 | 2 | -2 | 100% | |||
| B••••••• R••••••••• A•••••••• L•• independent RIA | Kirkland, Wa | 2 | 0 | 2 | -2 | 100% | |||
| B• W••••• A•••••••• L•• state registered | Mission, Ks · principal | 2 | 1 | 2 | -1 | 100% | |||
| R••••••••• A•••••••• L•• mixed wealth | Eugene, Or | 2 | 1 | 2 | -1 | 100% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Gilroy, Ca | 2 | 0 | 2 | -2 | 100% | 1 | ||
| P••••• A••••••••• D• I••••••••• L•• former | Miami, Fl · principal | 2 | 1 | 2 | -1 | 100% | |||
| C••••••••• F•••••••• N•••••• national BD | Utica, Ny | 2 | 0 | 2 | -2 | 100% | |||
| C••••••••• F•••••••• N•••••• national BD | Garden City, Ny | 2 | 0 | 2 | -2 | 100% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | St Petersburg, Fl | 2 | 0 | 2 | -2 | 100% | |||
| O••••• A••••••• L•• no RAUM | Pasadena, Ca · principal | 2 | 0 | 2 | -2 | 100% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.