DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SOUTHERN FINANCIAL GROUP, LLC independent RIA | $1.1B | +12% | 4 | $263M | 100% | 73% | 285 | 1 | |
| SITTNER & NELSON, LLC independent RIA | $1.0B | +17% | 4 | $262M | 93% | 86% | 114 | 1 | |
| MATAURO, LLC independent RIA | $1.0B | +49% | 10 | $105M | 100% | 77% | 88 | 1 | |
| B•••• E•••• A•••• M••••••••• L•• independent RIA | $1.0B | +20% | 5 | $209M | 97% | 90% | 67 | 1 | |
| B••••••••• F•••••••• S•••••••• independent RIA | $1.0B | +116% | 13 | $80.5M | 87% | 75% | 69 | 8 | |
| W••••• C••••••••• G••••• L•• independent RIA | $1.0B | +17% | 4 | $262M | 96% | 77% | 271 | 1 | |
| M••••••••• F•••••••• I•• independent RIA | $1.0B | +10% | 11 | $95.1M | 98% | 82% | 93 | 3 | |
| A•••• W••••• A••••••• L•• independent RIA | $1.0B | +16% | 8 | $130M | 95% | 77% | 29 | 3 | 1 |
| M•• W••••• A••••••• independent RIA | $1.0B | +17% | 15 | $69.2M | 95% | 72% | 73 | 13 | |
| R•••••• B•••••••• I••• independent RIA | $1.0B | +7.5% | 9 | $115M | 89% | 88% | 55 | 3 | |
| W•••••• M••• • A••••••••• I•• independent RIA | $1.0B | +26% | 15 | $69.0M | 97% | 76% | 63 | 27 | |
| S••••••• I••••••••• C••••••• L•• independent RIA | $1.0B | +26% | 5 | $207M | 94% | 83% | 171 | 1 | |
| N•••••••• W••••• M••••••••• L•• independent RIA | $1.0B | +19% | 20 | $51.6M | 93% | 64% | 104 | 12 | |
| W•••••• C••••• F•••••••• A••••••• L•• independent RIA | $1.0B | +41% | 16 | $64.4M | 99% | 74% | 50 | 2 | |
| J••• M•••• • A••••••••• I•• independent RIA | $1.0B | +6.0% | 5 | $206M | 98% | 84% | 143 | 2 | |
| J•••••••• • C••••••• I••• independent RIA | $1.0B | +14% | 6 | $171M | 86% | 89% | 95 | 3 | |
| G••• E•••• A•••••••• L•• independent RIA | $1.0B | +17% | 12 | $85.5M | 97% | 68% | 280 | 4 | |
| C••••••• C•••••• M••••••••• I•• independent RIA | $1.0B | +15% | 3 | $342M | 75% | 88% | 96 | 1 | |
| P••••••• F•••••••• A•••••••• I••• independent RIA | $1.0B | +29% | 8 | $128M | 97% | 85% | 64 | 1 | |
| A•••• O•••• W••••• M••••••••• L•• independent RIA | $1.0B | +13% | 9 | $114M | 97% | 89% | 53 | 4 | |
| C•••••• I••••••••• C•••••• I•• independent RIA | $1.0B | +15% | 4 | $256M | 89% | 87% | 305 | 1 | |
| P••••••••• W••• • W••••• I••• independent RIA | $1.0B | +20% | 5 | $205M | 91% | 89% | 112 | 1 | |
| M••• W••••• independent RIA | $1.0B | +24% | 7 | $145M | 94% | 87% | 92 | 2 | 1 |
| P•••••••• S••••••••• I•• N• independent RIA | $1.0B | +18% | 3 | $339M | 84% | 59% | 1,085 | 3 | |
| J• S••••••••• L•• independent RIA | $1.0B | +24% | 18 | $56.3M | 94% | 69% | 69 | 5 | |
| T••••••• F•••••••• A•••••••• L•• independent RIA | $1.0B | +27% | 11 | $92.1M | 99% | 74% | 225 | 5 | |
| A••••• I••••••••• C••••••••• independent RIA | $1.0B | +12% | 79 | $12.8M | 76% | 54% | 54 | 73 | |
| V••••• P••••••• independent RIA | $1.0B | +22% | 13 | $77.8M | 100% | 77% | 64 | 2 | |
| F•••••• A••••••• independent RIA | $1.0B | -12% | 14 | $72.1M | 68% | 65% | 201 | 6 | |
| M•••••• C•••••• P••••••• independent RIA | $1.0B | +24% | 9 | $112M | 95% | 88% | 72 | 3 | |
| L••••• F•••••••• G•••• independent RIA | $1.0B | +20% | 8 | $126M | 99% | 69% | 181 | 1 | |
| M•••••• S•••••• W••••• M••••••••• I••• independent RIA | $1.0B | +23% | 8 | $126M | 97% | 83% | 89 | 3 | |
| H••••• C•••••• G•••• independent RIA | $1.0B | +18% | 9 | $111M | 96% | 81% | 97 | 1 | |
| E•••••• F•••••••• G•••• independent RIA | $1.0B | +9.9% | 12 | $83.5M | 100% | 62% | 162 | 5 | |
| W•••• E••••• G••••• I••• BD affiliated | $1.0B | -15% | 57 | $17.6M | 100% | 64% | 55 | 38 | |
| S•••••••• L•• independent RIA | $1.0B | +13% | 11 | $90.9M | 100% | 86% | 54 | 2 | |
| L•••• F•••••••• L•• independent RIA | $994M | +17% | 7 | $142M | 100% | 87% | 96 | 2 | |
| M••••• A•••• M••••••••• C•••• independent RIA | $994M | +21% | 16 | $62.1M | 92% | 88% | 30 | 5 | |
| B•• W••••• M••••••••• L•• independent RIA | $987M | +22% | 8 | $123M | 89% | 80% | 103 | 1 | |
| F•••••••• E••••••••• G•••• independent RIA | $987M | +19% | 27 | $36.6M | 97% | 67% | 47 | 6 | |
| E•••• I••••••••• P•••••••• L•• independent RIA | $987M | +7.6% | 18 | $54.8M | 90% | 80% | 44 | 2 | |
| P•••••• S••• P•••••••• L•• independent RIA | $986M | +15% | 4 | $247M | 96% | 80% | 201 | 1 | |
| B•••••• W••••• G•••• independent RIA | $986M | +12% | 6 | $164M | 80% | 62% | 139 | 2 | |
| T•• R••• P••••••••• L•• independent RIA | $985M | +25% | 9 | $109M | 88% | 88% | 46 | 4 | |
| A•••• O•• W••••• M••••••••• L•• independent RIA | $983M | 18 | $54.6M | 96% | 70% | 65 | 9 | ||
| W••••• A••••••• A••••••• G••••• L•• independent RIA | $979M | +22% | 6 | $163M | 77% | 72% | 153 | 1 | |
| M•• W••••• M••••••••• L•• independent RIA | $977M | +14% | 13 | $75.2M | 76% | 52% | 195 | 8 | |
| L•••• F•••••••• A•••••••• I••• independent RIA | $975M | +26% | 8 | $122M | 100% | 81% | 91 | 6 | |
| M••• W••••• independent RIA | $973M | +38% | 42 | $23.2M | 99% | 55% | 51 | 9 | |
| L•••••••• G••••• A•••••••• L•• independent RIA | $972M | +19% | 26 | $37.4M | 89% | 55% | 92 | 11 | |
| B•••••• C•••••• independent RIA | $970M | +21% | 19 | $51.0M | 73% | 77% | 41 | 4 | |
| C•••••• C•••••• A••••••• independent RIA | $969M | +50% | 9 | $108M | 81% | 74% | 106 | 1 | |
| L•••••••• A•••••••• L•• independent RIA | $967M | +30% | 44 | $22.0M | 93% | 72% | 40 | 37 | |
| U••••• W•••••• L•• independent RIA | $966M | +26% | 14 | $69.0M | 95% | 68% | 58 | 2 | |
| H•••••• C•••••• P•••••••• L•• independent RIA | $965M | +11% | 5 | $193M | 64% | 85% | 78 | 1 | |
| T•• P•••••• C••••• F•• F•••••••• S••••••• independent RIA | $961M | +9.3% | 5 | $192M | 100% | 83% | 156 | 5 | |
| R•••• • Y• I••••••••• A•••••••• L•• independent RIA | $959M | +12% | 10 | $95.9M | 93% | 86% | 46 | 4 | |
| L•••••• R••••• I••••••••• A•••••••• P••••••• independent RIA | $958M | +16% | 9 | $106M | 94% | 68% | 120 | 3 | |
| B•••••• I••••••••• G•••• independent RIA | $953M | +14% | 3 | $318M | 95% | 87% | 58 | 1 | |
| D••• R••• • C••••••• L•• independent RIA | $952M | +15% | 15 | $63.5M | 90% | 54% | 50 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.