DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. wirehouse | El Segunda, Ca | 12 | 5 | 1 | +4 | 8.3% | |||
| EDWARD JONES national BD | Longview, Tx | 12 | 0 | 1 | -1 | 8.3% | |||
| DOYENNE WEALTH ADVISORS independent RIA | Chicago, Il · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| C•••••••• A•••••••• L•• independent RIA | Franklin, Tn · principal | 12 | 2 | 1 | +1 | 8.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lakewood Ranch, Fl | 12 | 3 | 1 | +2 | 8.3% | |||
| S••••••• W••••• U•• independent RIA | Houston, Tx · principal | 12 | 7 | 1 | +6 | 8.3% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Alpharetta, Ga | 12 | 2 | 1 | +1 | 8.3% | 1 | ||
| E••••• J•••• national BD | Lakewood Ranch, Fl | 12 | 1 | 1 | 0 | 8.3% | |||
| O•••• P••• A•••• M••••••••• L•• asset manager | Santa Monica, Ca · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| •••••••• BD affiliated | Davidson, Nc | 12 | 1 | 1 | 0 | 8.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Palm Beach Gardens, Fl | 12 | 0 | 1 | -1 | 8.3% | |||
| J•• W••••• A•••••••• L•• independent RIA | Hermitage, Pa · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| B••••••• W••••• M••••••••• independent RIA | Altoona, Wi · principal | 12 | 7 | 1 | +6 | 8.3% | |||
| H•••••••• A•••••••• L•• BD affiliated | Westport, Ct | 12 | 3 | 1 | +2 | 8.3% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Westminster, Md | 12 | 0 | 1 | -1 | 8.3% | |||
| C••••••••• F•••••••• N•••••• national BD | Bellevue, Wa | 12 | 2 | 1 | +1 | 8.3% | |||
| N•••• B••••••• W••••• M••••••••• L•• independent RIA | B•••••••, Ca · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Norfolk, Va | 12 | 1 | 1 | 0 | 8.3% | 1 | ||
| R•••••• J•••• • A••••••••• I••• national BD | Montgomery, Al | 12 | 0 | 1 | -1 | 8.3% | |||
| E••••• J•••• national BD | Goodyear, Az | 12 | 1 | 1 | 0 | 8.3% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Charlottesville, Va | 12 | 1 | 1 | 0 | 8.3% | |||
| C••••••• institutional | Lake Success, Ny | 12 | 1 | 1 | 0 | 8.3% | |||
| O•••• W•••••• I••• BD affiliated | Brighton, Mi | 12 | 2 | 1 | +1 | 8.3% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Southfield, Mi | 12 | 1 | 1 | 0 | 8.3% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Eugene, Or | 12 | 3 | 1 | +2 | 8.3% | |||
| C••••• F•••••••• A•••••••• I••• independent RIA | Edina, Mn · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| R•• C•••••• M••••••• L•• national BD | Germantown, Tn | 12 | 0 | 1 | -1 | 8.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Santa Monica, Ca | 12 | 2 | 1 | +1 | 8.3% | |||
| E••••• J•••• national BD | Lexington, Sc | 12 | 0 | 1 | -1 | 8.3% | |||
| F•••• C••••••• I••••••• S•••••••• I••• bank affiliated | Hendersonville, Nc | 12 | 1 | 1 | 0 | 8.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Tyler, Tx | 12 | 1 | 1 | 0 | 8.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Eugene, Or | 12 | 1 | 1 | 0 | 8.3% | |||
| F•••• C••••••• I••••••• S•••••••• I••• bank affiliated | Moncks Corner, Sc | 12 | 6 | 1 | +5 | 8.3% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Naples, Fl | 12 | 1 | 1 | 0 | 8.3% | |||
| E•••••••• A•••••••• L•• BD affiliated | Tucson, Az | 12 | 1 | 1 | 0 | 8.3% | |||
| W•••• F•••• A••••••• wirehouse | Canfield, Oh | 12 | 1 | 1 | 0 | 8.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | East Meadow, Ny | 12 | 3 | 1 | +2 | 8.3% | 1 | ||
| I••••••• F•• independent RIA | Boise, Id | 12 | 5 | 1 | +4 | 8.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Cypress, Tx | 12 | 1 | 1 | 0 | 8.3% | |||
| S•••• S••••••• W••••• other | Ridgeland, Ms · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| S•••••••• A••••••• L•• brokerage advisory | Henrico, Va | 12 | 1 | 1 | 0 | 8.3% | |||
| R• I••••••••• M••••••••• L•• independent RIA | Eagle, Id · principal | 12 | 3 | 1 | +2 | 8.3% | |||
| H•••••• T••••••• • K•••• L•• BD affiliated | Addison, Tx | 12 | 1 | 1 | 0 | 8.3% | |||
| H•• I••••••••• A••••••• I•• independent RIA | New Canaan, Ct · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Edmond, Ok | 12 | 0 | 1 | -1 | 8.3% | |||
| E••••• J•••• national BD | Apex, Nc | 12 | 0 | 1 | -1 | 8.3% | |||
| A••••••••• L••• other | Atlanta, Ga | 12 | 2 | 1 | +1 | 8.3% | |||
| L•• F•••••••• L•• BD affiliated | Vestal, Ny | 12 | 1 | 1 | 0 | 8.3% | |||
| D••• D••••••• • C•• BD affiliated | Colorado Springs, Co | 12 | 0 | 1 | -1 | 8.3% | |||
| K••••••• P•••••• W••••• independent RIA | Palm Desert, Ca · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| N•••••• A••••••• BD affiliated | Dallas, Tx | 12 | 5 | 1 | +4 | 8.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Parsippany, Nj | 12 | 0 | 1 | -1 | 8.3% | |||
| A••••• W••••• A•••••••• L•• independent RIA | Chattanooga, Tn · principal | 12 | 2 | 1 | +1 | 8.3% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Orlando, Fl | 12 | 2 | 1 | +1 | 8.3% | |||
| P•• W••••• M••••••••• bank affiliated | Philadelphia, Pa | 12 | 3 | 1 | +2 | 8.3% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Manassas, Va | 12 | 1 | 1 | 0 | 8.3% | |||
| O•••••••• W••••• M••••••••• independent RIA | Birmingham, Al · principal | 12 | 1 | 1 | 0 | 8.3% | |||
| E••••• J•••• national BD | Westlake Village, Ca | 12 | 2 | 1 | +1 | 8.3% | |||
| J••• M••••• S••••••••• L•• wirehouse | Marietta, Ga | 12 | 0 | 1 | -1 | 8.3% | |||
| P•••••••• A••••••• BD affiliated | Mahwah, Nj | 12 | 2 | 1 | +1 | 8.3% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.