DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Offices
Where advisors are leaving, and where they are arriving
An office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window. Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. BD affiliated | Plano, Tx | 232 | 116 | 9 | +107 | 3.9% | 3 | ||
| BFC PLANNING, INC. BD affiliated | Cedar Rapids, Ia · principal | 230 | 76 | 9 | +67 | 3.9% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | Miami, Fl | 221 | 22 | 9 | +13 | 4.1% | 2 | ||
| SIMPLICITY WEALTH mixed wealth | Summit, Nj · principal | 206 | 80 | 9 | +71 | 4.4% | |||
| WEALTHCARE ADVISORY PARTNERS LLC BD affiliated | West Chester, Pa · principal | 175 | 40 | 9 | +31 | 5.1% | 2 | ||
| FIRST CITIZENS INVESTOR SERVICES, INC. BD affiliated | Raleigh, Nc · principal | 171 | 25 | 9 | +16 | 5.3% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Boca Raton, Fl | 154 | 7 | 9 | -2 | 5.8% | 2 | ||
| PNC WEALTH MANAGEMENT BD affiliated | Pittsburgh, Pa · principal | 145 | 26 | 9 | +17 | 6.2% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Indianapolis, In | 130 | 6 | 9 | -3 | 6.9% | 1 | ||
| HUNTINGTON FINANCIAL ADVISORS BD affiliated | Columbus, Oh · principal | 128 | 14 | 9 | +5 | 7.0% | |||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Charlotte, Nc | 122 | 23 | 9 | +14 | 7.4% | |||
| WELLS FARGO ADVISORS wirehouse | Palo Alto, Ca | 113 | 15 | 9 | +6 | 8.0% | 3 | ||
| LPL FINANCIAL LLC BD affiliated | Denver, Co | 112 | 20 | 9 | +11 | 8.0% | 2 | 3 | |
| RAYMOND JAMES & ASSOCIATES, INC. national BD | Atlanta, Ga | 107 | 14 | 9 | +5 | 8.4% | 1 | 2 | |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Alpharetta, Ga | 101 | 8 | 9 | -1 | 8.9% | 1 | ||
| LPL ENTERPRISE, LLC BD affiliated | Bedminster, Nj | 81 | 15 | 9 | +6 | 11% | |||
| UBS FINANCIAL SERVICES INC. wirehouse | Naples, Fl | 75 | 1 | 9 | -8 | 12% | 2 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Jacksonville, Fl | 71 | 23 | 9 | +14 | 13% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Charlotte, Nc | 69 | 15 | 9 | +6 | 13% | 1 | ||
| COPPELL ADVISORY SOLUTIONS LLC independent RIA | Dallas, Tx · principal | 62 | 15 | 9 | +6 | 15% | 2 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Philadelphia, Pa | 60 | 23 | 9 | +14 | 15% | 1 | ||
| EQUITABLE ADVISORS, LLC national BD | Los Angeles, Ca | 55 | 14 | 9 | +5 | 16% | |||
| EQUITABLE ADVISORS, LLC national BD | Austin, Tx | 52 | 15 | 9 | +6 | 17% | |||
| STIFEL, NICOLAUS & COMPANY, INCORPORATED national BD | Dallas, Tx | 45 | 2 | 9 | -7 | 20% | 2 | ||
| EQUITABLE ADVISORS, LLC national BD | Fort Worth, Tx | 39 | 10 | 9 | +1 | 23% | 1 | ||
| UBS FINANCIAL SERVICES INC. wirehouse | Palm Beach Gardens, Fl | 38 | 4 | 9 | -5 | 24% | 4 | ||
| LPL ENTERPRISE, LLC BD affiliated | San Diego, Ca | 37 | 12 | 9 | +3 | 24% | 1 | ||
| GOLDMAN SACHS WEALTH SERVICES, L.P. BD affiliated | Irving, Tx | 34 | 5 | 9 | -4 | 26% | |||
| PFG ADVISORS independent RIA | Phoenix, Az · principal | 31 | 2 | 9 | -7 | 29% | 1 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Orlando, Fl | 31 | 13 | 9 | +4 | 29% | 3 | ||
| RKL PRIVATE WEALTH independent RIA | Lancaster, Pa · principal | 25 | 11 | 9 | +2 | 36% | 1 | ||
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | Austin, Tx | 22 | 9 | 9 | 0 | 41% | |||
| LPL FINANCIAL LLC BD affiliated | Evansville, In | 20 | 2 | 9 | -7 | 45% | 2 | ||
| STRATEGIC ADVISERS LLC national BD | Salt Lake City, Ut | 1,108 | 148 | 8 | +140 | 0.7% | |||
| STRATEGIC ADVISERS LLC national BD | Westlake, Tx | 967 | 139 | 8 | +131 | 0.8% | |||
| PRIVATE ADVISOR GROUP, LLC BD affiliated | Morristown, Nj · principal | 924 | 232 | 8 | +224 | 0.9% | 2 | ||
| CERITY PARTNERS LLC independent RIA | New York, Ny · principal | 736 | 219 | 8 | +211 | 1.1% | |||
| FISHER INVESTMENTS independent RIA | Tampa, Fl | 709 | 260 | 8 | +252 | 1.1% | 5 | ||
| MERCER GLOBAL ADVISORS INC. independent RIA | Denver, Co · principal | 610 | 157 | 8 | +149 | 1.3% | |||
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC BD affiliated | Stamford, Ct · principal | 476 | 89 | 8 | +81 | 1.7% | |||
| PLANMEMBER SECURITIES CORPORATION independent RIA | Carpinteria, Ca · principal | 288 | 34 | 8 | +26 | 2.8% | 1 | ||
| ADVICE AND PLANNING SERVICES BD affiliated | Frisco, Tx | 282 | 110 | 8 | +102 | 2.8% | |||
| MORGAN STANLEY wirehouse | Washington, Dc | 258 | 12 | 8 | +4 | 3.1% | 2 | 1 | |
| WELLS FARGO ADVISORS wirehouse | Scottsdale, Az | 236 | 26 | 8 | +18 | 3.4% | 1 | ||
| INDEPENDENT FINANCIAL PARTNERS BD affiliated | Tampa, Fl · principal | 201 | 43 | 8 | +35 | 4.0% | 1 | ||
| WELLS FARGO ADVISORS wirehouse | Mclean, Va | 200 | 35 | 8 | +27 | 4.0% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | San Diego, Ca | 179 | 20 | 8 | +12 | 4.5% | |||
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC asset manager | Boston, Ma · principal | 173 | 36 | 8 | +28 | 4.6% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Bellevue, Wa | 173 | 21 | 8 | +13 | 4.6% | 2 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Tempe, Az | 168 | 72 | 8 | +64 | 4.8% | 2 | ||
| BRIGHTON JONES LLC independent RIA | Seattle, Wa · principal | 159 | 33 | 8 | +25 | 5.0% | |||
| WELLS FARGO ADVISORS wirehouse | San Francisco, Ca | 149 | 19 | 8 | +11 | 5.4% | 1 | ||
| 49 FINANCIAL independent RIA | Austin, Tx · principal | 146 | 47 | 8 | +39 | 5.5% | |||
| MML INVESTORS SERVICES, LLC BD affiliated | Boston, Ma | 129 | 32 | 8 | +24 | 6.2% | 1 | 1 | |
| MORGAN STANLEY wirehouse | Aventura, Fl | 128 | 9 | 8 | +1 | 6.3% | 2 | ||
| CITIGROUP GLOBAL MARKETS INC. BD affiliated | Jacksonville, Fl | 128 | 19 | 8 | +11 | 6.3% | 1 | ||
| JANNEY MONTGOMERY SCOTT LLC BD affiliated | Philadelphia, Pa · principal | 127 | 11 | 8 | +3 | 6.3% | 1 | ||
| SEI INVESTMENTS MANAGEMENT CORP mixed wealth | Oaks, Pa · principal | 126 | 14 | 8 | +6 | 6.3% | |||
| HANTZ FINANCIAL SERVICES, INC. independent RIA | Southfield, Mi · principal | 122 | 18 | 8 | +10 | 6.6% | 1 | ||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Walnut Creek, Ca | 109 | 4 | 8 | -4 | 7.3% | 1 |
22,741 offices match.