DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TACTIVE ADVISORS, LLC independent RIA | $619M | +35% | 18 | $34.4M | 54% | 37% | 87 | 12 | |
| WEST WEALTH GROUP, LLC independent RIA | $617M | +31% | 20 | $30.8M | 100% | 30% | 137 | 6 | |
| ENVOY ADVISORY INC. independent RIA | $615M | +15% | 10 | $61.5M | 99% | 0.4% | 199 | 2 | |
| WEALTH WATCH ADVISORS, INC independent RIA | $612M | +29% | 55 | $11.1M | 100% | 27% | 65 | 40 | |
| GRADIENT WEALTH MANAGEMENT BD affiliated | $608M | +2.8% | 64 | $9.5M | 99% | 25% | 71 | 47 | |
| TUCKER ASSET MANAGEMENT LLC independent RIA | $604M | -5.8% | 60 | $10.1M | 88% | 19% | 49 | 61 | |
| SEQUOIA WEALTH MANAGEMENT, LLC independent RIA | $600M | +17% | 16 | $37.5M | 100% | 30% | 103 | 10 | |
| CONCORDE ASSET MANAGEMENT, LLC BD affiliated | $598M | +22% | 78 | $7.7M | 99% | 25% | 47 | 57 | |
| SEQUENT PLANNING, LLC independent RIA | $589M | +49% | 99 | $6.0M | 100% | 14% | 61 | 64 | |
| HOWARD BAILEY SECURITIES, LLC independent RIA | $583M | +20% | 11 | $53.0M | 98% | 30% | 155 | 5 | |
| FSA ADVISORS, INC. independent RIA | $573M | +45% | 28 | $20.5M | 100% | 11% | 157 | 5 | |
| MERKLE RETIREMENT PLANNING independent RIA | $569M | +33% | 14 | $40.6M | 100% | 35% | 73 | 1 | |
| PRENTICE WEALTH MANAGEMENT LLC independent RIA | $568M | +21% | 6 | $94.6M | 97% | 24% | 171 | 3 | |
| ACORN WEALTH ADVISORS, LLC independent RIA | $561M | +31% | 5 | $112M | 100% | 0.0% | 162 | 3 | |
| OLDFATHER FINANCIAL SERVICES independent RIA | $556M | 4 | $139M | 89% | 34% | 109 | 1 | ||
| JET WEALTH ADVISORS independent RIA | $547M | 6 | $91.1M | 90% | 28% | 83 | 2 | ||
| GOLDEN RESERVE RETIREMENT, LLC independent RIA | $544M | +75% | 30 | $18.1M | 100% | 19% | 67 | 46 | |
| USA FINANCIAL FORMULAS CORPORATION independent RIA | $534M | -15% | 1 | $534M | 100% | 0.0% | 7,489 | 1 | |
| ROBERTSON INVESTMENT MANAGEMENT independent RIA | $534M | +96% | 9 | $59.3M | 92% | 40% | 126 | 1 | |
| GOLD INVESTMENT MANAGEMENT LTD. independent RIA | $526M | +28% | 1 | $526M | 62% | 33% | 934 | 1 | |
| CONIFER INVESTMENTS LTD independent RIA | $524M | +13% | 1 | $524M | 96% | 30% | 41 | 1 | |
| DLK INVESTMENT MANAGEMENT independent RIA | $524M | +20% | 5 | $105M | 60% | 34% | 87 | 2 | |
| KINGDOM FINANCIAL GROUP, LLC independent RIA | $521M | +53% | 16 | $32.6M | 98% | 24% | 112 | 3 | |
| MEDALLION WEALTH ADVISORS, LLC independent RIA | $517M | +27% | 6 | $86.2M | 96% | 38% | 411 | 3 | |
| ETESIAN WEALTH ADVISORS, INC. independent RIA | $503M | +18% | 7 | $71.9M | 91% | 35% | 59 | 3 | |
| SEMMAX FINANCIAL ADVISORS, INC. independent RIA | $495M | +25% | 8 | $61.9M | 100% | 24% | 103 | 2 | |
| PORTFOLIO ADVISORY COUNCIL,L.L.C. independent RIA | $495M | +6.4% | 7 | $70.7M | 80% | 36% | 79 | 1 | |
| EXODUS WEALTH, LLC independent RIA | $484M | +9.4% | 57 | $8.5M | 98% | 22% | 39 | 50 | |
| USADVISORS WEALTH MANAGEMENT, LLC independent RIA | $483M | -1.0% | 13 | $37.2M | 100% | 30% | 146 | 12 | |
| XENDIA WEALTH LLC independent RIA | $475M | +63% | 5 | $95.1M | 77% | 0.0% | 945 | 1 | |
| WEALTH EFFECTS independent RIA | $472M | +16% | 8 | $59.0M | 99% | 32% | 75 | 11 | |
| RETIREMENT PLANNING SOLUTIONS, LLC independent RIA | $467M | +24% | 4 | $117M | 100% | 35% | 303 | 2 | |
| FIRST CITIZENS ASSET MANAGEMENT, INC BD affiliated | $465M | +178% | 74 | $6.3M | 82% | 24% | 17 | 24 | |
| INDEPENDENCE FINANCIAL ADVISORS, LLC independent RIA | $464M | +24% | 8 | $58.0M | 88% | 21% | 342 | 8 | |
| VERMILLION WEALTH MANAGEMENT INC. independent RIA | $460M | +27% | 4 | $115M | 100% | 34% | 177 | 1 | |
| GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC independent RIA | $457M | +24% | 11 | $41.5M | 99% | 40% | 84 | 2 | |
| FLORIDA FINANCIAL ADVISORS, LLC BD affiliated | $456M | 838 | $544,312 | 100% | 9.1% | 4 | 21 | ||
| SILVER GROVE ADVISORY SERVICES independent RIA | $454M | +39% | 17 | $26.7M | 100% | 29% | 126 | 11 | |
| PRENTISS SMITH & COMPANY, INC. independent RIA | $453M | +3.7% | 5 | $90.6M | 91% | 37% | 60 | 2 | |
| KINETIC INVESTMENT MANAGEMENT, INC. independent RIA | $451M | +29% | 30 | $15.0M | 99% | 33% | 48 | 20 | |
| UNITED ADVISORS AMERICA independent RIA | $447M | +26% | 21 | $21.3M | 100% | 21% | 134 | 1 | |
| MAXIM FINANCIAL ADVISORS LLC independent RIA | $445M | +12% | 36 | $12.4M | 93% | 40% | 21 | 2 | |
| ARNOLD WEITZ & CO independent RIA | $438M | +7.3% | 2 | $219M | 100% | 4.0% | 17 | 1 | |
| THE LLOYD ADVISORY GROUP independent RIA | $438M | +18% | 7 | $62.5M | 97% | 28% | 172 | 3 | |
| CHAPEL HILL INVESTMENT ANALYSTS INC independent RIA | $436M | +14% | 3 | $145M | 100% | 6.4% | 470 | 2 | |
| FEFA FINANCIAL independent RIA | $435M | +48% | 22 | $19.8M | 100% | 15% | 76 | 1 | |
| GREENBRIDGE PARTNERS LLC independent RIA | $433M | +70% | 1 | $433M | 100% | 26% | 648 | 1 | |
| PARADIGM INVESTMENT ADVISORY, LLC independent RIA | $425M | +133% | 8 | $53.1M | 92% | 39% | 81 | 4 | |
| HERITAGE FAMILY OFFICES, LLP independent RIA | $423M | +3.7% | 4 | $106M | 100% | 13% | 63 | 1 | 1 |
| MARKET INVESTMENT GROUP, LLC independent RIA | $416M | 3 | $139M | 100% | 22% | 605 | 4 | ||
| NORTHEAST PLANNING ASSOCIATES, INC. independent RIA | $414M | +26% | 73 | $5.7M | 100% | 18% | 13 | 36 | |
| SLAGLE FINANCIAL, LLC. independent RIA | $412M | +31% | 13 | $31.7M | 99% | 25% | 116 | 10 | |
| COPPER FINANCIAL independent RIA | $411M | +19% | 39 | $10.5M | 100% | 11% | 107 | 32 | |
| BEMANAGED independent RIA | $410M | -7.3% | 3 | $137M | 100% | 32% | 357 | 1 | |
| CLOUD INVESTMENTS, LLC independent RIA | $404M | +35% | 6 | $67.3M | 99% | 36% | 163 | 3 | |
| SILVER BIRCH FINANCIAL LLC independent RIA | $399M | 3 | $133M | 98% | 12% | 76 | 1 | ||
| LESTER FINANCIAL GROUP, LLC independent RIA | $399M | +51% | 2 | $199M | 100% | 24% | 392 | 2 | |
| IAMS WEALTH MANAGEMENT, LLC independent RIA | $397M | +16% | 53 | $7.5M | 99% | 30% | 30 | 45 | |
| WEBB FINANCIAL GROUP independent RIA | $397M | +7.0% | 3 | $132M | 100% | 5.9% | 224 | 1 | |
| CENTENNIAL WEALTH ADVISORY, LLC independent RIA | $397M | +28% | 10 | $39.7M | 100% | 27% | 135 | 6 |
799 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.